Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| loanDepot, Inc.LDI · Entity 723 | Director · Executive Chair, CEO & Pres. · 10% owner | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
loanDepot, Inc.
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy JLSSAA Trust | 1,000,000 |
Last balance in matching sequence
After 2026-09-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-08-31 · Purchase · Acquired 145,365 · Balance 939,792 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9166 to $0.9500. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Row 2 · 2026-09-01 · Purchase · Acquired 60,208 · Balance 1,000,000 F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9000 to $0.9399. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). |
| Class A Common StockSEC Table I · non-derivative | Direct | 217,496 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 217,496 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9166 to $0.9500. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F2: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.9000 to $0.9399. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2024 Filed Jun 17, 2024 22:05 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 58,063 | $1.85 | $107,126.24 |
DisclosureSEC source: 0001831631-24-000173 · wk-form4_1718661937.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 2,279,646 F1 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 20:10 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 63,297 | $1.88 | $119,181.92 |
DisclosureSEC source: 0001831631-24-000171 · wk-form4_1718395813.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 2,337,709 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.84 to $2.02. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:10 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 102,054 | $2.07 | $211,119.11 |
DisclosureSEC source: 0001831631-24-000171 · wk-form4_1718395813.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 2,401,006 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.98 to $2.11. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 20:11 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 147,668 | $1.92 | $283,729.30 |
DisclosureSEC source: 0001831631-24-000169 · wk-form4_1718223074.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 2,503,060 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.885 to $1.97. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:11 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 162,596 | $1.99 | $323,403.44 |
DisclosureSEC source: 0001831631-24-000169 · wk-form4_1718223074.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 2,650,728 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.965 to $2.01. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 22:05 UTC | loanDepot, Inc. LDI · Entity 723 | GrantRestricted Stock Units · Derivative | 60,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000164 · wk-form4_1718057125.xml · derivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,386 Underlying: Class A Common Stock · 60,386 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F2 · derivative.exercise_date: The RSUs vest in 25% installments as follows: 25% vested on each of August 31, 2024, November 30, 2024, February 28, 2025, and May 31, 2025. Vested RSUs will be settled within 30 days following the vesting date. F2 · derivative.expiration_date: The RSUs vest in 25% installments as follows: 25% vested on each of August 31, 2024, November 30, 2024, February 28, 2025, and May 31, 2025. Vested RSUs will be settled within 30 days following the vesting date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 23:44 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 43,281 | $1.81 | $78,338.61 |
DisclosureSEC source: 0001831631-24-000147 · wk-form4_1717717437.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 2,813,324 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.77 to $1.86. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:34 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 14,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000135 · wk-form4_1717619678.xml · derivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F4 · date: In accordance with the terms of the RSU agreement, RSUs that vested on May 31, 2024, were settled on June 3, 2024. F4 · derivative.exercise_date: In accordance with the terms of the RSU agreement, RSUs that vested on May 31, 2024, were settled on June 3, 2024. F4 · derivative.expiration_date: In accordance with the terms of the RSU agreement, RSUs that vested on May 31, 2024, were settled on June 3, 2024. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:34 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 14,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000135 · wk-form4_1717619678.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:34 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 50,000 | $1.81 | $90,265.00 |
DisclosureSEC source: 0001831631-24-000135 · wk-form4_1717619678.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 2,856,605 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $1.88. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 22:13 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 50,000 | $1.81 | $90,530.00 |
DisclosureSEC source: 0001831631-24-000129 · wk-form4_1717452794.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 2,906,605 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $1.84. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:13 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 50,000 | $1.81 | $90,295.00 |
DisclosureSEC source: 0001831631-24-000129 · wk-form4_1717452794.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 2,956,605 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $1.82. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 28, 2024 Filed May 29, 2024 20:06 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 50,000 | $1.86 | $93,025.00 |
DisclosureSEC source: 0001831631-24-000125 · wk-form4_1717013204.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,006,605 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $1.955. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:06 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 76,210 | $1.98 | $150,514.75 |
DisclosureSEC source: 0001831631-24-000125 · wk-form4_1717013204.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,056,605 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.005 to $2.075. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 23, 2024 Filed May 23, 2024 22:52 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 122,808 | $2.02 | $248,563.39 |
