Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nutanix, Inc.NTNX · Entity 3296 | Chief Financial Officer | March 15, 2022 | March 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nutanix, Inc.
Report date March 15, 2022 · Filed March 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 252,471 |
Ending reported balance
After 2022-03-16 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-03-15 · Exercise / conversion · Acquired 6,250 · Balance 236,072 Row 2 · 2022-03-15 · Exercise / conversion · Acquired 9,375 · Balance 245,447 Row 3 · 2022-03-15 · Exercise / conversion · Acquired 14,735 · Balance 260,182 Row 4 · 2022-03-15 · Exercise / conversion · Acquired 3,883 · Balance 264,065 Row 5 · 2022-03-16 · Sale · Disposed 11,594 · Balance 252,471 F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,750 |
Reported balance
After 2022-03-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-15 · Exercise / conversion · Disposed 6,250 · Balance 18,750 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F3: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 56,250 |
Reported balance
After 2022-03-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-03-15 · Exercise / conversion · Disposed 9,375 · Balance 56,250 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 147,343 |
Reported balance
After 2022-03-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-03-15 · Exercise / conversion · Disposed 14,735 · Balance 147,343 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 54,355 |
Reported balance
After 2022-03-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-03-15 · Exercise / conversion · Disposed 3,883 · Balance 54,355 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
F3: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
APPLIED MICRO CIRCUITS CORP
Report date January 26, 2017 · Filed January 30, 2017
Section 16 reporting ended · disclosed 2017-01-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-01-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-01-26 · Other · Disposed 39,864 · Balance 15,836 F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Montana Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. ("MACOM"), Purchaser (a wholly owned subsidiary of MACOM), MACOM Connectivity Solutions, LLC (f/k/a Montana Merger Sub II, LLC), and Issuer, dated as of November 21, 2016 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following- (a) $3.25 in cash and (b) 0.1089 shares of MACOM common stock, plus cash in lieu of any fractional shares of MACOM common stock, in each case, without interest, and less any applicable withholding taxes (cumulatively, the "Transaction Consideration"). The market value of the Transaction Consideration is $8.47 per share, based on the trading price of MACOM common stock as of end of trading on January 25, 2017. Row 2 · 2017-01-26 · Disposition to issuer · Disposed 6,598 · Balance 9,238 F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of shares subject to the vested stock unit. Pursuant to the terms of the Reporting Person's restricted stock unit agreement dated August 2, 2016, the restricted stock units subject to such agreement vested on a prorated basis, with respect to 5/12 of the total units, in connection with the Reporting Person's termination from service to Issuer in connection with a change in control of Issuer. Row 3 · 2017-01-26 · Disposition to issuer · Disposed 9,238 · Balance 0 F3: Represents unvested RSUs forfeited in connection with the Reporting Person's termination from service to Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Montana Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. ("MACOM"), Purchaser (a wholly owned subsidiary of MACOM), MACOM Connectivity Solutions, LLC (f/k/a Montana Merger Sub II, LLC), and Issuer, dated as of November 21, 2016 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following- (a) $3.25 in cash and (b) 0.1089 shares of MACOM common stock, plus cash in lieu of any fractional shares of MACOM common stock, in each case, without interest, and less any applicable withholding taxes (cumulatively, the "Transaction Consideration"). The market value of the Transaction Consideration is $8.47 per share, based on the trading price of MACOM common stock as of end of trading on January 25, 2017.
F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of shares subject to the vested stock unit. Pursuant to the terms of the Reporting Person's restricted stock unit agreement dated August 2, 2016, the restricted stock units subject to such agreement vested on a prorated basis, with respect to 5/12 of the total units, in connection with the Reporting Person's termination from service to Issuer in connection with a change in control of Issuer.
F3: Represents unvested RSUs forfeited in connection with the Reporting Person's termination from service to Issuer.
MeridianLink, Inc.
