Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TOMPKINS FINANCIAL CORP
Report date October 31, 2025 · Filed November 04, 2025
Section 16 reporting ended · disclosed 2025-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,818 |
Reported balance
After 2025-10-31 transaction · row 1
1 source rowRow 1 · 2025-10-31 · Disposition to issuer · Disposed 4,031 · Balance 20,818 F1: Forfeiture of restricted shares pursuant to a change in employment. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k)/ISOP | 972.8371 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 972.8371 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 3,824.5552 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,824.5552 |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of restricted shares pursuant to a change in employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2016 Filed Oct 27, 2016 19:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 519 | $40.60 | $21,071.40 |
DisclosureSEC source: 0001127602-16-065343 · form4.xml · nonDerivative · entry 5 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 610 | $37.00 | $22,570.00 |
DisclosureSEC source: 0001127602-16-065343 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,463 F1 · shares: Deemed disposition of shares to issuer to satisfy option cost and taxes. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 893 | $37.00 | $33,041.00 |
DisclosureSEC source: 0001127602-16-065343 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 1,185 | $41.71 | $49,426.35 |
DisclosureSEC source: 0001127602-16-065343 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,180 F1 · shares: Deemed disposition of shares to issuer to satisfy option cost and taxes. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 1,650 | $41.71 | $68,821.50 |
DisclosureSEC source: 0001127602-16-065343 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.