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Hsieh Anthony Li

Disclosed activity across 1 company

Tapewire entity
724
SEC CIK
0001655400

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
loanDepot, Inc.LDI · Entity 723Director · Executive Chair, CEO & Pres. · 10% ownerAugust 31, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

loanDepot, Inc.

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy JLSSAA Trust1,000,000 Last balance in matching sequence After 2026-09-01 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-08-31 · Purchase · Acquired 145,365 · Balance 939,792

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9166 to $0.9500. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Row 2 · 2026-09-01 · Purchase · Acquired 60,208 · Balance 1,000,000

F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9000 to $0.9399. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Class A Common StockSEC Table I · non-derivativeDirect217,496 Reported balance Holding disclosure · report date 2026-08-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 217,496

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9166 to $0.9500. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9000 to $0.9399. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2024 Filed Dec 2, 2024 21:38 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 59,484 $2.27 $134,969.20
Disclosure

SEC source: 0001831631-24-000303 · wk-form4_1733175505.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 5,476,853

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:38 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 147,891 $2.29 $338,123.19
Disclosure

SEC source: 0001831631-24-000303 · wk-form4_1733175505.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 5,536,337

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.245 to $2.35. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 23:11 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 83,667 $2.34 $195,613.45
Disclosure

SEC source: 0001831631-24-000301 · wk-form4_1732749091.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 5,684,228

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.31 to $2.38. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:05 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 359,666 $2.46 $882,980.03
Disclosure

SEC source: 0001831631-24-000297 · wk-form4_1732658723.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 5,767,895

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.40 to $2.505. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:05 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 198,197 $2.38 $471,649.40
Disclosure

SEC source: 0001831631-24-000297 · wk-form4_1732658723.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,127,561

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.33 to $2.405. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 21:32 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 279,692 $2.35 $656,716.82
Disclosure

SEC source: 0001831631-24-000295 · wk-form4_1732311143.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,325,758

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.33 to $2.37. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 21:32 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 240,150 $2.27 $546,101.10
Disclosure

SEC source: 0001831631-24-000295 · wk-form4_1732311143.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,605,450

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.225 to $2.305. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:52 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 164,377 $2.33 $383,327.16
Disclosure

SEC source: 0001831631-24-000293 · wk-form4_1732139521.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,845,600

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.305 to $2.385. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:52 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 200,152 $2.40 $480,444.86
Disclosure

SEC source: 0001831631-24-000293 · wk-form4_1732139521.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 7,009,977

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.35 to $2.45. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:10 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 123,759 $2.47 $305,684.73
Disclosure

SEC source: 0001831631-24-000287 · wk-form4_1731967825.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 7,210,129

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.42 to $2.545. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 22:10 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 146,072 $2.52 $368,101.44
Disclosure

SEC source: 0001831631-24-000287 · wk-form4_1731967825.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 7,333,888

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.465 to $2.605. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 01, 2024 Filed Nov 1, 2024 23:34 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 192,298 $2.08 $400,152.91
Disclosure

SEC source: 0001831631-24-000263 · wk-form4_1730504033.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 7,479,960

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.065 to $2.145. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 23:34 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 255,428 $2.11 $539,208.51
Disclosure

SEC source: 0001831631-24-000263 · wk-form4_1730504033.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 7,672,258

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.105 to $2.145. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:42 UTC loanDepot, Inc. LDI · Entity 723 ConversionCommon Units · Derivative 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000255 · wk-form4_1729543355.xml · derivative · entry 7

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Mortgage Holdings, Inc.

Disclosed balance after: 43,945,633

Underlying: Class A Common Stock · 5,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F3 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:42 UTC loanDepot, Inc. LDI · Entity 723 ConversionClass A Common Stock 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000255 · wk-form4_1729543355.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 7,927,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:42 UTC loanDepot, Inc. LDI · Entity 723 OtherClass C Common Stock 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000255 · wk-form4_1729543355.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trilogy Mortgage Holdings, Inc.

Disclosed balance after: 43,945,633

F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F3 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC.

