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person · Reporting owner

Chong David Cheung Hyen

Disclosed activity across 1 company

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73192
SEC CIK
0001579104

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNIVERSAL ELECTRONICS INCUEIC · Entity 366EVP Global SalesNovember 14, 2025November 14, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNIVERSAL ELECTRONICS INC

Report date November 14, 2025 · Filed November 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,709 Reported balance After 2025-11-14 transaction · row 1
1 source row

Row 1 · 2025-11-14 · Sale · Disposed 559 · Balance 37,709

F1: Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.

Common StockSEC Table I · non-derivativeIndirectShares Held by Tax Deferred Annuity5,112 Reported balance Holding disclosure · report date 2025-11-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,112

F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect53,217 Reported balance Holding disclosure · report date 2025-11-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 53,217

F3: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F4: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F5: This figure represents an aggregate number of performance stock units held by Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,165 Reported balance Holding disclosure · report date 2025-11-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 9,165

F6: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F7: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F8: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible securityDirect19,455 Reported balance Holding disclosure · report date 2025-11-14 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 19,455

F9: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F10: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F11: This figure represents an aggregate number of stock options held by Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.

F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

F3: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F4: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F5: This figure represents an aggregate number of performance stock units held by Reporting Person.

F6: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F7: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F8: This figure represents an aggregate number of restricted stock units held by Reporting Person.

F9: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F10: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F11: This figure represents an aggregate number of stock options held by Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2025 Filed Nov 14, 2025 17:28 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 559 $2.97 $1,657.44
Disclosure

SEC source: 0000101984-25-000234 · wk-form4_1763141296.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,709

F1 · shares: Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 18:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000230 · wk-form4_1762972510.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,165

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F4 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 18:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000230 · wk-form4_1762972510.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 18:51 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000197 · wk-form4_1754938314.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,332

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F6 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 18:51 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 488 $6.35 $3,098.80
Disclosure

SEC source: 0000101984-25-000197 · wk-form4_1754938314.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,101

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 18:51 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000197 · wk-form4_1754938314.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
May 23, 2025 Filed May 27, 2025 22:01 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000134 · wk-form4_1748383268.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,499

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F6 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
May 23, 2025 Filed May 27, 2025 22:01 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,395 $6.60 $9,207.00
Disclosure

SEC source: 0000101984-25-000134 · wk-form4_1748383268.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,422

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
May 23, 2025 Filed May 27, 2025 22:01 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 3,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000134 · wk-form4_1748383268.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
May 07, 2025 Filed May 8, 2025 18:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000093 · wk-form4_1746730563.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,833

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F6 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
May 07, 2025 Filed May 8, 2025 18:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 477 $5.69 $2,711.75
Disclosure

SEC source: 0000101984-25-000093 · wk-form4_1746730563.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,483

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
May 07, 2025 Filed May 8, 2025 18:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000093 · wk-form4_1746730563.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 19:16 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantPerformance Stock Units · Derivative 19,608 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000064 · wk-form4_1744398977.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,217

Underlying: Common Stock · 19,608 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with three separate stock price market and service conditions. Each tranche will vest only when both the market and service conditions have been achieved. The stock price market condition for each tranche must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028.

F5 · derivative.expiration_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with three separate stock price market and service conditions. Each tranche will vest only when both the market and service conditions have been achieved. The stock price market condition for each tranche must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028.

F4 · balance_after: This figure represents an aggregate number of performance stock units held by Reporting Person.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 19:16 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantPerformance Stock Units · Derivative 19,608 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000064 · wk-form4_1744398977.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,609

Underlying: Common Stock · 19,608 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with one stock price market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028.

F3 · derivative.expiration_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with one stock price market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028.

F4 · balance_after: This figure represents an aggregate number of performance stock units held by Reporting Person.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 18:10 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,149 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000031 · wk-form4_1740507051.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 2,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F6 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 18:10 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,013 $8.48 $8,585.18
Disclosure

SEC source: 0000101984-25-000031 · wk-form4_1740507051.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,793

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 18:10 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,149 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000031 · wk-form4_1740507051.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 08, 2025 Filed Feb 11, 2025 18:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 OtherEmployee Stock Option (Rt to Buy) · Derivative 14,025 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000019 · wk-form4_1739298690.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,455

Underlying: Common Stock · 14,025 shares

Expires not disclosed

F7 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F8 · kind: Expiry of Employee Stock Options.

F9 · derivative.exercise_date: The expired stock options first became exercisable on 2/8/2019 and expired unexercised on 2/8/2025.

F9 · derivative.expiration_date: The expired stock options first became exercisable on 2/8/2019 and expired unexercised on 2/8/2025.

