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Chong David Cheung Hyen

Disclosed activity across 1 company

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73192
SEC CIK
0001579104

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNIVERSAL ELECTRONICS INCUEIC · Entity 366EVP Global SalesNovember 14, 2025November 14, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNIVERSAL ELECTRONICS INC

Report date November 14, 2025 · Filed November 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,709 Reported balance After 2025-11-14 transaction · row 1
1 source row

Row 1 · 2025-11-14 · Sale · Disposed 559 · Balance 37,709

F1: Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.

Common StockSEC Table I · non-derivativeIndirectShares Held by Tax Deferred Annuity5,112 Reported balance Holding disclosure · report date 2025-11-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,112

F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect53,217 Reported balance Holding disclosure · report date 2025-11-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 53,217

F3: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F4: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F5: This figure represents an aggregate number of performance stock units held by Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,165 Reported balance Holding disclosure · report date 2025-11-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 9,165

F6: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F7: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F8: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible securityDirect19,455 Reported balance Holding disclosure · report date 2025-11-14 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 19,455

F9: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F10: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F11: This figure represents an aggregate number of stock options held by Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold solely to cover applicable taxes and fees in connection with the November 7, 2025 vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.

F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

F3: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F4: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F5: This figure represents an aggregate number of performance stock units held by Reporting Person.

F6: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F7: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F8: This figure represents an aggregate number of restricted stock units held by Reporting Person.

F9: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F10: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F11: This figure represents an aggregate number of stock options held by Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2019 Filed Aug 12, 2019 16:42 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045457 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:42 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045457 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
June 11, 2019 Filed Jun 11, 2019 20:43 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 2,000 $41.05 $82,099.20
Disclosure

SEC source: 0001209191-19-036100 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,719

F1 · price: This is a weighted average of the price traded. The high was $41.1888 and the low was $40.99.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028651 · doc4.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,982

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028651 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,353

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028651 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028651 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 20:48 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 2,000 $31.88 $63,760.20
Disclosure

SEC source: 0001209191-19-018038 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,016

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantEmployee Stock Option (Rt to Buy) · Derivative 19,455 $27.07 Strike: $27.07 $526,549.58
Disclosure

SEC source: 0001209191-19-010522 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,365

Underlying: Common Stock · 19,455 shares

Expires 2026-02-13

F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13,2020, and 8.33% quarterly thereafter. These Stock Options have a 7 year life.

F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 7,390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010522 · doc4.xml · derivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,685

Underlying: Common Stock · 7,390 shares

Expires not disclosed

F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13, 2020, and 8.33% quarterly thereafter.

F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13, 2020, and 8.33% quarterly thereafter.

F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019, and granted on February 13,2019 and will vest over a 3 year vesting schedule of 33.33% on February 13, 2020, and 8.33% quarterly thereafter.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:53 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,483 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009341 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,295

Underlying: Common Stock · 1,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:53 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009341 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,778

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:53 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,483 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009341 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:53 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009341 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:41 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-000734 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

Underlying: Common Stock · 365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:41 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-000734 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 23:26 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 1,523 $35.00 $53,305.00
Disclosure

SEC source: 0001209191-18-060670 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,836

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:48 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 3,477 $35.00 $121,695.00
Disclosure

SEC source: 0001209191-18-060462 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,359

Read SEC document
November 08, 2018 Filed Nov 13, 2018 16:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058113 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 16:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058113 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053133 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,807

Underlying: Common Stock · 365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:25 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053133 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046158 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046158 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:27 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040608 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,504

Underlying: Common Stock · 365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:27 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040608 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
May 15, 2018 Filed May 15, 2018 19:24 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 3,095 $28.93 $89,544.85
Disclosure

SEC source: 0001209191-18-030163 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,442

F1 · price: This is the weighted average of the price traded. The high was $29.00 and the low was $28.80.

Read SEC document
May 08, 2018 Filed May 9, 2018 22:26 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028991 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,869

Underlying: Common Stock · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 08, 2018 Filed May 9, 2018 22:26 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028991 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:00 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022830 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,202

Underlying: Common Stock · 365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:00 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022830 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
March 22, 2018 Filed Mar 22, 2018 22:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 3,500 $51.80 $181,300.00
Disclosure

SEC source: 0001209191-18-021326 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,649

Read SEC document
February 12, 2018 Filed Feb 13, 2018 21:27 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 349 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009550 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,567

Underlying: Common Stock · 349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 21:27 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 349 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009550 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:58 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,328 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009242 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,916

Underlying: Common Stock · 1,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:58 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,328 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009242 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantEmployee Stock Option (Rt to Buy) · Derivative 14,025 $44.95 Strike: $44.95 $630,423.75
Disclosure

SEC source: 0001209191-18-009153 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,910

Underlying: Common Stock · 14,025 shares

Expires 2025-02-08

F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter. These Stock Options have a 7 year life.

F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 4,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009153 · doc4.xml · derivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,244

Underlying: Common Stock · 4,450 shares

Expires not disclosed

F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter.

F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter.

F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified and approved by the Board of Directors on February 8, 2018, and granted on February 8, 2018 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2019, and 8.33% quarterly thereafter.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:12 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001097 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,794

Underlying: Common Stock · 365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:12 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001097 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 00:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative 7,000 $35.28 Strike: $35.28 $246,925.00
Disclosure

SEC source: 0001209191-17-064276 · doc4.xml · derivative · entry 6

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,885

Underlying: Common Stock · 7,000 shares

Expires 2021-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 00:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative 4,550 $19.25 Strike: $19.25 $87,564.75
Disclosure

SEC source: 0001209191-17-064276 · doc4.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,885

Underlying: Common Stock · 4,550 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 00:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 7,000 $50.31 $352,169.30
Disclosure

SEC source: 0001209191-17-064276 · doc4.xml · nonDerivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,107

F2 · price: This is a weighted average of the price traded.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 00:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 7,000 $35.28 $246,925.00
Disclosure

SEC source: 0001209191-17-064276 · doc4.xml · nonDerivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 00:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 4,550 $50.31 $228,910.05
Disclosure

SEC source: 0001209191-17-064276 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,107

F2 · price: This is a weighted average of the price traded.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 00:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 4,550 $19.25 $87,564.75
Disclosure

SEC source: 0001209191-17-064276 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 12, 2017 Filed Nov 13, 2017 22:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 349 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060396 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,159

Underlying: Common Stock · 349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 12, 2017 Filed Nov 13, 2017 22:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 349 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060396 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Unit · Derivative 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055292 · doc4.xml · derivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,508

Underlying: Common Stock · 365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 21:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055292 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.