Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| loanDepot, Inc.LDI · Entity 723 | Director · Executive Chair, CEO & Pres. · 10% owner | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
loanDepot, Inc.
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy JLSSAA Trust | 1,000,000 |
Last balance in matching sequence
After 2026-09-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-08-31 · Purchase · Acquired 145,365 · Balance 939,792 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9166 to $0.9500. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Row 2 · 2026-09-01 · Purchase · Acquired 60,208 · Balance 1,000,000 F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9000 to $0.9399. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). |
| Class A Common StockSEC Table I · non-derivative | Direct | 217,496 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 217,496 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9166 to $0.9500. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F2: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9000 to $0.9399. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2024 Filed Dec 2, 2024 21:38 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 59,484 | $2.27 | $134,969.20 |
DisclosureSEC source: 0001831631-24-000303 · wk-form4_1733175505.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 5,476,853 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:38 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 147,891 | $2.29 | $338,123.19 |
DisclosureSEC source: 0001831631-24-000303 · wk-form4_1733175505.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 5,536,337 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.245 to $2.35. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 23:11 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 83,667 | $2.34 | $195,613.45 |
DisclosureSEC source: 0001831631-24-000301 · wk-form4_1732749091.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 5,684,228 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.31 to $2.38. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 22:05 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 359,666 | $2.46 | $882,980.03 |
DisclosureSEC source: 0001831631-24-000297 · wk-form4_1732658723.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 5,767,895 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.40 to $2.505. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 22:05 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 198,197 | $2.38 | $471,649.40 |
DisclosureSEC source: 0001831631-24-000297 · wk-form4_1732658723.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,127,561 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.33 to $2.405. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 21:32 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 279,692 | $2.35 | $656,716.82 |
DisclosureSEC source: 0001831631-24-000295 · wk-form4_1732311143.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,325,758 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.33 to $2.37. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:32 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 240,150 | $2.27 | $546,101.10 |
DisclosureSEC source: 0001831631-24-000295 · wk-form4_1732311143.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,605,450 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.225 to $2.305. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 21:52 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 164,377 | $2.33 | $383,327.16 |
DisclosureSEC source: 0001831631-24-000293 · wk-form4_1732139521.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,845,600 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.305 to $2.385. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:52 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 200,152 | $2.40 | $480,444.86 |
DisclosureSEC source: 0001831631-24-000293 · wk-form4_1732139521.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 7,009,977 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.35 to $2.45. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:10 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 123,759 | $2.47 | $305,684.73 |
DisclosureSEC source: 0001831631-24-000287 · wk-form4_1731967825.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 7,210,129 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.42 to $2.545. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 22:10 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 146,072 | $2.52 | $368,101.44 |
DisclosureSEC source: 0001831631-24-000287 · wk-form4_1731967825.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 7,333,888 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.465 to $2.605. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 01, 2024 Filed Nov 1, 2024 23:34 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 192,298 | $2.08 | $400,152.91 |
DisclosureSEC source: 0001831631-24-000263 · wk-form4_1730504033.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 7,479,960 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.065 to $2.145. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 23:34 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 255,428 | $2.11 | $539,208.51 |
DisclosureSEC source: 0001831631-24-000263 · wk-form4_1730504033.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 7,672,258 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.105 to $2.145. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 20:42 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000255 · wk-form4_1729543355.xml · derivative · entry 7 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Mortgage Holdings, Inc. Disclosed balance after: 43,945,633 Underlying: Class A Common Stock · 5,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 20:42 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000255 · wk-form4_1729543355.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 7,927,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 20:42 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000255 · wk-form4_1729543355.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trilogy Mortgage Holdings, Inc. Disclosed balance after: 43,945,633 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F3 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. Read SEC document |
| October 16, 2024 Filed Oct 16, 2024 23:13 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 18,806 | $2.06 | $38,734.72 |
DisclosureSEC source: 0001831631-24-000253 · wk-form4_1729120396.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,927,686 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.055 to 2.085. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| October 15, 2024 Filed Oct 16, 2024 23:13 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 207,761 | $2.07 | $429,109.57 |
DisclosureSEC source: 0001831631-24-000253 · wk-form4_1729120396.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,946,492 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.035 to $2.115. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 23:13 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 242,355 | $2.04 | $495,082.79 |
DisclosureSEC source: 0001831631-24-000253 · wk-form4_1729120396.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,154,253 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.015 to $2.140. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · balance_after: The Reporting Person transferred 30,881 directly held shares to the JLSSAA Trust on August 12, 2024. F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 20:32 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000242 · wk-form4_1726864349.xml · derivative · entry 7 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,114,521 Underlying: Class A Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 20:32 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000242 · wk-form4_1726864349.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,365,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 20:32 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000242 · wk-form4_1726864349.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,114,521 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 21:48 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 8,141 | $2.57 | $20,954.93 |
DisclosureSEC source: 0001831631-24-000238 · wk-form4_1726523299.xml · nonDerivative · entry 4 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 1,865,727 F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.34 to $2.68. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 21:48 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 2,000 | $2.56 | $5,110.00 |
DisclosureSEC source: 0001831631-24-000238 · wk-form4_1726523299.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 1,873,868 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.34 to $2.675 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 21:48 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 537,488 | $2.27 | $1,219,667.77 |
