Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nutanix, Inc.NTNX · Entity 3296 | Chief Financial Officer | March 15, 2022 | March 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nutanix, Inc.
Report date March 15, 2022 · Filed March 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 252,471 |
Ending reported balance
After 2022-03-16 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-03-15 · Exercise / conversion · Acquired 6,250 · Balance 236,072 Row 2 · 2022-03-15 · Exercise / conversion · Acquired 9,375 · Balance 245,447 Row 3 · 2022-03-15 · Exercise / conversion · Acquired 14,735 · Balance 260,182 Row 4 · 2022-03-15 · Exercise / conversion · Acquired 3,883 · Balance 264,065 Row 5 · 2022-03-16 · Sale · Disposed 11,594 · Balance 252,471 F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,750 |
Reported balance
After 2022-03-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-15 · Exercise / conversion · Disposed 6,250 · Balance 18,750 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F3: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 56,250 |
Reported balance
After 2022-03-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-03-15 · Exercise / conversion · Disposed 9,375 · Balance 56,250 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 147,343 |
Reported balance
After 2022-03-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-03-15 · Exercise / conversion · Disposed 14,735 · Balance 147,343 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 54,355 |
Reported balance
After 2022-03-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-03-15 · Exercise / conversion · Disposed 3,883 · Balance 54,355 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
F3: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
APPLIED MICRO CIRCUITS CORP
Report date January 26, 2017 · Filed January 30, 2017
Section 16 reporting ended · disclosed 2017-01-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-01-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-01-26 · Other · Disposed 39,864 · Balance 15,836 F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Montana Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. ("MACOM"), Purchaser (a wholly owned subsidiary of MACOM), MACOM Connectivity Solutions, LLC (f/k/a Montana Merger Sub II, LLC), and Issuer, dated as of November 21, 2016 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following- (a) $3.25 in cash and (b) 0.1089 shares of MACOM common stock, plus cash in lieu of any fractional shares of MACOM common stock, in each case, without interest, and less any applicable withholding taxes (cumulatively, the "Transaction Consideration"). The market value of the Transaction Consideration is $8.47 per share, based on the trading price of MACOM common stock as of end of trading on January 25, 2017. Row 2 · 2017-01-26 · Disposition to issuer · Disposed 6,598 · Balance 9,238 F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of shares subject to the vested stock unit. Pursuant to the terms of the Reporting Person's restricted stock unit agreement dated August 2, 2016, the restricted stock units subject to such agreement vested on a prorated basis, with respect to 5/12 of the total units, in connection with the Reporting Person's termination from service to Issuer in connection with a change in control of Issuer. Row 3 · 2017-01-26 · Disposition to issuer · Disposed 9,238 · Balance 0 F3: Represents unvested RSUs forfeited in connection with the Reporting Person's termination from service to Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered into and disposed of upon the closing of the exchange offer initiated by Montana Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. ("MACOM"), Purchaser (a wholly owned subsidiary of MACOM), MACOM Connectivity Solutions, LLC (f/k/a Montana Merger Sub II, LLC), and Issuer, dated as of November 21, 2016 (the "Merger Agreement"), whereby Purchaser offered to exchange for each outstanding share of common stock of the Issuer ("Issuer Common Stock") the following- (a) $3.25 in cash and (b) 0.1089 shares of MACOM common stock, plus cash in lieu of any fractional shares of MACOM common stock, in each case, without interest, and less any applicable withholding taxes (cumulatively, the "Transaction Consideration"). The market value of the Transaction Consideration is $8.47 per share, based on the trading price of MACOM common stock as of end of trading on January 25, 2017.
F2: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit in Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of shares subject to the vested stock unit. Pursuant to the terms of the Reporting Person's restricted stock unit agreement dated August 2, 2016, the restricted stock units subject to such agreement vested on a prorated basis, with respect to 5/12 of the total units, in connection with the Reporting Person's termination from service to Issuer in connection with a change in control of Issuer.
F3: Represents unvested RSUs forfeited in connection with the Reporting Person's termination from service to Issuer.
MeridianLink, Inc.
Report date October 24, 2025 · Filed October 24, 2025
Section 16 reporting ended · disclosed 2025-10-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-10-24 transaction · row 1
1 source rowRow 1 · 2025-10-24 · Disposition to issuer · Disposed 49,266 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2025, by and among the Issuer, ML Holdco, Inc. (as successor in interest to ML Holdco, LLC), a Delaware corporation ("Parent"), and ML Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of ML Holdco ("Merger Sub"). On October 24, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2: Includes 11,862 unvested and outstanding restricted stock units subject to time-based vesting conditions (the "RSUs"). Each RSU represents the contingent right to receive one share of Issuer's Common Stock, par value $0.001 per share (the "Issuer Common Stock") upon vesting and settlement. Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and held by the Reporting Person as of the Effective Time was automatically cancelled and extinguished and converted into the right to receive an amount in cash (without interest and subject to any applicable withholding or other taxes) equal to the product of (i) the Merger Consideration (as defined below) payable with respect to such RSU multiplied by (ii) the aggregate number of shares of Issuer Common Stock subject to such RSU immediately prior to the Effective Time. F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of Issuer Common Stock was automatically cancelled and converted into the right to receive $20.00 in cash, without interest (the "Merger Consideration"), less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2025, by and among the Issuer, ML Holdco, Inc. (as successor in interest to ML Holdco, LLC), a Delaware corporation ("Parent"), and ML Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of ML Holdco ("Merger Sub"). On October 24, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.
