person · Reporting owner
Chong David Cheung Hyen
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | EVP Global Sales | November 14, 2025 | November 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date November 14, 2025 · Filed November 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,709 |
Reported balance
After 2025-11-14 transaction · row 1
1 source rowRow 1 · 2025-11-14 · Sale · Disposed 559 · Balance 37,709 F1: Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectShares Held by Tax Deferred Annuity | 5,112 |
Reported balance
Holding disclosure · report date 2025-11-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,112 F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 53,217 |
Reported balance
Holding disclosure · report date 2025-11-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 53,217 F3: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F4: The performance stock units vest in accordance with the vesting schedule of each PSU grant. F5: This figure represents an aggregate number of performance stock units held by Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,165 |
Reported balance
Holding disclosure · report date 2025-11-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 9,165 F6: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F7: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F8: This figure represents an aggregate number of restricted stock units held by Reporting Person. |
| Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible security | Direct | 19,455 |
Reported balance
Holding disclosure · report date 2025-11-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 19,455 F9: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F10: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. F11: This figure represents an aggregate number of stock options held by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.
F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
F3: Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F4: The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F5: This figure represents an aggregate number of performance stock units held by Reporting Person.
F6: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F7: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F8: This figure represents an aggregate number of restricted stock units held by Reporting Person.
F9: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F10: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F11: This figure represents an aggregate number of stock options held by Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2019 Filed Aug 12, 2019 16:42 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045457 · doc4.xml · nonDerivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:42 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045457 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| June 11, 2019 Filed Jun 11, 2019 20:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 2,000 | $41.05 | $82,099.20 |
DisclosureSEC source: 0001209191-19-036100 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,719 F1 · price: This is a weighted average of the price traded. The high was $41.1888 and the low was $40.99. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028651 · doc4.xml · derivative · entry 5 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,982 Underlying: Common Stock · 371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028651 · doc4.xml · derivative · entry 4 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,353 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028651 · doc4.xml · nonDerivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028651 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| March 08, 2019 Filed Mar 8, 2019 20:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 2,000 | $31.88 | $63,760.20 |
DisclosureSEC source: 0001209191-19-018038 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,016 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmployee Stock Option (Rt to Buy) · Derivative | 19,455 | $27.07 Strike: $27.07 | $526,549.58 |
DisclosureSEC source: 0001209191-19-010522 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,365 Underlying: Common Stock · 19,455 shares Expires 2026-02-13 F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13,2020, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 7,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010522 · doc4.xml · derivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,685 Underlying: Common Stock · 7,390 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13, 2020, and 8.33% quarterly thereafter. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13, 2020, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13, 2020, and 8.33% quarterly thereafter. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009341 · doc4.xml · derivative · entry 4 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,295 Underlying: Common Stock · 1,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009341 · doc4.xml · derivative · entry 3 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,778 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009341 · doc4.xml · nonDerivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009341 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 18:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000734 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,110 Underlying: Common Stock · 365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 18:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000734 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 23:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 1,523 | $35.00 | $53,305.00 |
DisclosureSEC source: 0001209191-18-060670 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,836 Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 23:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 3,477 | $35.00 | $121,695.00 |
DisclosureSEC source: 0001209191-18-060462 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,359 Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058113 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,475 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058113 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:25 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053133 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,807 Underlying: Common Stock · 365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:25 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053133 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:39 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046158 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,172 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:39 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046158 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040608 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,504 Underlying: Common Stock · 365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040608 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| May 15, 2018 Filed May 15, 2018 19:24 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 3,095 | $28.93 | $89,544.85 |
DisclosureSEC source: 0001209191-18-030163 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,442 F1 · price: This is the weighted average of the price traded. The high was $29.00 and the low was $28.80. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028991 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,869 Underlying: Common Stock · 333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 08, 2018 Filed May 9, 2018 22:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028991 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022830 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,202 Underlying: Common Stock · 365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:00 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022830 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 22:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 3,500 | $51.80 | $181,300.00 |
DisclosureSEC source: 0001209191-18-021326 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,649 Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009550 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,567 Underlying: Common Stock · 349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:27 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009550 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:58 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009242 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,916 Underlying: Common Stock · 1,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:58 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009242 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 20:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmployee Stock Option (Rt to Buy) · Derivative | 14,025 | $44.95 Strike: $44.95 | $630,423.75 |
DisclosureSEC source: 0001209191-18-009153 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,910 Underlying: Common Stock · 14,025 shares Expires 2025-02-08 F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 20:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 4,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009153 · doc4.xml · derivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,244 Underlying: Common Stock · 4,450 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:12 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001097 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,794 Underlying: Common Stock · 365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:12 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001097 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 00:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative | 7,000 | $35.28 Strike: $35.28 | $246,925.00 |
DisclosureSEC source: 0001209191-17-064276 · doc4.xml · derivative · entry 6 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,885 Underlying: Common Stock · 7,000 shares Expires 2021-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 00:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative | 4,550 | $19.25 Strike: $19.25 | $87,564.75 |
DisclosureSEC source: 0001209191-17-064276 · doc4.xml · derivative · entry 5 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,885 Underlying: Common Stock · 4,550 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 00:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 7,000 | $50.31 | $352,169.30 |
DisclosureSEC source: 0001209191-17-064276 · doc4.xml · nonDerivative · entry 4 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,107 F2 · price: This is a weighted average of the price traded. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 00:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 7,000 | $35.28 | $246,925.00 |
DisclosureSEC source: 0001209191-17-064276 · doc4.xml · nonDerivative · entry 3 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 00:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 4,550 | $50.31 | $228,910.05 |
DisclosureSEC source: 0001209191-17-064276 · doc4.xml · nonDerivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,107 F2 · price: This is a weighted average of the price traded. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 00:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 4,550 | $19.25 | $87,564.75 |
DisclosureSEC source: 0001209191-17-064276 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 12, 2017 Filed Nov 13, 2017 22:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060396 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159 Underlying: Common Stock · 349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 12, 2017 Filed Nov 13, 2017 22:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060396 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Unit · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055292 · doc4.xml · derivative · entry 2 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,508 Underlying: Common Stock · 365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 21:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055292 · doc4.xml · nonDerivative · entry 1 Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.