Report date October 24, 2025 · Filed October 24, 2025
Section 16 reporting ended · disclosed 2025-10-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-10-24 transaction · row 1
1 source rowRow 1 · 2025-10-24 · Disposition to issuer · Disposed 49,266 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2025, by and among the Issuer, ML Holdco, Inc. (as successor in interest to ML Holdco, LLC), a Delaware corporation ("Parent"), and ML Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of ML Holdco ("Merger Sub"). On October 24, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2: Includes 11,862 unvested and outstanding restricted stock units subject to time-based vesting conditions (the "RSUs"). Each RSU represents the contingent right to receive one share of Issuer's Common Stock, par value $0.001 per share (the "Issuer Common Stock") upon vesting and settlement. Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and held by the Reporting Person as of the Effective Time was automatically cancelled and extinguished and converted into the right to receive an amount in cash (without interest and subject to any applicable withholding or other taxes) equal to the product of (i) the Merger Consideration (as defined below) payable with respect to such RSU multiplied by (ii) the aggregate number of shares of Issuer Common Stock subject to such RSU immediately prior to the Effective Time. F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of Issuer Common Stock was automatically cancelled and converted into the right to receive $20.00 in cash, without interest (the "Merger Consideration"), less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2025, by and among the Issuer, ML Holdco, Inc. (as successor in interest to ML Holdco, LLC), a Delaware corporation ("Parent"), and ML Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of ML Holdco ("Merger Sub"). On October 24, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.
F2: Includes 11,862 unvested and outstanding restricted stock units subject to time-based vesting conditions (the "RSUs"). Each RSU represents the contingent right to receive one share of Issuer's Common Stock, par value $0.001 per share (the "Issuer Common Stock") upon vesting and settlement. Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and held by the Reporting Person as of the Effective Time was automatically cancelled and extinguished and converted into the right to receive an amount in cash (without interest and subject to any applicable withholding or other taxes) equal to the product of (i) the Merger Consideration (as defined below) payable with respect to such RSU multiplied by (ii) the aggregate number of shares of Issuer Common Stock subject to such RSU immediately prior to the Effective Time.
F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of Issuer Common Stock was automatically cancelled and converted into the right to receive $20.00 in cash, without interest (the "Merger Consideration"), less any applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 19, 2018 16:19 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000091 · wf-form4_152943958345529.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:19 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000091 · wf-form4_152943958345529.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 132,400 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · derivative · entry 7 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,000 Underlying: Class B Common Stock · 132,400 shares Expires 2024-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 21,875 shares vest each month through June 9, 2018. F6 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 75,738 | $55.18 | $4,178,866.87 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 5 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,020 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $54.83 to $55.36. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 56,662 | $54.40 | $3,082,288.14 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,758 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.83 to $54.82. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 132,400 | $3.20 | $423,680.00 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 167,600 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · derivative · entry 6 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,400 Underlying: Class B Common Stock · 167,600 shares Expires 2024-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 21,875 shares vest each month through June 9, 2018. F6 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 167,600 | $53.56 | $8,976,421.36 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,020 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.20 to $54.13. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 167,600 | $3.20 | $536,320.00 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on March 20, 2018. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 17:47 UTC | Nutanix, Inc. NTNX · Entity 3296 | Tax withholdingClass A Common Stock | 13,707 | $53.71 | $736,224.90 |
DisclosureSEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · nonDerivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,020 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:47 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · derivative · entry 5 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F4 · derivative.expiration_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:47 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · derivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F3 · derivative.expiration_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:47 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:47 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · derivative · entry 6 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955,000 Underlying: Class B Common Stock · 150,000 shares Expires 2024-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. The shares subject to the option vest 21,875 shares monthly through June 9, 2018. F5 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 150,000 | $35.33 | $5,299,200.00 |
DisclosureSEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · nonDerivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,227 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.57. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 150,000 | $3.20 | $480,000.00 |
DisclosureSEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · nonDerivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · derivative · entry 5 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105,000 Underlying: Class B Common Stock · 150,000 shares Expires 2024-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. The shares subject to the option vest 21,875 shares monthly through June 9, 2018. F5 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 150,000 | $35.40 | $5,309,430.00 |
DisclosureSEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,227 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.30 to $35.45. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 150,000 | $3.20 | $480,000.00 |
DisclosureSEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 18:40 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantRestricted Stock Units · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000196 · wf-form4_151329479428882.xml · derivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 120,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 80,244 | $17.23 | $1,382,604.12 |
DisclosureSEC source: 0001618732-17-000066 · wf-form4_149738519048584.xml · nonDerivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,227 F3 · kind: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's RSU. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 205,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-17-000066 · wf-form4_149738519048584.xml · derivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 205,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: On June 9, 2017, 205,000 RSUs vested and became issuable. F5 · balance_after: Remaining balance does not include 300,000 RSUs that continue to vest and do not have an exercise price. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | Tax withholdingClass A Common Stock | 37,529 | $17.48 | $656,006.92 |
DisclosureSEC source: 0001618732-17-000066 · wf-form4_149738519048584.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,471 F2 · kind: Represents shares surrendered to cover the exercise price arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 205,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000066 · wf-form4_149738519048584.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:32 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 505,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000016 · wf-form4_149039115289087.xml · derivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,000 Underlying: Class A Common Stock · 505,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock. F3 · derivative.exercise_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018. F3 · derivative.expiration_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 17:32 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 505,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000016 · wf-form4_149039115289087.xml · derivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 505,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock. F3 · derivative.exercise_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018. F3 · derivative.expiration_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:11 UTC | APPLIED MICRO CIRCUITS CORP AMCC · Entity 179367 | Disposition to issuerCOMMON STOCK | 9,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-002236 · doc4.xml · nonDerivative · entry 3 Williams Duston · CIK 0001310852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Represents unvested RSUs forfeited in connection with the Reporting Person's termination from service to Issuer. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:11 UTC | APPLIED MICRO CIRCUITS CORP AMCC · Entity 179367 | Disposition to issuerCOMMON STOCK | 6,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-002236 · doc4.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,238 F2 · price: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of shares subject to the vested stock unit. Pursuant to the terms of the Reporting Person's restricted stock unit agreement dated August 2, 2016, the restricted stock units subject to such agreement vested on a prorated basis, with respect to 5/12 of the total units, in connection with the Reporting Person's termination from service to Issuer in connection with a change in control of Issuer. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:11 UTC | APPLIED MICRO CIRCUITS CORP AMCC · Entity 179367 | OtherCOMMON STOCK | 39,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-002236 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,836 F1 · price: Tendered into and disposed of upon the closing of the exchange offer initiated by Montana Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. ("MACOM"), Purchaser (a wholly owned subsidiary of MACOM), MACOM Connectivity Solutions, LLC (f/k/a Montana Merger Sub II, LLC), and Issuer, dated as of November 21, 2016 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following- (a) $3.25 in cash and (b) 0.1089 shares of MACOM common stock, plus cash in lieu of any fractional shares of MACOM common stock, in each case, without interest, and less any applicable withholding taxes (cumulatively, the "Transaction Consideration"). The market value of the Transaction Consideration is $8.47 per share, based on the trading price of MACOM common stock as of end of trading on January 25, 2017. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:25 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 505,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031277 · doc4.xml · derivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,000 Underlying: Class B Common Stock · 505,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018. F4 · derivative.expiration_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:25 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 505,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031277 · doc4.xml · derivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 505,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018. F4 · derivative.expiration_date: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:25 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 1,255,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0000899243-16-031277 · doc4.xml · derivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255,000 Underlying: Class B Common Stock · 1,255,000 shares Expires 2024-06-18 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. As of the date of this report, 795,625 shares subject to the option are fully vested and the remaining 459,375 shares vest in 21 equal monthly installments beginning on October 9, 2016. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 20:25 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 1,255,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0000899243-16-031277 · doc4.xml · derivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,255,000 shares Expires 2024-06-18 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. As of the date of this report, 795,625 shares subject to the option are fully vested and the remaining 459,375 shares vest in 21 equal monthly installments beginning on October 9, 2016. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.