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Williams Duston

Disclosed activity across 3 companies

Tapewire entity
73964
SEC CIK
0001310852

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nutanix, Inc.NTNX · Entity 3296Chief Financial OfficerMarch 15, 2022March 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nutanix, Inc.

Report date March 15, 2022 · Filed March 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect252,471 Ending reported balance After 2022-03-16 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2022-03-15 · Exercise / conversion · Acquired 6,250 · Balance 236,072

Row 2 · 2022-03-15 · Exercise / conversion · Acquired 9,375 · Balance 245,447

Row 3 · 2022-03-15 · Exercise / conversion · Acquired 14,735 · Balance 260,182

Row 4 · 2022-03-15 · Exercise / conversion · Acquired 3,883 · Balance 264,065

Row 5 · 2022-03-16 · Sale · Disposed 11,594 · Balance 252,471

F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect18,750 Reported balance After 2022-03-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-03-15 · Exercise / conversion · Disposed 6,250 · Balance 18,750

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F3: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect56,250 Reported balance After 2022-03-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-03-15 · Exercise / conversion · Disposed 9,375 · Balance 56,250

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect147,343 Reported balance After 2022-03-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-03-15 · Exercise / conversion · Disposed 14,735 · Balance 147,343

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect54,355 Reported balance After 2022-03-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-03-15 · Exercise / conversion · Disposed 3,883 · Balance 54,355

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F3: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

APPLIED MICRO CIRCUITS CORP

Report date January 26, 2017 · Filed January 30, 2017

Section 16 reporting ended · disclosed 2017-01-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-01-26 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-01-26 · Other · Disposed 39,864 · Balance 15,836

F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Montana Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. ("MACOM"), Purchaser (a wholly owned subsidiary of MACOM), MACOM Connectivity Solutions, LLC (f/k/a Montana Merger Sub II, LLC), and Issuer, dated as of November 21, 2016 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following- (a) $3.25 in cash and (b) 0.1089 shares of MACOM common stock, plus cash in lieu of any fractional shares of MACOM common stock, in each case, without interest, and less any applicable withholding taxes (cumulatively, the "Transaction Consideration"). The market value of the Transaction Consideration is $8.47 per share, based on the trading price of MACOM common stock as of end of trading on January 25, 2017.

Row 2 · 2017-01-26 · Disposition to issuer · Disposed 6,598 · Balance 9,238

F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of shares subject to the vested stock unit. Pursuant to the terms of the Reporting Person's restricted stock unit agreement dated August 2, 2016, the restricted stock units subject to such agreement vested on a prorated basis, with respect to 5/12 of the total units, in connection with the Reporting Person's termination from service to Issuer in connection with a change in control of Issuer.

Row 3 · 2017-01-26 · Disposition to issuer · Disposed 9,238 · Balance 0

F3: Represents unvested RSUs forfeited in connection with the Reporting Person's termination from service to Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Montana Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. ("MACOM"), Purchaser (a wholly owned subsidiary of MACOM), MACOM Connectivity Solutions, LLC (f/k/a Montana Merger Sub II, LLC), and Issuer, dated as of November 21, 2016 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following- (a) $3.25 in cash and (b) 0.1089 shares of MACOM common stock, plus cash in lieu of any fractional shares of MACOM common stock, in each case, without interest, and less any applicable withholding taxes (cumulatively, the "Transaction Consideration"). The market value of the Transaction Consideration is $8.47 per share, based on the trading price of MACOM common stock as of end of trading on January 25, 2017.

F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of shares subject to the vested stock unit. Pursuant to the terms of the Reporting Person's restricted stock unit agreement dated August 2, 2016, the restricted stock units subject to such agreement vested on a prorated basis, with respect to 5/12 of the total units, in connection with the Reporting Person's termination from service to Issuer in connection with a change in control of Issuer.

F3: Represents unvested RSUs forfeited in connection with the Reporting Person's termination from service to Issuer.

MeridianLink, Inc.

Report date October 24, 2025 · Filed October 24, 2025

Section 16 reporting ended · disclosed 2025-10-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001SEC Table I · non-derivativeDirect0 Reported balance After 2025-10-24 transaction · row 1
1 source row

Row 1 · 2025-10-24 · Disposition to issuer · Disposed 49,266 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2025, by and among the Issuer, ML Holdco, Inc. (as successor in interest to ML Holdco, LLC), a Delaware corporation ("Parent"), and ML Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of ML Holdco ("Merger Sub"). On October 24, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.

F2: Includes 11,862 unvested and outstanding restricted stock units subject to time-based vesting conditions (the "RSUs"). Each RSU represents the contingent right to receive one share of Issuer's Common Stock, par value $0.001 per share (the "Issuer Common Stock") upon vesting and settlement. Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and held by the Reporting Person as of the Effective Time was automatically cancelled and extinguished and converted into the right to receive an amount in cash (without interest and subject to any applicable withholding or other taxes) equal to the product of (i) the Merger Consideration (as defined below) payable with respect to such RSU multiplied by (ii) the aggregate number of shares of Issuer Common Stock subject to such RSU immediately prior to the Effective Time.

