Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kimball Electronics, Inc.KE · Entity 2738 | Director | November 14, 2025 | November 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kimball Electronics, Inc.
Report date November 14, 2025 · Filed November 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock unitsSEC Table II · derivative / convertible security | Direct | 41,442 |
Reported balance
After 2025-11-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-11-14 · Grant · Acquired 4,411 · Balance 41,442 F1: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORDSON CORP
Report date August 28, 2020 · Filed September 01, 2020
Section 16 reporting ended · disclosed 2020-09-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,260 |
Reported balance
After 2020-08-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-08-28 · Tax withholding · Disposed 262 · Balance 50,260 F1: On November 20, 2017, the Company awarded 1,600 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Two-thirds of the restricted shares vested on November 20, 2018 and November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 45 shares were forfeited and 217 of the 489 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. F2: The total holdings include 56 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. The balance has been reduced by 3,600 shares to reflect over-reporting of target/award performance shares in January 2020. |
| Common StockSEC Table I · non-derivative | Direct | 49,584 |
Reported balance
After 2020-08-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-08-28 · Tax withholding · Disposed 676 · Balance 49,584 F3: On November 26, 2018, the Company awarded 1,500 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 417 shares were forfeited and 259 of the 583 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. |
| Common StockSEC Table I · non-derivative | Direct | 48,430 |
Reported balance
After 2020-08-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-08-28 · Tax withholding · Disposed 1,154 · Balance 48,430 F4: On November 25, 2019, the Company awarded 1,340 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares are scheduled to vest on each November 30, 2020, 2021, and 2022. Mr. Thaxton retired from the Company effective August 28, 2020. Due to Mr. Thaxton's over 30 years of service to the Company, the Compensation Committee waived the forfeiture of his November 25, 2019 award, which would have normally been forfeited due to this retiring prior to the first vesting of the restricted shares. Therefore, upon his retirement the unvested restricted stock was prorated and immediately lapsed. 1,005 shares were forfeited and 149 of the 335 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Company ESOP Plan | 1,421 |
Reported balance
Holding disclosure · report date 2020-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,421 F5: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c). |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $107.65 · Expires 2025-08-28 | Direct | 14,000 |
Reported balance
Holding disclosure · report date 2020-08-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,000 F6: The options vest in 4 equal annual installments beginning on November 21, 2017. F7: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/21/2026) to the 5th anniversary of the retirement date. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $127.67 · Expires 2025-08-28 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2020-08-28 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 12,500 F8: The options vest in 4 equal annual installments beginning on November 20, 2018. F9: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/20/2027) to the 5th anniversary of the retirement date. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $124.90 · Expires 2025-08-28 | Direct | 11,800 |
Reported balance
Holding disclosure · report date 2020-08-28 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 11,800 F10: The options vest in 4 equal annual installments beginning on November 30, 2019. F11: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/26/2028) to the 5th anniversary of the retirement date. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.21 · Expires 2025-08-28 | Direct | 11,900 |
Reported balance
Holding disclosure · report date 2020-08-28 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 11,900 F12: Mr. Thaxton retired from the Company effective August 28, 2020. Due to Mr. Thaxton's over 30 years of service to the Company, the Compensation Committee waived the forfeiture of his November 2019 stock options award, which would have normally been forfeited due to his retiring prior to the first vesting of the options. Therefore, the options vest in 4 equal annual installments beginning on November 30, 2020. F13: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/25/2029) to the 5th anniversary of the retirement date. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 20, 2017, the Company awarded 1,600 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Two-thirds of the restricted shares vested on November 20, 2018 and November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 45 shares were forfeited and 217 of the 489 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: The total holdings include 56 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. The balance has been reduced by 3,600 shares to reflect over-reporting of target/award performance shares in January 2020.
F3: On November 26, 2018, the Company awarded 1,500 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 417 shares were forfeited and 259 of the 583 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F4: On November 25, 2019, the Company awarded 1,340 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares are scheduled to vest on each November 30, 2020, 2021, and 2022. Mr. Thaxton retired from the Company effective August 28, 2020. Due to Mr. Thaxton's over 30 years of service to the Company, the Compensation Committee waived the forfeiture of his November 25, 2019 award, which would have normally been forfeited due to this retiring prior to the first vesting of the restricted shares. Therefore, upon his retirement the unvested restricted stock was prorated and immediately lapsed. 1,005 shares were forfeited and 149 of the 335 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F5: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
F6: The options vest in 4 equal annual installments beginning on November 21, 2017.