F10 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 18:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 4,668 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000019 · wk-form4_1739298690.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,149

Underlying: Common Stock · 4,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F6 · balance_after: This figured represents an aggregate number of restricted stock units held by the Reporting Person.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 18:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 2,200 $10.04 $22,088.00
Disclosure

SEC source: 0000101984-25-000019 · wk-form4_1739298690.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,657

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 18:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 4,668 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000019 · wk-form4_1739298690.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
May 23, 2024 Filed May 24, 2024 20:01 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000085 · wk-form4_1716580903.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,817

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
May 23, 2024 Filed May 24, 2024 20:01 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,431 $12.15 $17,386.65
Disclosure

SEC source: 0000101984-24-000085 · wk-form4_1716580903.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,189

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
May 23, 2024 Filed May 24, 2024 20:01 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 3,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000085 · wk-form4_1716580903.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 25, 2024 Filed Feb 26, 2024 21:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 976 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000039 · wk-form4_1708983574.xml · derivative · entry 7

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,151

Underlying: Common Stock · 976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 25, 2024 Filed Feb 26, 2024 21:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 460 $8.42 $3,873.20
Disclosure

SEC source: 0000101984-24-000039 · wk-form4_1708983574.xml · nonDerivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,286

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 25, 2024 Filed Feb 26, 2024 21:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 976 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000039 · wk-form4_1708983574.xml · nonDerivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,149 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000039 · wk-form4_1708983574.xml · derivative · entry 6

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,127

Underlying: Common Stock · 2,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,013 $8.46 $8,569.98
Disclosure

SEC source: 0000101984-24-000039 · wk-form4_1708983574.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,770

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

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February 22, 2024 Filed Feb 26, 2024 21:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,149 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000039 · wk-form4_1708983574.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · EVP Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:34 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 OtherEmployee Stock Option (Rt to Buy) · Derivative 12,750 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000101984-24-000028 · wk-form4_1707514429.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,480

Underlying: Common Stock · 12,750 shares

Expires 2024-02-08

F6 · kind: Expiry of Employee Stock Options.

F7 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person.

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February 07, 2024 Filed Feb 9, 2024 21:34 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantPerformance Stock Units · Derivative 14,001 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000028 · wk-form4_1707514429.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,001

Underlying: Common Stock · 14,001 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

F5 · derivative.expiration_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

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February 07, 2024 Filed Feb 9, 2024 21:34 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000028 · wk-form4_1707514429.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,276

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

F3 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

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August 14, 2023 Filed Aug 14, 2023 22:22 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 1,000 $9.79 $9,792.50
Disclosure

SEC source: 0001209191-23-045703 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,634

Read SEC document
August 11, 2023 Filed Aug 14, 2023 22:22 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 1,000 $9.37 $9,371.90
Disclosure

SEC source: 0001209191-23-045703 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,634

Read SEC document
May 23, 2023 Filed May 25, 2023 17:09 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 10,002 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032090 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,276

Underlying: Common Stock · 10,002 shares

Expires not disclosed

F2 · security: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023 and finalized and awarded on May 23, 2023. The shares will vest over 3 years on a ratable annual basis.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023 and finalized and awarded on May 23, 2023. The shares will vest over 3 years on a ratable annual basis.

F2 · derivative.expiration_date: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023 and finalized and awarded on May 23, 2023. The shares will vest over 3 years on a ratable annual basis.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019605 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-019605 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 976 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013595 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,368

Underlying: Common Stock · 976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 976 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-013595 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:07 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,149 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012549 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,344

Underlying: Common Stock · 2,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:07 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,149 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012549 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 23:51 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019832 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,493

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 23:51 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019832 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 976 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013769 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,587

Underlying: Common Stock · 976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 976 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013769 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 22, 2022 Filed Feb 28, 2022 23:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 6,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013769 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,563

Underlying: Common Stock · 6,447 shares

Expires not disclosed

F3 · security: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on December 30, 2021 and ratified and approved by the Board of Directors on February 10, 2022 and finalized and awarded on February 22, 2022. The shares will vest over 3 years on a ratable annual basis.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on December 30, 2021 and ratified and approved by the Board of Directors on February 10, 2022 and finalized and awarded on February 22, 2022. The shares will vest over 3 years on a ratable annual basis.

F3 · derivative.expiration_date: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on December 30, 2021 and ratified and approved by the Board of Directors on February 10, 2022 and finalized and awarded on February 22, 2022. The shares will vest over 3 years on a ratable annual basis.

Read SEC document
February 13, 2022 Filed Feb 15, 2022 20:37 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 615 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009690 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,116

Underlying: Common Stock · 615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 13, 2022 Filed Feb 15, 2022 20:37 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 615 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-009690 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 20:37 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 OtherEmployee Stock Option (Rt. to Buy) · Derivative 11,100 $65.54 Strike: $65.54 $727,494.00
Disclosure

SEC source: 0001209191-22-009690 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,205

Underlying: Common Stock · 11,100 shares

Expires 2022-02-12

F3 · shares: These stock options expired without exercise.

F4 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.