Read SEC document
October 16, 2024 Filed Oct 16, 2024 23:13 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 18,806 $2.06 $38,734.72
Disclosure

SEC source: 0001831631-24-000253 · wk-form4_1729120396.xml · nonDerivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,927,686

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.055 to 2.085. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
October 15, 2024 Filed Oct 16, 2024 23:13 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 207,761 $2.07 $429,109.57
Disclosure

SEC source: 0001831631-24-000253 · wk-form4_1729120396.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,946,492

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.035 to $2.115. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
October 14, 2024 Filed Oct 16, 2024 23:13 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 242,355 $2.04 $495,082.79
Disclosure

SEC source: 0001831631-24-000253 · wk-form4_1729120396.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,154,253

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.015 to $2.140. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · balance_after: The Reporting Person transferred 30,881 directly held shares to the JLSSAA Trust on August 12, 2024.

F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 18, 2024 Filed Sep 20, 2024 20:32 UTC loanDepot, Inc. LDI · Entity 723 ConversionCommon Units · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000242 · wk-form4_1726864349.xml · derivative · entry 7

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,114,521

Underlying: Class A Common Stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 18, 2024 Filed Sep 20, 2024 20:32 UTC loanDepot, Inc. LDI · Entity 723 ConversionClass A Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000242 · wk-form4_1726864349.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,365,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 18, 2024 Filed Sep 20, 2024 20:32 UTC loanDepot, Inc. LDI · Entity 723 OtherClass C Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000242 · wk-form4_1726864349.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,114,521

F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 13, 2024 Filed Sep 16, 2024 21:48 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 8,141 $2.57 $20,954.93
Disclosure

SEC source: 0001831631-24-000238 · wk-form4_1726523299.xml · nonDerivative · entry 4

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 1,865,727

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.34 to $2.68. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 13, 2024 Filed Sep 16, 2024 21:48 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 2,000 $2.56 $5,110.00
Disclosure

SEC source: 0001831631-24-000238 · wk-form4_1726523299.xml · nonDerivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 1,873,868

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.34 to $2.675 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:48 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 537,488 $2.27 $1,219,667.77
Disclosure

SEC source: 0001831631-24-000238 · wk-form4_1726523299.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 1,875,868

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.37. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 12, 2024 Filed Sep 16, 2024 21:48 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 50,000 $2.26 $113,140.00
Disclosure

SEC source: 0001831631-24-000238 · wk-form4_1726523299.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,413,356

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.215 to $2.36. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 11, 2024 Filed Sep 12, 2024 21:35 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 425,445 $2.32 $985,415.71
Disclosure

SEC source: 0001831631-24-000234 · wk-form4_1726176935.xml · nonDerivative · entry 4

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,463,356

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.265 to $2.445. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 11, 2024 Filed Sep 12, 2024 21:35 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 54,643 $2.31 $126,181.62
Disclosure

SEC source: 0001831631-24-000234 · wk-form4_1726176935.xml · nonDerivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,888,801

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.26 to $2.43 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 10, 2024 Filed Sep 12, 2024 21:35 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 237,067 $2.44 $578,538.31
Disclosure

SEC source: 0001831631-24-000234 · wk-form4_1726176935.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,943,444

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.405 to $2.505. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 10, 2024 Filed Sep 12, 2024 21:35 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 39,846 $2.45 $97,714.35
Disclosure

SEC source: 0001831631-24-000234 · wk-form4_1726176935.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,180,511

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.40 to $2.51. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 09, 2024 Filed Sep 10, 2024 21:33 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 27,713 $2.52 $69,789.65
Disclosure

SEC source: 0001831631-24-000232 · wk-form4_1726003977.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,220,357

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.39 to $2.575. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 06, 2024 Filed Sep 10, 2024 21:33 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 239,729 $2.44 $585,250.41
Disclosure

SEC source: 0001831631-24-000232 · wk-form4_1726003977.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,248,070

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.39 to $2.55. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 05, 2024 Filed Sep 6, 2024 20:40 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 107,674 $2.57 $276,560.67
Disclosure

SEC source: 0001831631-24-000230 · wk-form4_1725655214.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,487,799

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.54 to $2.62. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 04, 2024 Filed Sep 6, 2024 20:40 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 61,747 $2.65 $163,376.39
Disclosure

SEC source: 0001831631-24-000230 · wk-form4_1725655214.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,595,473

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.595 to $2.71. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
September 03, 2024 Filed Sep 4, 2024 22:45 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000218 · wk-form4_1725486461.xml · derivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,290

Underlying: Class A Common Stock · 15,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F4 · date: RSUs that vested on August 31, 2024, were settled on September 3, 2024.

