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KAO GEORGE

Disclosed activity across 1 company

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72512
SEC CIK
0001777243

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Super Micro Computer, Inc.SMCI · Entity 3204SVP, OPERATIONSNovember 24, 2025November 26, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Super Micro Computer, Inc.

Report date November 24, 2025 · Filed November 26, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect134,691 Ending reported balance After 2025-11-24 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-11-24 · Exercise / conversion · Acquired 48,750 · Balance 183,441

Row 2 · 2025-11-24 · Exercise / conversion · Acquired 8,154 · Balance 191,595

Row 3 · 2025-11-24 · Sale · Disposed 56,904 · Balance 134,691

F1: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.830 to $32.845, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.66 · Expires 2032-11-04Direct16,250 Reported balance After 2025-11-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-11-24 · Exercise / conversion · Disposed 48,750 · Balance 16,250

F2: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F3: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 4, 2023, and 1/16th at the end of each successive calendar quarter thereafter.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.52 · Expires 2034-11-08Direct24,475 Reported balance After 2025-11-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-11-24 · Exercise / conversion · Disposed 8,154 · Balance 24,475

F4: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.830 to $32.845, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F3: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 4, 2023, and 1/16th at the end of each successive calendar quarter thereafter.

F4: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2025 Filed Nov 26, 2025 21:11 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,154 $0.00 Strike: $24.52 $0.00
Disclosure

SEC source: 0001777243-25-000018 · wk-form4_1764191473.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,475

Underlying: Common Stock · 8,154 shares

Expires 2034-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
November 24, 2025 Filed Nov 26, 2025 21:11 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 48,750 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001777243-25-000018 · wk-form4_1764191473.xml · derivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 48,750 shares

Expires 2032-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F2 · shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 4, 2023, and 1/16th at the end of each successive calendar quarter thereafter.

F2 · derivative.underlying_shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

Read SEC document
November 24, 2025 Filed Nov 26, 2025 21:11 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 56,904 $32.83 $1,868,220.91
Disclosure

SEC source: 0001777243-25-000018 · wk-form4_1764191473.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,691

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.830 to $32.845, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 24, 2025 Filed Nov 26, 2025 21:11 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 8,154 $24.52 $199,936.08
Disclosure

SEC source: 0001777243-25-000018 · wk-form4_1764191473.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2025 Filed Nov 26, 2025 21:11 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 48,750 $7.66 $373,571.25
Disclosure

SEC source: 0001777243-25-000018 · wk-form4_1764191473.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001777243-25-000016 · wk-form4_1763416201.xml · derivative · entry 6

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2027-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,100 $0.00 Strike: $2.37 $0.00
Disclosure

SEC source: 0001777243-25-000016 · wk-form4_1763416201.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,100 shares

Expires 2030-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F2 · derivative.exercise_date: This stock option is fully vested and exercisable.

F1 · derivative.underlying_shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,600 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001777243-25-000016 · wk-form4_1763416201.xml · derivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,600 shares

Expires 2030-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F2 · derivative.exercise_date: This stock option is fully vested and exercisable.

F1 · derivative.underlying_shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 80,000 $2.70 $215,600.00
Disclosure

SEC source: 0001777243-25-000016 · wk-form4_1763416201.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 12,100 $2.37 $28,725.40
Disclosure

SEC source: 0001777243-25-000016 · wk-form4_1763416201.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 15,600 $2.04 $31,777.20
Disclosure

SEC source: 0001777243-25-000016 · wk-form4_1763416201.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:05 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 3,670 $0.00 $0.00
Disclosure

SEC source: 0001777243-25-000014 · wk-form4_1762985133.xml · derivative · entry 6

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,013

Underlying: Common Stock · 3,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:05 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 1,840 $0.00 $0.00
Disclosure

SEC source: 0001777243-25-000014 · wk-form4_1762985133.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,330

Underlying: Common Stock · 1,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:05 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 1,864 $40.19 $74,914.16
Disclosure

SEC source: 0001777243-25-000014 · wk-form4_1762985133.xml · nonDerivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,991

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F2 · shares: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:05 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 3,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001777243-25-000014 · wk-form4_1762985133.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:05 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 935 $40.19 $37,577.65
Disclosure

SEC source: 0001777243-25-000014 · wk-form4_1762985133.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,185

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F2 · shares: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:05 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 1,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001777243-25-000014 · wk-form4_1762985133.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
October 30, 2025 Filed Nov 3, 2025 22:54 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001777243-25-000012 · wk-form4_1762210489.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units fully vest on October 30, 2025. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units fully vest on October 30, 2025. Vested units are settled in shares of SMCI common stock.