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of Issuer Common Stock was automatically cancelled and converted into the right to receive $20.00 in cash, without interest (the "Merger Consideration"), less any applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2025, by and among the Issuer, ML Holdco, Inc. (as successor in interest to ML Holdco, LLC), a Delaware corporation ("Parent"), and ML Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of ML Holdco ("Merger Sub"). On October 24, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.

F2: Includes 11,862 unvested and outstanding restricted stock units subject to time-based vesting conditions (the "RSUs"). Each RSU represents the contingent right to receive one share of Issuer's Common Stock, par value $0.001 per share (the "Issuer Common Stock") upon vesting and settlement. Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and held by the Reporting Person as of the Effective Time was automatically cancelled and extinguished and converted into the right to receive an amount in cash (without interest and subject to any applicable withholding or other taxes) equal to the product of (i) the Merger Consideration (as defined below) payable with respect to such RSU multiplied by (ii) the aggregate number of shares of Issuer Common Stock subject to such RSU immediately prior to the Effective Time.

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of Issuer Common Stock was automatically cancelled and converted into the right to receive $20.00 in cash, without interest (the "Merger Consideration"), less any applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2021 Filed Jun 15, 2021 16:34 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040603 · doc4.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 16:34 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040603 · doc4.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 16:34 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040603 · doc4.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:40 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 13,984 $26.85 $375,470.40
Disclosure

SEC source: 0001209191-21-021888 · doc4.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,992

F1 · kind: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 14,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021017 · doc4.xml · derivative · entry 8

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,279

Underlying: Class A Common Stock · 14,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F5 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021017 · doc4.xml · derivative · entry 7

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F4 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021017 · doc4.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021017 · doc4.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 14,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021017 · doc4.xml · nonDerivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021017 · doc4.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021017 · doc4.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021017 · doc4.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 18:02 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 31,277 $31.73 $992,419.21
Disclosure

SEC source: 0001618732-20-000190 · wf-form4_160833254700508.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,117

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 14,734 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · derivative · entry 10

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,013

Underlying: Class A Common Stock · 14,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F7 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F7 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · derivative · entry 9

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,125

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F6 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F6 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · derivative · entry 8

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F5 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · derivative · entry 7

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F4 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs will vest in 12 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs will vest in 12 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 14,734 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · nonDerivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · nonDerivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000172 · wf-form4_160807327933313.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2020.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 16:35 UTC Nutanix, Inc. NTNX · Entity 3296 GrantRestricted Stock Units · Derivative 235,747 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000124 · wf-form4_160201653659992.xml · derivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,747

Underlying: Class A Common Stock · 235,747 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 19:03 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,942 $22.84 $592,515.28
Disclosure

SEC source: 0001618732-20-000105 · wf-form4_160047016234355.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,534

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000095 · wf-form4_160029542554430.xml · derivative · entry 8

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on December 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on December 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000095 · wf-form4_160029542554430.xml · derivative · entry 7

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000095 · wf-form4_160029542554430.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000095 · wf-form4_160029542554430.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · derivative.exercise_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000095 · wf-form4_160029542554430.xml · nonDerivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000095 · wf-form4_160029542554430.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000095 · wf-form4_160029542554430.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000095 · wf-form4_160029542554430.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 18:24 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 22,254 $23.12 $514,463.52
Disclosure

SEC source: 0001618732-20-000071 · wf-form4_159251905501685.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,351

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000065 · wf-form4_159234690451199.xml · derivative · entry 8

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,875

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on December 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on December 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000065 · wf-form4_159234690451199.xml · derivative · entry 7

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000065 · wf-form4_159234690451199.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000065 · wf-form4_159234690451199.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000065 · wf-form4_159234690451199.xml · nonDerivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000065 · wf-form4_159234690451199.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000065 · wf-form4_159234690451199.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 18:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000065 · wf-form4_159234690451199.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares owned reflects Class A common stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on March 20, 2020.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 19:14 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 19,457 $12.61 $245,352.77
Disclosure

SEC source: 0001618732-20-000030 · wf-form4_158457325293343.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,525

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 16:15 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000018 · wf-form4_158447611723777.xml · derivative · entry 8

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on December 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on December 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 16:15 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000018 · wf-form4_158447611723777.xml · derivative · entry 7

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 16:15 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000018 · wf-form4_158447611723777.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 16:15 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000018 · wf-form4_158447611723777.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · derivative.exercise_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 16:15 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000018 · wf-form4_158447611723777.xml · nonDerivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 16:15 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000018 · wf-form4_158447611723777.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 16:15 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000018 · wf-form4_158447611723777.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.