F7: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/21/2026) to the 5th anniversary of the retirement date.
F8: The options vest in 4 equal annual installments beginning on November 20, 2018.
F9: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/20/2027) to the 5th anniversary of the retirement date.
F10: The options vest in 4 equal annual installments beginning on November 30, 2019.
F11: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/26/2028) to the 5th anniversary of the retirement date.
F12: Mr. Thaxton retired from the Company effective August 28, 2020. Due to Mr. Thaxton's over 30 years of service to the Company, the Compensation Committee waived the forfeiture of his November 2019 stock options award, which would have normally been forfeited due to his retiring prior to the first vesting of the options. Therefore, the options vest in 4 equal annual installments beginning on November 30, 2020.
F13: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/25/2029) to the 5th anniversary of the retirement date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2018 Filed Nov 29, 2018 01:52 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007360 · thaxton_form4.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,426 F1 · ownership.direct: On November 26, 2018, the Company awarded 1,500 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares will vest on each of November 26, 2019, 2020 and 2021. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 22:00 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 355 | $123.93 | $43,995.15 |
DisclosureSEC source: 0001214659-18-007313 · marketforms-43292.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,926 F1 · ownership.direct: On November 23, 2015, the Company granted 2,400 restricted shares under the Company's 2005 Equity Incentive Plan. One-third of the restricted shares will vest on each of November 23, 2015, 2016, and 2017. 355 of the 800 shares that vested November 23, 2018 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 20:59 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantPhantom Stock units · Derivative | 3,735 | $17.40 | $64,989.00 |
DisclosureSEC source: 0001606757-18-000075 · wf-form4_154266116199337.xml · derivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,148 Underlying: Common Stock · 3,735 shares Expires not disclosed F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. Read SEC document |
| June 11, 2018 Filed Dec 12, 2018 22:30 UTC | NORDSON CORP NDSN · Entity 30 | GiftCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007661 · marketforms-43494.xml · nonDerivative · entry 2 THAXTON GREGORY A · CIK 0001340479 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,767 Read SEC document |
| June 05, 2018 Filed Dec 12, 2018 22:30 UTC | NORDSON CORP NDSN · Entity 30 | GiftCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007661 · marketforms-43494.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,085 Read SEC document |
| January 12, 2018 Filed Jan 12, 2018 21:15 UTC | NORDSON CORP NDSN · Entity 30 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,475 | $0.00 Strike: $14.37 | $0.00 |
DisclosureSEC source: 0001214659-18-000410 · marketforms-40734.xml · derivative · entry 5 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,475 shares Expires 2018-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All such options have fully vested Read SEC document |
| January 12, 2018 Filed Jan 12, 2018 21:15 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Stock | 7,475 | $148.48 | $1,109,888.00 |
DisclosureSEC source: 0001214659-18-000410 · marketforms-40734.xml · nonDerivative · entry 2 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,281 F1 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $148.42 to 148.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. F2 · ownership.direct: Exercise of reporting person's stock options that otherwise expire December 4, 2018, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| January 12, 2018 Filed Jan 12, 2018 21:15 UTC | NORDSON CORP NDSN · Entity 30 | Exercise / conversionCommon Stock | 7,475 | $14.37 | $107,415.75 |
DisclosureSEC source: 0001214659-18-000410 · marketforms-40734.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2018 Filed Nov 27, 2018 22:00 UTC | NORDSON CORP NDSN · Entity 30 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,475 | $0.00 Strike: $14.37 | $0.00 |
DisclosureSEC source: 0001214659-18-007313 · marketforms-43292.xml · derivative · entry 4 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,475 shares Expires 2018-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All such options have fully vested Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 21:15 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Stock | 3,868 | $148.28 | $573,547.04 |
DisclosureSEC source: 0001214659-18-000337 · marketforms-40688.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,281 F1 · ownership.direct: The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:35 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 1,912 | $149.12 | $285,117.44 |
DisclosureSEC source: 0001214659-18-000226 · marketforms-40618.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,149 F1 · ownership.direct: Shares withheld to cover withholding taxes due upon settlement of the performance share units that were reported on December 4, 2017. The holdings include 58 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:15 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007129 · marketforms-40351.xml · nonDerivative · entry 2 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,003 F2 · ownership.direct: Award of performance share units under the Company's 2012 Stock Incentive and Award Plan that were earned upon the achievement of performance measures over a 3-year performance period ended October 31, 2017. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:15 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 282 | $128.36 | $36,197.52 |
