Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Super Micro Computer, Inc.SMCI · Entity 3204 | SVP, OPERATIONS | November 24, 2025 | November 26, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Super Micro Computer, Inc.
Report date November 24, 2025 · Filed November 26, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 134,691 |
Ending reported balance
After 2025-11-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-11-24 · Exercise / conversion · Acquired 48,750 · Balance 183,441 Row 2 · 2025-11-24 · Exercise / conversion · Acquired 8,154 · Balance 191,595 Row 3 · 2025-11-24 · Sale · Disposed 56,904 · Balance 134,691 F1: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.830 to $32.845, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.66 · Expires 2032-11-04 | Direct | 16,250 |
Reported balance
After 2025-11-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-11-24 · Exercise / conversion · Disposed 48,750 · Balance 16,250 F2: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024. F3: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 4, 2023, and 1/16th at the end of each successive calendar quarter thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.52 · Expires 2034-11-08 | Direct | 24,475 |
Reported balance
After 2025-11-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-11-24 · Exercise / conversion · Disposed 8,154 · Balance 24,475 F4: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.830 to $32.845, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.
F3: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 4, 2023, and 1/16th at the end of each successive calendar quarter thereafter.
F4: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2024 Filed Aug 13, 2024 21:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · derivative · entry 6 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,649 Underlying: Common Stock · 183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · derivative · entry 5 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152 Underlying: Common Stock · 152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 93 | $508.76 | $47,314.68 |
DisclosureSEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · nonDerivative · entry 4 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,844 Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · nonDerivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 78 | $508.76 | $39,683.28 |
DisclosureSEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,754 Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:33 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000045 · wk-form4_1715718784.xml · derivative · entry 6 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,832 Underlying: Common Stock · 183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:33 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000045 · wk-form4_1715718784.xml · derivative · entry 5 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304 Underlying: Common Stock · 152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:33 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 73 | $798.50 | $58,290.50 |
DisclosureSEC source: 0001758554-24-000045 · wk-form4_1715718784.xml · nonDerivative · entry 4 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,680 Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:33 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000045 · wk-form4_1715718784.xml · nonDerivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:33 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 78 | $798.50 | $62,283.00 |
DisclosureSEC source: 0001758554-24-000045 · wk-form4_1715718784.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,570 Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:33 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000045 · wk-form4_1715718784.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:51 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000026 · wk-form4_1708465875.xml · derivative · entry 4 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:51 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 1,884 | $993.00 | $1,870,812.00 |
DisclosureSEC source: 0001758554-24-000026 · wk-form4_1708465875.xml · nonDerivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,496 Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:51 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 179 | $1,004.00 | $179,716.00 |
DisclosureSEC source: 0001758554-24-000026 · wk-form4_1708465875.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,380 Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:51 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000026 · wk-form4_1708465875.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000017 · wk-form4_1707860770.xml · derivative · entry 6 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,015 Underlying: Common Stock · 183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000017 · wk-form4_1707860770.xml · derivative · entry 5 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 456 Underlying: Common Stock · 152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 65 | $740.29 | $48,118.85 |
DisclosureSEC source: 0001758554-24-000017 · wk-form4_1707860770.xml · nonDerivative · entry 4 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,059 Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000017 · wk-form4_1707860770.xml · nonDerivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 63 | $740.29 | $46,638.27 |
DisclosureSEC source: 0001758554-24-000017 · wk-form4_1707860770.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,941 Read SEC document |
| February 10, 2024 Filed Feb 13, 2024 21:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000017 · wk-form4_1707860770.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 21:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,200 | $0.00 Strike: $23.74 | $0.00 |
DisclosureSEC source: 0001758554-24-000011 · wk-form4_1707341165.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,210 Underlying: Common Stock · 4,200 shares Expires 2030-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on October 27, 2020, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 21:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 1,608 | $649.85 | $1,044,958.80 |
DisclosureSEC source: 0001758554-24-000011 · wk-form4_1707341165.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,852 Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 21:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 4,200 | $23.74 | $99,708.00 |
DisclosureSEC source: 0001758554-24-000011 · wk-form4_1707341165.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000119 · wk-form4_1699915158.xml · derivative · entry 9 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,198 Underlying: Common Stock · 732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F5 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000119 · wk-form4_1699915158.xml · derivative · entry 8 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608 Underlying: Common Stock · 152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 363 | $266.03 | $96,568.89 |
DisclosureSEC source: 0001758554-23-000119 · wk-form4_1699915158.xml · nonDerivative · entry 6 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,260 Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000119 · wk-form4_1699915158.xml · nonDerivative · entry 5 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 76 | $266.03 | $20,218.28 |
DisclosureSEC source: 0001758554-23-000119 · wk-form4_1699915158.xml · nonDerivative · entry 4 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,891 Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000119 · wk-form4_1699915158.xml · nonDerivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 22:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,972 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000119 · wk-form4_1699915158.xml · derivative · entry 7 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,972 shares Expires 2028-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 22:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 3,747 | $275.76 | $1,033,255.48 |
DisclosureSEC source: 0001758554-23-000119 · wk-form4_1699915158.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,815 F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $275.75 to $276.03, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 22:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 2,972 | $13.00 | $38,636.00 |
DisclosureSEC source: 0001758554-23-000119 · wk-form4_1699915158.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 21:05 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,968 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000107 · wk-form4_1693947893.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,972 Underlying: Common Stock · 2,968 shares Expires 2028-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 21:05 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 2,968 | $280.79 | $833,395.40 |
DisclosureSEC source: 0001758554-23-000107 · wk-form4_1693947893.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,590 Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 21:05 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 2,968 | $13.00 | $38,584.00 |
DisclosureSEC source: 0001758554-23-000107 · wk-form4_1693947893.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 20:12 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · derivative · entry 6 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 20:12 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 248 | $264.22 | $65,526.56 |
DisclosureSEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · nonDerivative · entry 4 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,590 Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 20:12 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · nonDerivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:12 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,160 | $0.00 Strike: $26.95 | $0.00 |
DisclosureSEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · derivative · entry 5 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,840 Underlying: Common Stock · 5,160 shares Expires 2027-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:12 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 5,160 | $269.99 | $1,393,131.89 |
DisclosureSEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,338 F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $269.94 to $270.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:12 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 5,160 | $26.95 | $139,062.00 |
DisclosureSEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 20:55 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000080 · wk-form4_1692046521.xml · derivative · entry 4 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:55 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000080 · wk-form4_1692046521.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 760 Underlying: Common Stock · 152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:55 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 53 | $277.12 | $14,687.36 |
DisclosureSEC source: 0001758554-23-000080 · wk-form4_1692046521.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,338 Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:55 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000080 · wk-form4_1692046521.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 11, 2023 Filed May 12, 2023 21:11 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 553 | $135.19 | $74,757.31 |
DisclosureSEC source: 0001758554-23-000045 · wf-form4_168392586399524.xml · nonDerivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,239 Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:11 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000045 · wf-form4_168392586399524.xml · derivative · entry 4 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 912 Underlying: Common Stock · 152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:11 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 53 | $134.28 | $7,116.84 |
DisclosureSEC source: 0001758554-23-000045 · wf-form4_168392586399524.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,792 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.