F2: Includes 11,862 unvested and outstanding restricted stock units subject to time-based vesting conditions (the "RSUs"). Each RSU represents the contingent right to receive one share of Issuer's Common Stock, par value $0.001 per share (the "Issuer Common Stock") upon vesting and settlement. Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and held by the Reporting Person as of the Effective Time was automatically cancelled and extinguished and converted into the right to receive an amount in cash (without interest and subject to any applicable withholding or other taxes) equal to the product of (i) the Merger Consideration (as defined below) payable with respect to such RSU multiplied by (ii) the aggregate number of shares of Issuer Common Stock subject to such RSU immediately prior to the Effective Time.
F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of Issuer Common Stock was automatically cancelled and converted into the right to receive $20.00 in cash, without interest (the "Merger Consideration"), less any applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2025 Filed Oct 24, 2025 21:22 UTC | MeridianLink, Inc. MLNK · Entity 73961 | Disposition to issuerCommon Stock, par value $0.001 | 49,266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-25-039353 · form4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2025, by and among the Issuer, ML Holdco, Inc. (as successor in interest to ML Holdco, LLC), a Delaware corporation ("Parent"), and ML Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of ML Holdco ("Merger Sub"). On October 24, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2 · shares: Includes 11,862 unvested and outstanding restricted stock units subject to time-based vesting conditions (the "RSUs"). Each RSU represents the contingent right to receive one share of Issuer's Common Stock, par value $0.001 per share (the "Issuer Common Stock") upon vesting and settlement. Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and held by the Reporting Person as of the Effective Time was automatically cancelled and extinguished and converted into the right to receive an amount in cash (without interest and subject to any applicable withholding or other taxes) equal to the product of (i) the Merger Consideration (as defined below) payable with respect to such RSU multiplied by (ii) the aggregate number of shares of Issuer Common Stock subject to such RSU immediately prior to the Effective Time. F3 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of Issuer Common Stock was automatically cancelled and converted into the right to receive $20.00 in cash, without interest (the "Merger Consideration"), less any applicable withholding taxes. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 16:40 UTC | MeridianLink, Inc. MLNK · Entity 73961 | GrantCommon Stock, par value $0.001 | 11,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001834494-25-000068 · wk-form4_1749242393.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,266 F1 · kind: These shares were granted pursuant to a restricted stock unit award that vests in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service relationship with the Issuer through such vesting date. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 16:23 UTC | MeridianLink, Inc. MLNK · Entity 73961 | GrantCommon Stock, par value $0.001 | 10,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001834494-24-000107 · wk-form4_1717791787.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,404 F1 · security: These shares were granted pursuant to a restricted stock unit award that vests in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service relationship with the Issuer through such vesting date. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 16:32 UTC | MeridianLink, Inc. MLNK · Entity 73961 | GrantCommon Stock, par value $0.001 | 9,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001834494-23-000080 · wk-form4_1686342719.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,237 F1 · security: These shares were granted pursuant to a restricted stock unit award that vests in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service relationship with the Issuer through such vesting date. Read SEC document |
| July 12, 2022 Filed Jul 13, 2022 16:48 UTC | MeridianLink, Inc. MLNK · Entity 73961 | GrantCommon Stock, par value $0.001 | 17,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001834494-22-000081 · wf-form4_165774530552156.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,351 F1 · security: These shares were granted pursuant to a restricted stock unit award that vests in substantially equal annual installments over the 3 years following July 12, 2022, subject to the Reporting Person's continued service relationship with the Issuer through each such vesting date. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 19:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 11,594 | $23.78 | $275,705.32 |
DisclosureSEC source: 0001209191-22-019781 · doc4.xml · nonDerivative · entry 5 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,471 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 3,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019781 · doc4.xml · derivative · entry 9 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,355 Underlying: Class A Common Stock · 3,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 14,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019781 · doc4.xml · derivative · entry 8 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,343 Underlying: Class A Common Stock · 14,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019781 · doc4.xml · derivative · entry 7 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Class A Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019781 · doc4.xml · derivative · entry 6 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 3,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019781 · doc4.xml · nonDerivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 14,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019781 · doc4.xml · nonDerivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019781 · doc4.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019781 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:16 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherStock Option (Right to Buy) · Derivative | 623,750 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001209191-22-001803 · doc4.xml · derivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,750 Underlying: Class A Common Stock · 623,750 shares Expires 2024-06-18 F2 · kind: Upon the automatic conversion described in footnote 1, the outstanding options previously denominated in shares of Class B common stock remained unchanged, except that they now represent the right to receive shares of the Issuers Class A common stock. F3 · derivative.exercise_date: The shares subject to the options are fully vested and exercisable immediately. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:16 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherStock Option (Right to Buy) · Derivative | 623,750 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001209191-22-001803 · doc4.xml · derivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 623,750 shares Expires 2024-06-18 F2 · kind: Upon the automatic conversion described in footnote 1, the outstanding options previously denominated in shares of Class B common stock remained unchanged, except that they now represent the right to receive shares of the Issuers Class A common stock. F3 · derivative.exercise_date: The shares subject to the options are fully vested and exercisable immediately. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:16 UTC | Nutanix, Inc. NTNX · Entity 3296 | ConversionClass B Common Stock · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001803 · doc4.xml · derivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of January 3, 2022 at 12:01 a.m., New York City time, all outstanding shares of the Issuers Class B common stock automatically converted into the same number of shares of the Issuers Class A common stock, pursuant to the terms of the Issuers Amended and Restated Certificate of Incorporation. F1 · derivative.exercise_date: Effective as of January 3, 2022 at 12:01 a.m., New York City time, all outstanding shares of the Issuers Class B common stock automatically converted into the same number of shares of the Issuers Class A common stock, pursuant to the terms of the Issuers Amended and Restated Certificate of Incorporation. F1 · derivative.expiration_date: Effective as of January 3, 2022 at 12:01 a.m., New York City time, all outstanding shares of the Issuers Class B common stock automatically converted into the same number of shares of the Issuers Class A common stock, pursuant to the terms of the Issuers Amended and Restated Certificate of Incorporation. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:16 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantClass A Common Stock | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001803 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,822 F1 · price: Effective as of January 3, 2022 at 12:01 a.m., New York City time, all outstanding shares of the Issuers Class B common stock automatically converted into the same number of shares of the Issuers Class A common stock, pursuant to the terms of the Issuers Amended and Restated Certificate of Incorporation. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 16:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 15,000 | $32.43 | $486,399.00 |