Read SEC document
October 30, 2025 Filed Nov 3, 2025 22:54 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 2,540 $50.37 $127,939.80
Disclosure

SEC source: 0001777243-25-000012 · wk-form4_1762210489.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,280

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F2 · shares: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
October 30, 2025 Filed Nov 3, 2025 22:54 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777243-25-000012 · wk-form4_1762210489.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 26, 2025 Filed Aug 28, 2025 20:56 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001777243-25-000009 · wk-form4_1756414582.xml · derivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,231

Underlying: Common Stock · 1,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 21:14 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001777243-25-000007 · wk-form4_1756242849.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 40,000 shares

Expires 2027-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 21:14 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 40,000 $43.88 $1,755,200.00
Disclosure

SEC source: 0001777243-25-000007 · wk-form4_1756242849.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,820

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.86 to $43.92, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 21:14 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 40,000 $2.70 $107,800.00
Disclosure

SEC source: 0001777243-25-000007 · wk-form4_1756242849.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2025 Filed Aug 12, 2025 21:25 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 1,830 $0.00 $0.00
Disclosure

SEC source: 0001777243-25-000005 · wk-form4_1755033915.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,170

Underlying: Common Stock · 1,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2025 Filed Aug 12, 2025 21:25 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 930 $44.60 $41,478.00
Disclosure

SEC source: 0001777243-25-000005 · wk-form4_1755033915.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,820

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F2 · shares: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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August 10, 2025 Filed Aug 12, 2025 21:25 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 1,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001777243-25-000005 · wk-form4_1755033915.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 01:55 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001777243-25-000003 · wk-form4_1751507726.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 01:55 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 307 $47.20 $14,490.40
Disclosure

SEC source: 0001777243-25-000003 · wk-form4_1751507726.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,920

Read SEC document
July 01, 2025 Filed Jul 3, 2025 01:55 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001777243-25-000003 · wk-form4_1751507726.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:31 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,400 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001758554-25-000039 · wk-form4_1747427503.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 28,400 shares

Expires 2027-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was previously reported on May 15, 2019 as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F2 · shares: This option was previously reported on May 15, 2019 as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F3 · derivative.exercise_date: This stock option is fully vested and exercisable.

F2 · derivative.underlying_shares: This option was previously reported on May 15, 2019 as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

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May 14, 2025 Filed May 16, 2025 20:31 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 28,400 $45.86 $1,302,424.00
Disclosure

SEC source: 0001758554-25-000039 · wk-form4_1747427503.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,624

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.850 to $45.885, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:31 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 28,400 $2.70 $76,538.00
Disclosure

SEC source: 0001758554-25-000039 · wk-form4_1747427503.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:08 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 1,830 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000036 · wk-form4_1747174104.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 1,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:08 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 655 $31.99 $20,953.45
Disclosure

SEC source: 0001758554-25-000036 · wk-form4_1747174104.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,624

Read SEC document
May 10, 2025 Filed May 13, 2025 22:08 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 1,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000036 · wk-form4_1747174104.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 22:00 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 2,412 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000014 · wk-form4_1740780004.xml · derivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,412

Underlying: Common Stock · 2,412 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 22:00 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 71,720 $50.48 $3,620,712.48
Disclosure

SEC source: 0001758554-25-000014 · wk-form4_1740780004.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,449

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.46 to $50.59, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:26 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 1,830 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000007 · wk-form4_1739399172.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,830

Underlying: Common Stock · 1,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:26 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 752 $42.65 $32,072.80
Disclosure

SEC source: 0001758554-25-000007 · wk-form4_1739399172.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,169

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:26 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 1,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000007 · wk-form4_1739399172.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2024 Filed Nov 13, 2024 00:01 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 1,830 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · derivative · entry 7

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,660

Underlying: Common Stock · 1,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F5 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F5 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

Read SEC document
November 10, 2024 Filed Nov 13, 2024 00:01 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 1,520 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · derivative · entry 6

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

Read SEC document
November 10, 2024 Filed Nov 13, 2024 00:01 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 928 $24.52 $22,754.56
Disclosure

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · nonDerivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,091

Read SEC document
November 10, 2024 Filed Nov 13, 2024 00:01 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 1,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2024 Filed Nov 13, 2024 00:01 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 771 $24.52 $18,904.92
Disclosure

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,189

Read SEC document
November 10, 2024 Filed Nov 13, 2024 00:01 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 1,520 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 00:01 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantEmployee Stock Option (right to buy) · Derivative 32,629 $0.00 Strike: $24.52 $0.00
Disclosure

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,629

Underlying: Common Stock · 32,629 shares

Expires 2034-11-08

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 21:14 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000086 · wk-form4_1730495656.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 21:14 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 14,683 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000086 · wk-form4_1730495656.xml · derivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,683

Underlying: Common Stock · 14,683 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.