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person · Reporting owner

Chong David Cheung Hyen

Disclosed activity across 1 company

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73192
SEC CIK
0001579104

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNIVERSAL ELECTRONICS INCUEIC · Entity 366EVP Global SalesNovember 14, 2025November 14, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNIVERSAL ELECTRONICS INC

Report date November 14, 2025 · Filed November 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,709 Reported balance After 2025-11-14 transaction · row 1
1 source row

Row 1 · 2025-11-14 · Sale · Disposed 559 · Balance 37,709

F1: Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.

Common StockSEC Table I · non-derivativeIndirectShares Held by Tax Deferred Annuity5,112 Reported balance Holding disclosure · report date 2025-11-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,112

F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect53,217 Reported balance Holding disclosure · report date 2025-11-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 53,217

F3: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F4: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F5: This figure represents an aggregate number of performance stock units held by Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,165 Reported balance Holding disclosure · report date 2025-11-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 9,165

F6: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F7: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F8: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible securityDirect19,455 Reported balance Holding disclosure · report date 2025-11-14 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 19,455

F9: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F10: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F11: This figure represents an aggregate number of stock options held by Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.

F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

F3: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F4: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F5: This figure represents an aggregate number of performance stock units held by Reporting Person.

F6: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F7: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F8: This figure represents an aggregate number of restricted stock units held by Reporting Person.

F9: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F10: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F11: This figure represents an aggregate number of stock options held by Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2021 Filed Nov 16, 2021 00:09 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064571 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 13, 2021 Filed Nov 16, 2021 00:09 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 616 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064571 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 22:16 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051662 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 22:16 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 616 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-051662 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
May 13, 2021 Filed May 14, 2021 22:00 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032859 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,963

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 13, 2021 Filed May 14, 2021 22:00 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 616 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-032859 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 21:46 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021460 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,579

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 21:46 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021460 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:15 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 2,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014863 · doc4.xml · derivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

Underlying: Common Stock · 2,928 shares

Expires not disclosed

F1 · security: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on December 18, 2020 and ratified and approved by the Board of Directors on February 11, 2021 and finalized and awarded on February 25, 2021. The shares will vest over 3 years on a ratable annual basis.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F1 · derivative.exercise_date: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on December 18, 2020 and ratified and approved by the Board of Directors on February 11, 2021 and finalized and awarded on February 25, 2021. The shares will vest over 3 years on a ratable annual basis.

F1 · derivative.expiration_date: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on December 18, 2020 and ratified and approved by the Board of Directors on February 11, 2021 and finalized and awarded on February 25, 2021. The shares will vest over 3 years on a ratable annual basis.

Read SEC document
February 13, 2021 Filed Feb 16, 2021 19:37 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010662 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,745

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 13, 2021 Filed Feb 16, 2021 19:37 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 616 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-010662 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 370 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008966 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,361

Underlying: Common Stock · 370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 370 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-008966 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 22:41 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative 12,060 $35.28 Strike: $35.28 $425,416.50
Disclosure

SEC source: 0001209191-20-065740 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,305

Underlying: Common Stock · 12,060 shares

Expires 2021-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 22:41 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 8,088 $52.60 $425,428.80
Disclosure

SEC source: 0001209191-20-065740 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,802

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 3,972 shares of common stock on net exercise of options to purchase 12,060 shares of common stock. The Company withheld 8,088 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on December 30, 2020 of $52.60 pursuant to the terms of the applicable Stock Incentive Plan.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 22:41 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 12,060 $35.28 $425,416.50
Disclosure

SEC source: 0001209191-20-065740 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 23:00 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058529 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,731

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 23:00 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 616 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-058529 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 08, 2020 Filed Nov 9, 2020 22:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057486 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,347

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 08, 2020 Filed Nov 9, 2020 22:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 371 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-057486 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 21:05 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046820 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,718

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 21:05 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 616 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-046820 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 08, 2020 Filed Aug 11, 2020 19:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046090 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,334

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 08, 2020 Filed Aug 11, 2020 19:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 371 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-046090 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:14 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029109 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,705

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:14 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029109 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:52 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028437 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,321

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:52 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028437 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:52 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 6,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019724 · doc4.xml · derivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,692

Underlying: Common Stock · 6,282 shares

Expires not disclosed

F1 · security: Stock issued pursuant to a Restricted stock grant that was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and finalized and awarded on March 16, 2020.

F1 · derivative.exercise_date: Stock issued pursuant to a Restricted stock grant that was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and finalized and awarded on March 16, 2020.

F1 · derivative.expiration_date: Stock issued pursuant to a Restricted stock grant that was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and finalized and awarded on March 16, 2020.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 20:32 UTC Amendment UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 6,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020277 · doc4a.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,692

Underlying: Common Stock · 6,282 shares

Expires not disclosed

F2 · security: Stock issued pursuant to a Restricted stock grant that was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and finalized and awarded on March 16, 2020.

F2 · derivative.exercise_date: Stock issued pursuant to a Restricted stock grant that was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and finalized and awarded on March 16, 2020.

F2 · derivative.expiration_date: Stock issued pursuant to a Restricted stock grant that was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and finalized and awarded on March 16, 2020.

Read SEC document
February 13, 2020 Filed Feb 15, 2020 00:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,463 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009828 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Common Stock · 2,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 13, 2020 Filed Feb 15, 2020 00:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,463 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009828 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:20 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008512 · doc4.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,873

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:20 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008512 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,244

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:20 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008512 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:20 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008512 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 20:45 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 3,406 $55.13 $187,774.14
Disclosure

SEC source: 0001209191-19-061289 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 5,112

F3 · price: This is a weighted average of the price traded. The high was $55.50 and the low was $55.00.

F2 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 20:45 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 10 $55.88 $558.80
Disclosure

SEC source: 0001209191-19-061289 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 8,518

F1 · price: This is a weighted average of the price traded. The high was $56.00 and the low was $55.80.

F2 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:11 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 1,127 $57.38 $64,667.03
Disclosure

SEC source: 0001209191-19-060204 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 8,528

F1 · price: This is a weighted average of the price traded. The high was $57.50 and the low was $57.104.

F2 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 17:36 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 1,000 $56.00 $56,000.00
Disclosure

SEC source: 0001209191-19-059434 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 9,655

F1 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 23:58 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 3,325 $55.67 $185,100.09
Disclosure

SEC source: 0001209191-19-059390 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 10,655

F1 · price: This is a weighted average of the price traded. The high was $56.00 and the low was $55.50.

F2 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 23:53 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 4,000 $55.10 $220,400.00
Disclosure

SEC source: 0001209191-19-059172 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 13,980

F1 · price: This is a weighted average of the price traded. The high was $55.25 and the low was $55.00.

F2 · ownership.direct: These 13,980 shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056278 · doc4.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,576

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056278 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,947

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056278 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056278 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 16:11 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 1,406 $45.70 $64,255.47
Disclosure

SEC source: 0001209191-19-048995 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,980

F1 · price: This is a weighted average of the price traded. The high was $45.83 and the low was $45.64.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 17:05 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 6,036 $45.33 $273,600.41
Disclosure

SEC source: 0001209191-19-048434 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,386

F1 · price: This is a weighted average of the price traded. The high was $45.581 and the low was $45.06.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:42 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045457 · doc4.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,279

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:42 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045457 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,650

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.