F5 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on November 30, 2024, February 28, 2025 and May 31, 2025.

F5 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on November 30, 2024, February 28, 2025 and May 31, 2025.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 22:45 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000218 · wk-form4_1725486461.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 22:45 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 337,494 $2.58 $871,949.50
Disclosure

SEC source: 0001831631-24-000218 · wk-form4_1725486461.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,657,220

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.50 to $2.6975. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
August 29, 2024 Filed Aug 29, 2024 23:52 UTC loanDepot, Inc. LDI · Entity 723 ConversionCommon Units · Derivative 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · derivative · entry 9

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 4,614,521

Underlying: Class A Common Stock · 2,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F5 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F4 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
August 29, 2024 Filed Aug 29, 2024 23:52 UTC loanDepot, Inc. LDI · Entity 723 ConversionClass A Common Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · nonDerivative · entry 4

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,994,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
August 29, 2024 Filed Aug 29, 2024 23:52 UTC loanDepot, Inc. LDI · Entity 723 OtherClass C Common Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · nonDerivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 4,614,521

F4 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F5 · kind: The reporting person elected to cause JLSSAA Trust to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

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August 29, 2024 Filed Aug 29, 2024 23:52 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 242,952 $2.69 $654,221.15
Disclosure

SEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 1,994,714

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.60 to $2.85. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

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August 28, 2024 Filed Aug 29, 2024 23:52 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 152,794 $2.87 $438,931.32
Disclosure

SEC source: 0001831631-24-000214 · wk-form4_1724975476.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,237,666

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.84 to $3.00. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

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August 26, 2024 Filed Aug 28, 2024 21:27 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 579,447 $2.96 $1,712,381.77
Disclosure

SEC source: 0001831631-24-000212 · wk-form4_1724880449.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,390,460

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.91 to $3.03. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:27 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 59,739 $3.07 $183,440.55
Disclosure

SEC source: 0001831631-24-000212 · wk-form4_1724880449.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,969,907

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.035 to $3.13. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:15 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 213,339 $2.70 $575,567.29
Disclosure

SEC source: 0001831631-24-000208 · wk-form4_1724278491.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,029,646

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.595 to $2.775. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
August 19, 2024 Filed Aug 20, 2024 21:49 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 267,972 $2.74 $733,707.34
Disclosure

SEC source: 0001831631-24-000204 · wk-form4_1724190568.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,242,985

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.645 to $2.835. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
August 16, 2024 Filed Aug 20, 2024 21:49 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 268,689 $2.88 $774,630.39
Disclosure

SEC source: 0001831631-24-000204 · wk-form4_1724190568.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,510,957

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.800 to $3.065. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
July 23, 2024 Filed Jul 26, 2024 00:37 UTC loanDepot, Inc. LDI · Entity 723 ConversionCommon Units · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000189 · wk-form4_1721954236.xml · derivative · entry 7

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,614,521

Underlying: Class A Common Stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The reporting person elected to cause The JLSSAA Trust ("JLSSAA Trust") to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F6 · shares: Represents 1,500,000 Common Units held by the JLSSAA Trust that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 2.

F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F3 · ownership.nature: As trustee, the reporting person has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
July 23, 2024 Filed Jul 26, 2024 00:37 UTC loanDepot, Inc. LDI · Entity 723 ConversionClass A Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000189 · wk-form4_1721954236.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,779,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person elected to cause The JLSSAA Trust ("JLSSAA Trust") to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F3 · ownership.nature: As trustee, the reporting person has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
July 23, 2024 Filed Jul 26, 2024 00:37 UTC loanDepot, Inc. LDI · Entity 723 OtherClass C Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000189 · wk-form4_1721954236.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,614,521

F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The reporting person elected to cause The JLSSAA Trust ("JLSSAA Trust") to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F3 · ownership.nature: As trustee, the reporting person has voting and investment power over the assets of the JLSSAA Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.