DisclosureSEC source: 0001214659-17-007129 · marketforms-40351.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,223 F1 · ownership.direct: On November 21, 2016, the Company awarded 1,800 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2017, and one-third will vest on each of November 30, 2018 and 2019. 282 of the 600 shares that vested November 30, 2017 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 24, 2017 Filed Nov 27, 2017 21:15 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 282 | $126.26 | $35,605.32 |
DisclosureSEC source: 0001214659-17-006967 · marketforms-40245.xml · nonDerivative · entry 2 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,505 F2 · ownership.direct: On November 24, 2014, the Company awarded 1,800 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 24, 2015, 2016, and 2017. 282 of the 600 shares that vested November 24, 2017 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 23, 2017 Filed Nov 27, 2017 21:15 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 376 | $128.29 | $48,237.04 |
DisclosureSEC source: 0001214659-17-006967 · marketforms-40245.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,787 F1 · ownership.direct: On November 23, 2015, the Company awarded 2,400 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 23, 2016 and 2017, and one-third will vest on November 23, 2018. 376 of the 800 shares that vested November 23, 2017 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:15 UTC | NORDSON CORP NDSN · Entity 30 | GrantEmployee Stock Options (right to buy) · Derivative | 12,500 | $0.00 Strike: $127.67 | $0.00 |
DisclosureSEC source: 0001214659-17-006919 · marketforms-40205.xml · derivative · entry 15 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2027-11-20 F11 · derivative.exercise_date: On November 20, 2017, the Company awarded 12,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 20, 2018. The vested portions of such options will become exercisable upon vesting. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:15 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006919 · marketforms-40205.xml · nonDerivative · entry 3 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,163 F3 · ownership.direct: On November 20, 2017, the Company awarded 3,100 performance shares under the Company's 2012 Stock Incentive and Award Plain, which represent the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2021. The ultimate number of shares earned is subject to adjustment based on actual performance. The holdings include 205 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:15 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006919 · marketforms-40205.xml · nonDerivative · entry 2 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,858 F2 · ownership.direct: On November 20, 2017, the Company awarded 1,600 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares will vest on each of November 30, 2018, 2019, and 2020. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 15:35 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantPhantom Stock units · Derivative | 1,985 | $20.15 | $39,997.75 |
DisclosureSEC source: 0001606757-17-000071 · wf-form4_151127852087152.xml · derivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,413 Underlying: Common Stock · 1,985 shares Expires not disclosed F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 18:45 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantPhantom Stock units · Derivative | 1,428 | $16.35 | $23,347.80 |
DisclosureSEC source: 0001606757-17-000013 · wf-form4_149262751208959.xml · derivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,428 Underlying: Common Stock · 1,428 shares Expires not disclosed F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. Read SEC document |
| March 31, 2017 Filed Nov 22, 2017 21:15 UTC | NORDSON CORP NDSN · Entity 30 | GiftCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006919 · marketforms-40205.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,258 F1 · ownership.direct: On each of March 31, 2017 and June 28, 2017, the reporting person made a gift of shares for a cumulative total of 124 shares gifted. For tax purposes, the value date of the shares delivered is each respective date a gift was made. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 21:59 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Stock | 3,973 | $113.16 | $449,584.68 |
DisclosureSEC source: 0001214659-17-000269 · marketforms-37582.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,382 F1 · ownership.direct: The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:29 UTC | NORDSON CORP NDSN · Entity 30 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,200 | $0.00 Strike: $26.46 | $0.00 |
DisclosureSEC source: 0001214659-17-000201 · marketforms-37539.xml · derivative · entry 5 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,200 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All such options have fully vested Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:29 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 738 | $114.73 | $84,670.74 |
DisclosureSEC source: 0001214659-17-000201 · marketforms-37539.xml · nonDerivative · entry 2 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,355 F1 · ownership.direct: Exercise of reporting person's stock options that would otherwise expire December 5, 2017. Unrestricted shares of reporting person were sold to pay the exercise price pursuant to a broker-assisted cashless exercise and hold. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:29 UTC | NORDSON CORP NDSN · Entity 30 | Exercise / conversionCommon Stock | 3,200 | $26.46 | $84,672.00 |