DisclosureSEC source: 0001209191-22-000201 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,572 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.14 to $32.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 17:48 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 15,000 | $32.40 | $486,064.50 |
DisclosureSEC source: 0001209191-21-071512 · doc4.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,572 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.11 to $32.685 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 17:48 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 15,000 | $32.81 | $492,112.50 |
DisclosureSEC source: 0001209191-21-071512 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,572 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.79 to $32.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 20:59 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 22,240 | $30.39 | $675,793.54 |
DisclosureSEC source: 0001209191-21-070711 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,572 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 3,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · derivative · entry 10 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,238 Underlying: Class A Common Stock · 3,882 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of the Issuer's Class A common stock. F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 14,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · derivative · entry 9 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,077 Underlying: Class A Common Stock · 14,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of the Issuer's Class A common stock. F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · derivative · entry 8 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,625 Underlying: Class A Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · derivative · entry 7 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of the Issuer's Class A common stock. F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · derivative · entry 6 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 3,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · nonDerivative · entry 5 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 14,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · nonDerivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · nonDerivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070369 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 16:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantRestricted Stock Units · Derivative | 62,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060374 · doc4.xml · derivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,120 Underlying: Class A Common Stock · 62,120 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F2 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 17:18 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 43,632 | $37.06 | $1,616,932.11 |
DisclosureSEC source: 0001209191-21-060258 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,071 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.21 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2021. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 19:26 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 19,336 | $41.74 | $807,084.64 |
DisclosureSEC source: 0001209191-21-056755 · doc4.xml · nonDerivative · entry 5 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,307 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:26 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 14,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056755 · doc4.xml · derivative · entry 9 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,811 Underlying: Class A Common Stock · 14,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. F6 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F6 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:26 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056755 · doc4.xml · derivative · entry 8 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. F5 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F5 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:26 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056755 · doc4.xml · derivative · entry 7 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. F4 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F4 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:26 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056755 · doc4.xml · derivative · entry 6 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. F3 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F3 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:26 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 14,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056755 · doc4.xml · nonDerivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:26 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056755 · doc4.xml · nonDerivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:26 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056755 · doc4.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:26 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056755 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 16:17 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 50,000 | $37.27 | $1,863,265.00 |
DisclosureSEC source: 0001209191-21-046488 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,784 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $37.10 to $37.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 16:47 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 15,067 | $37.35 | $562,752.45 |
DisclosureSEC source: 0001209191-21-042072 · doc4.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,784 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 16:34 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 14,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040603 · doc4.xml · derivative · entry 8 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,545 Underlying: Class A Common Stock · 14,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F6 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F6 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 16:34 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040603 · doc4.xml · derivative · entry 7 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,375 Underlying: Class A Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F5 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F5 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 16:34 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040603 · doc4.xml · derivative · entry 6 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F4 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F4 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 16:34 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040603 · doc4.xml · derivative · entry 5 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F3 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F3 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| June 15, 2021 Filed Jun 15, 2021 16:34 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 14,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040603 · doc4.xml · nonDerivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.