DisclosureSEC source: 0001831631-24-000238 · wk-form4_1726523299.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 1,875,868 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.37. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 21:48 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 50,000 | $2.26 | $113,140.00 |
DisclosureSEC source: 0001831631-24-000238 · wk-form4_1726523299.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,413,356 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.215 to $2.36. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 21:35 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 425,445 | $2.32 | $985,415.71 |
DisclosureSEC source: 0001831631-24-000234 · wk-form4_1726176935.xml · nonDerivative · entry 4 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,463,356 F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.265 to $2.445. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 21:35 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 54,643 | $2.31 | $126,181.62 |
DisclosureSEC source: 0001831631-24-000234 · wk-form4_1726176935.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,888,801 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.26 to $2.43 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 21:35 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 237,067 | $2.44 | $578,538.31 |
DisclosureSEC source: 0001831631-24-000234 · wk-form4_1726176935.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,943,444 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.405 to $2.505. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 21:35 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 39,846 | $2.45 | $97,714.35 |
DisclosureSEC source: 0001831631-24-000234 · wk-form4_1726176935.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,180,511 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.40 to $2.51. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 21:33 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 27,713 | $2.52 | $69,789.65 |
DisclosureSEC source: 0001831631-24-000232 · wk-form4_1726003977.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,220,357 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.39 to $2.575. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 21:33 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 239,729 | $2.44 | $585,250.41 |
DisclosureSEC source: 0001831631-24-000232 · wk-form4_1726003977.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,248,070 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.39 to $2.55. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 20:40 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 107,674 | $2.57 | $276,560.67 |
DisclosureSEC source: 0001831631-24-000230 · wk-form4_1725655214.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,487,799 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.54 to $2.62. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 20:40 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 61,747 | $2.65 | $163,376.39 |
DisclosureSEC source: 0001831631-24-000230 · wk-form4_1725655214.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,595,473 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.595 to $2.71. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 22:45 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000218 · wk-form4_1725486461.xml · derivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,290 Underlying: Class A Common Stock · 15,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F4 · date: RSUs that vested on August 31, 2024, were settled on September 3, 2024. F5 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on November 30, 2024, February 28, 2025 and May 31, 2025. F5 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on November 30, 2024, February 28, 2025 and May 31, 2025. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 22:45 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000218 · wk-form4_1725486461.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 22:45 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 337,494 | $2.58 | $871,949.50 |
DisclosureSEC source: 0001831631-24-000218 · wk-form4_1725486461.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,657,220 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.50 to $2.6975. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 29, 2024 Filed Aug 29, 2024 23:52 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · derivative · entry 9 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 4,614,521 Underlying: Class A Common Stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F5 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F4 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 29, 2024 Filed Aug 29, 2024 23:52 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · nonDerivative · entry 4 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,994,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 29, 2024 Filed Aug 29, 2024 23:52 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 4,614,521 F4 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F5 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 29, 2024 Filed Aug 29, 2024 23:52 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 242,952 | $2.69 | $654,221.15 |
DisclosureSEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 1,994,714 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.60 to $2.85. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 28, 2024 Filed Aug 29, 2024 23:52 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 152,794 | $2.87 | $438,931.32 |
DisclosureSEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,237,666 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.84 to $3.00. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:27 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 579,447 | $2.96 | $1,712,381.77 |
DisclosureSEC source: 0001831631-24-000212 · wk-form4_1724880449.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,390,460 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.91 to $3.03. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:27 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 59,739 | $3.07 | $183,440.55 |
DisclosureSEC source: 0001831631-24-000212 · wk-form4_1724880449.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,969,907 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.035 to $3.13. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:15 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 213,339 | $2.70 | $575,567.29 |
DisclosureSEC source: 0001831631-24-000208 · wk-form4_1724278491.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,029,646 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.595 to $2.775. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 21:49 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 267,972 | $2.74 | $733,707.34 |
DisclosureSEC source: 0001831631-24-000204 · wk-form4_1724190568.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,242,985 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.645 to $2.835. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 21:49 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 268,689 | $2.88 | $774,630.39 |
DisclosureSEC source: 0001831631-24-000204 · wk-form4_1724190568.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,510,957 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.800 to $3.065. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| July 23, 2024 Filed Jul 26, 2024 00:37 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000189 · wk-form4_1721954236.xml · derivative · entry 7 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,614,521 Underlying: Class A Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The reporting person elected to cause The JLSSAA Trust ("JLSSAA Trust") to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F6 · shares: Represents 1,500,000 Common Units held by the JLSSAA Trust that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 2. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · ownership.nature: As trustee, the reporting person has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| July 23, 2024 Filed Jul 26, 2024 00:37 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000189 · wk-form4_1721954236.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,779,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person elected to cause The JLSSAA Trust ("JLSSAA Trust") to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F3 · ownership.nature: As trustee, the reporting person has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| July 23, 2024 Filed Jul 26, 2024 00:37 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000189 · wk-form4_1721954236.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,614,521 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The reporting person elected to cause The JLSSAA Trust ("JLSSAA Trust") to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F3 · ownership.nature: As trustee, the reporting person has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.