Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TOMPKINS FINANCIAL CORP
Report date October 31, 2025 · Filed November 04, 2025
Section 16 reporting ended · disclosed 2025-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,818 |
Reported balance
After 2025-10-31 transaction · row 1
1 source rowRow 1 · 2025-10-31 · Disposition to issuer · Disposed 4,031 · Balance 20,818 F1: Forfeiture of restricted shares pursuant to a change in employment. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k)/ISOP | 972.8371 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 972.8371 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 3,824.5552 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,824.5552 |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of restricted shares pursuant to a change in employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 309 | $87.39 | $27,003.51 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 6 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,107 Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 380 | $56.29 | $21,390.20 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 5 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 455 | $87.39 | $39,762.45 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,036 Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 591 | $49.22 | $29,089.02 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 372 | $87.39 | $32,509.08 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 519 | $40.60 | $21,071.40 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:31 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 179 | $86.54 | $15,490.66 |
DisclosureSEC source: 0001127602-19-033538 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,753 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 15:47 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032694 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,932 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:34 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 283 | $88.83 | $25,138.89 |
DisclosureSEC source: 0001127602-19-032483 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,682 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:53 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 109 | $88.95 | $9,695.55 |
DisclosureSEC source: 0001127602-19-032010 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,965 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| May 03, 2019 Filed May 6, 2019 16:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 218 | $83.73 | $18,253.14 |
DisclosureSEC source: 0001127602-19-017391 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,074 F2 · shares: Vested restricted shares withheld for taxes. Read SEC document |
| February 25, 2019 Filed May 6, 2019 16:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GiftCommon Stock | 550 | $80.79 | $44,434.50 |
DisclosureSEC source: 0001127602-19-017391 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,292 F1 · shares: Bona fide gift to charitable gift account. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 759 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · derivative · entry 11 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476 Underlying: Common Stock · 759 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 591 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · derivative · entry 10 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703 Underlying: Common Stock · 591 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 788 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · derivative · entry 9 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 788 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 638 | $78.74 | $50,236.12 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 6 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,842 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 759 | $56.29 | $42,724.11 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 5 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 467 | $78.74 | $36,771.58 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,721 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 591 | $49.22 | $29,089.02 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 554 | $78.74 | $43,621.96 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,597 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 788 | $37.00 | $29,156.00 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 15:31 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 185 | $79.12 | $14,637.20 |
DisclosureSEC source: 0001127602-18-034236 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,363 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 13:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 140 | $75.43 | $10,560.20 |
DisclosureSEC source: 0001127602-18-032943 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,548 F2 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 13:50 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,435 | $75.43 | $108,242.05 |
DisclosureSEC source: 0001127602-18-032943 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,688 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2018 Filed Nov 6, 2018 13:52 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $75.97 | $8,584.61 |
DisclosureSEC source: 0001127602-18-032178 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,253 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 19, 2018 Filed Aug 21, 2018 14:02 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 115 | $86.59 | $9,957.85 |
DisclosureSEC source: 0001127602-18-025852 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,366 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| May 24, 2018 Filed May 29, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 1,181 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-18-019022 · form4.xml · derivative · entry 11 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,294 Underlying: Common Stock · 1,181 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| May 24, 2018 Filed May 29, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 1,039 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-18-019022 · form4.xml · derivative · entry 10 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978 Underlying: Common Stock · 1,039 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| May 24, 2018 Filed May 29, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 892 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019022 · form4.xml · derivative · entry 9 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788 Underlying: Common Stock · 892 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| May 24, 2018 Filed May 29, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 914 | $85.13 | $77,808.82 |
DisclosureSEC source: 0001127602-18-019022 · form4.xml · nonDerivative · entry 6 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,481 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| May 24, 2018 Filed May 29, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 1,181 | $49.22 | $58,128.82 |
DisclosureSEC source: 0001127602-18-019022 · form4.xml · nonDerivative · entry 5 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2018 Filed May 29, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 748 | $85.13 | $63,677.24 |
DisclosureSEC source: 0001127602-18-019022 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,214 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| May 24, 2018 Filed May 29, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 1,039 | $40.60 | $42,183.40 |
DisclosureSEC source: 0001127602-18-019022 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2018 Filed May 29, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 622 | $85.13 | $52,950.86 |
DisclosureSEC source: 0001127602-18-019022 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,923 F1 · shares: Shares withheld for option cost and taxes. Read SEC document |
| May 24, 2018 Filed May 29, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 892 | $37.00 | $33,004.00 |
DisclosureSEC source: 0001127602-18-019022 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 7, 2018 14:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 216 | $77.97 | $16,841.52 |
DisclosureSEC source: 0001127602-18-016447 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,653 F1 · shares: Vested restricted shares withheld for taxes. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 170 | $85.33 | $14,506.10 |
DisclosureSEC source: 0001127602-17-033138 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,869 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 13:20 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,320 | $79.50 | $104,940.00 |
DisclosureSEC source: 0001127602-17-031806 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,039 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 20:58 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 103 | $85.20 | $8,775.60 |
DisclosureSEC source: 0001127602-17-031461 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,719 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 19, 2017 Filed Aug 22, 2017 12:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 119 | $74.18 | $8,827.42 |
DisclosureSEC source: 0001127602-17-026136 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,822 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| May 03, 2017 Filed May 5, 2017 14:17 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 206 | $84.22 | $17,349.32 |
DisclosureSEC source: 0001127602-17-016982 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,941 F1 · shares: Shares withheld for taxes. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 13:41 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | SaleCommon Stock | 704 | $89.68 | $63,134.72 |
DisclosureSEC source: 0001127602-17-007916 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,147 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:19 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 169 | $84.76 | $14,324.44 |
DisclosureSEC source: 0001127602-16-068038 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,851 F1 · shares: Shares withheld for taxes. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 13:55 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | SaleCommon Stock | 800 | $81.31 | $65,048.00 |
DisclosureSEC source: 0001127602-16-067288 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,020 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:21 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantStock Appreciation Rights (SAR) · Derivative | 802 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001127602-16-066833 · form4.xml · derivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802 Underlying: Common Stock · 802 shares Expires 2026-11-09 F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 15:21 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066833 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,820 F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. F2 · balance_after: The total reported in Column 5 reflects 129 shares withheld on 5/3/2015; 165 shares withheld on 5/3/2016 and 98 shares withheld on 8/19/16, in each case to satisfy the reporting person's tax withholding obligation related to the vesting of stock on those dates. Although the withholding of those shares was not reported on Forms 4, Forms 4 filed for the reporting person subsequent to such vesting dates reflected the withholding of such shares and therefore accurately reflected the reporting person's holdings in Column 5 on each such date. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 519 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-16-065343 · form4.xml · derivative · entry 11 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,017 Underlying: Common Stock · 519 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 893 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065343 · form4.xml · derivative · entry 10 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680 Underlying: Common Stock · 893 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 1,650 | $0.00 Strike: $41.71 | $0.00 |
DisclosureSEC source: 0001127602-16-065343 · form4.xml · derivative · entry 9 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,650 shares Expires 2019-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:05 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 369 | $40.60 | $14,981.40 |
DisclosureSEC source: 0001127602-16-065343 · form4.xml · nonDerivative · entry 6 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,613 F1 · shares: Deemed disposition of shares to issuer to satisfy option cost and taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.