DisclosureSEC source: 0001214659-17-000201 · marketforms-37539.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:28 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 1,980 | $113.42 | $224,571.60 |
DisclosureSEC source: 0001214659-17-000140 · marketforms-37505.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,893 F1 · ownership.direct: Shares withheld to cover withholding taxes due upon settlement of the performance share units that were reported on December 2, 2016. The net holdings include 70 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:18 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 5,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015148 · marketforms-37279.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,803 F1 · ownership.direct: Award of performance share units under the Company's 2012 Stock Incentive and Award Plan that were earned upon the achievement of performance measures over a 3-year performance period ended October 31, 2016. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 22:11 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 282 | $109.95 | $31,005.90 |
DisclosureSEC source: 0001214659-16-015000 · marketforms-37190.xml · nonDerivative · entry 3 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,559 F3 · ownership.direct: On November 25, 2013, the Company awarded 1,800 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 25, 2014, 2015, and 2016. 282 of the 600 shares that vested November 25, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 21:53 UTC Amendment | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 195 | $109.95 | $21,440.25 |
DisclosureSEC source: 0001214659-16-015018 · marketforms-37232.xml · nonDerivative · entry 3 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,850 F3 · ownership.direct: On November 28, 2016 a Form 4 was filed over reporting that 282 of the 600 shares that vested November 25, 2016 were withheld to cover withholding taxes due upon vesting of restricted shares. The correct number of shares withheld to cover taxes on this vesting was 195 shares. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 24, 2016 Filed Nov 28, 2016 22:11 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 282 | $109.95 | $31,005.90 |
DisclosureSEC source: 0001214659-16-015000 · marketforms-37190.xml · nonDerivative · entry 2 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,841 F2 · ownership.direct: On November 24, 2014, the Company awarded 1,800 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 24, 2015 and 2016, and one-third will vest on November 24, 2017. 282 of the 600 shares that vested November 24, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 24, 2016 Filed Nov 29, 2016 21:53 UTC Amendment | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 195 | $109.95 | $21,440.25 |
DisclosureSEC source: 0001214659-16-015018 · marketforms-37232.xml · nonDerivative · entry 2 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,045 F2 · ownership.direct: On November 28, 2016 a Form 4 was filed over reporting that 282 of the 600 shares that vested November 24, 2016 were withheld to cover withholding taxes due upon vesting of restricted shares. The correct number of shares withheld to cover taxes on this vesting was 195 shares. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:11 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 376 | $109.14 | $41,036.64 |
DisclosureSEC source: 0001214659-16-015000 · marketforms-37190.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,123 F1 · ownership.direct: On November 23, 2015, the Company awarded 2,400 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 23, 2016, and one-third will vest on each of November 23, 2017 and 2018. 376 of the 800 shares that vested November 23, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 23, 2016 Filed Nov 29, 2016 21:53 UTC Amendment | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 259 | $109.14 | $28,267.26 |
DisclosureSEC source: 0001214659-16-015018 · marketforms-37232.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,240 F1 · ownership.direct: On November 28, 2016 a Form 4 was filed over reporting that 376 of the 800 shares that vested November 23, 2016 were withheld to cover withholding taxes due upon vesting of restricted shares. The correct number of shares withheld to cover taxes on this vesting was 259 shares. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:29 UTC | NORDSON CORP NDSN · Entity 30 | GrantEmployee Stock Options (right to buy) · Derivative | 14,000 | $0.00 Strike: $107.65 | $0.00 |
DisclosureSEC source: 0001214659-16-014939 · marketforms-37176.xml · derivative · entry 14 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2026-11-21 F10 · derivative.exercise_date: On November 21, 2016, the Company awarded 14,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:29 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014939 · marketforms-37176.xml · nonDerivative · entry 2 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,499 F2 · ownership.direct: On November 21, 2016, the Company awarded 3,600 performance shares under the Company's 2012 Stock Incentive and Award Plan, which represent the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2020. The ultimate number of shares earned is subject to adjustment based on actual performance. The holdings include 76 shares acquired through dividend payments and are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:29 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014939 · marketforms-37176.xml · nonDerivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,823 F1 · ownership.direct: On November 21, 2016, the Company awarded 1,800 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares will vest on each of November 30, 2017, 2018, and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.