DisclosureSEC source: 0001831631-24-000122 · wk-form4_1716504724.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,132,815 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.005 to $2.075. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 22, 2024 Filed May 23, 2024 22:52 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 38,504 | $2.03 | $78,047.61 |
DisclosureSEC source: 0001831631-24-000122 · wk-form4_1716504724.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,255,623 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.105. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 21, 2024 Filed May 22, 2024 20:18 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 123,280 | $2.05 | $252,415.80 |
DisclosureSEC source: 0001831631-24-000120 · wk-form4_1716409096.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,294,127 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.98 to $2.10. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:18 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 173,484 | $2.12 | $368,306.53 |
DisclosureSEC source: 0001831631-24-000120 · wk-form4_1716409096.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,417,407 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.06 to $2.15. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 17, 2024 Filed May 21, 2024 22:20 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 198,866 | $2.20 | $436,590.42 |
DisclosureSEC source: 0001831631-24-000118 · wk-form4_1716330031.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,590,891 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.13 to $2.235. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:22 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 317,976 | $2.16 | $687,400.52 |
DisclosureSEC source: 0001831631-24-000114 · wk-form4_1715977310.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,789,757 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.12 to $2.203. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:22 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 105,591 | $2.18 | $229,871.61 |
DisclosureSEC source: 0001831631-24-000114 · wk-form4_1715977310.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 4,107,733 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.145 to $2.245. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 22:49 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 14,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000029 · wk-form4_1709333336.xml · derivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,672 Underlying: Class A Common Stock · 14,671 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F3 · date: In accordance with the terms of the RSU agreement, RSUs that vested on February 28, 2024, were settled on February 29, 2024. F4 · derivative.exercise_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. F4 · derivative.expiration_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 22:49 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 14,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000029 · wk-form4_1709333336.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2023 Filed Dec 7, 2023 21:23 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 14,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000335 · wk-form4_1701984170.xml · derivative · entry 5 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,343 Underlying: Class A Common Stock · 14,671 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F5 · date: In accordance with the terms of the RSU agreement, RSUs that vested on November 30, 2023, were settled on December 7, 2023. F4 · derivative.exercise_date: The remaining RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. F4 · derivative.expiration_date: The remaining RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Read SEC document |
| December 07, 2023 Filed Dec 7, 2023 21:23 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 14,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000335 · wk-form4_1701984170.xml · derivative · entry 4 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,014 Underlying: Class A Common Stock · 14,671 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F3 · date: In accordance with the terms of the RSU agreement, RSUs that vested on November 6, 2023, were settled on December 7, 2023. F4 · derivative.exercise_date: The remaining RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. F4 · derivative.expiration_date: The remaining RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Read SEC document |
| December 07, 2023 Filed Dec 7, 2023 21:23 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 14,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000335 · wk-form4_1701984170.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2023 Filed Dec 7, 2023 21:23 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 14,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000335 · wk-form4_1701984170.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 22:47 UTC | loanDepot, Inc. LDI · Entity 723 | GrantRestricted Stock Units · Derivative | 58,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000305 · wk-form4_1699483658.xml · derivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,685 Underlying: Class A Common Stock · 58,685 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in 25% installments as follows: 25% vested immediately upon grant, and the remaining 25% installments vest on each of November 30, 2023, February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. F2 · derivative.expiration_date: The RSUs vest in 25% installments as follows: 25% vested immediately upon grant, and the remaining 25% installments vest on each of November 30, 2023, February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 16:28 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 1,669,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000315 · wf-form4_166749291993812.xml · derivative · entry 9 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 87,103,074 Underlying: Class A Common Stock · 1,669,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F6 · kind: Represents 1,194,049 Common Units held by Trilogy Six and 475,773 Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnote 1. After such dispositions, each of Trilogy Six, Trilogy Seven and Trilogy Eight hold 73,889,645, 11,592,060 and 1,621,369 Common Units respectively. The foregoing transactions were effected on behalf of certain persons who held indirect pecuniary interests in Trilogy Six and Trilogy Seven and the Reporting Person disclaims all pecuniary interest with respect to the securities so exchanged, cancelled or distributed in connection with such transactions. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · balance_after: The balance of Common Units and Class C Common Stock held by Trilogy Seven was updated to reflect certain administrative adjustments. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.nature: Represents 1,194,049 Common Units held by Trilogy Six and 475,773 Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnote 1. After such dispositions, each of Trilogy Six, Trilogy Seven and Trilogy Eight hold 73,889,645, 11,592,060 and 1,621,369 Common Units respectively. The foregoing transactions were effected on behalf of certain persons who held indirect pecuniary interests in Trilogy Six and Trilogy Seven and the Reporting Person disclaims all pecuniary interest with respect to the securities so exchanged, cancelled or distributed in connection with such transactions. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 16:28 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock | 1,669,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000315 · wf-form4_166749291993812.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F3 · kind: Certain executive officers and employees of the Issuer elected to cause Trilogy Six, Trilogy Seven and Trilogy Eight to exchange a portion of the Common Units held for their benefit by such entities for an equal number of shares of Class A Common Stock, par value $0.001 ("Class A Common Stock"), and to cause Trilogy Six, Trilogy Seven and Trilogy Eight, as applicable, to distribute such shares of Class A Common Stock to such persons directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 16:28 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 1,669,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000315 · wf-form4_166749291993812.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,669,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Certain executive officers and employees of the Issuer elected to cause Trilogy Six, Trilogy Seven and Trilogy Eight to exchange a portion of the Common Units held for their benefit by such entities for an equal number of shares of Class A Common Stock, par value $0.001 ("Class A Common Stock"), and to cause Trilogy Six, Trilogy Seven and Trilogy Eight, as applicable, to distribute such shares of Class A Common Stock to such persons directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 16:28 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock, par value $0.001 per share | 1,669,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000315 · wf-form4_166749291993812.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 85,481,705 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · security: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F3 · kind: Certain executive officers and employees of the Issuer elected to cause Trilogy Six, Trilogy Seven and Trilogy Eight to exchange a portion of the Common Units held for their benefit by such entities for an equal number of shares of Class A Common Stock, par value $0.001 ("Class A Common Stock"), and to cause Trilogy Six, Trilogy Seven and Trilogy Eight, as applicable, to distribute such shares of Class A Common Stock to such persons directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F4 · balance_after: The balance of Common Units and Class C Common Stock held by Trilogy Seven was updated to reflect certain administrative adjustments. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.nature: Represents 1,194,049 Common Units held by Trilogy Six and 475,773 Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnote 1. After such dispositions, each of Trilogy Six, Trilogy Seven and Trilogy Eight hold 73,889,645, 11,592,060 and 1,621,369 Common Units respectively. The foregoing transactions were effected on behalf of certain persons who held indirect pecuniary interests in Trilogy Six and Trilogy Seven and the Reporting Person disclaims all pecuniary interest with respect to the securities so exchanged, cancelled or distributed in connection with such transactions. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 2,420,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000292 · wf-form4_166500365052702.xml · derivative · entry 9 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 88,832,720 Underlying: Class A Common Stock · 2,420,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F6 · kind: Represents 2,182,398 Common Units held by Trilogy Six and 237,833 Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnote 1. After such dispositions, each of Trilogy Six, Trilogy Seven and Trilogy Eight hold 75,083,694, 12,127,657 and 1,621,369 Common Units respectively. The foregoing transactions were effected on behalf of certain persons who held indirect pecuniary interests in Trilogy Six and Trilogy Seven and the Reporting Person disclaims all pecuniary interest with respect to the securities so exchanged, cancelled or distributed in connection with such transactions. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · balance_after: The balance of Common Units and Class C Common Stock held by Trilogy Seven was updated to reflect certain administrative adjustments. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.nature: Represents 2,182,398 Common Units held by Trilogy Six and 237,833 Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnote 1. After such dispositions, each of Trilogy Six, Trilogy Seven and Trilogy Eight hold 75,083,694, 12,127,657 and 1,621,369 Common Units respectively. The foregoing transactions were effected on behalf of certain persons who held indirect pecuniary interests in Trilogy Six and Trilogy Seven and the Reporting Person disclaims all pecuniary interest with respect to the securities so exchanged, cancelled or distributed in connection with such transactions. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock | 2,420,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000292 · wf-form4_166500365052702.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F3 · kind: Certain executive officers and employees of the Issuer elected to cause Trilogy Six, Trilogy Seven and Trilogy Eight to exchange a portion of the Common Units held for their benefit by such entities for an equal number of shares of Class A Common Stock, par value $0.001 ("Class A Common Stock"), and to cause Trilogy Six, Trilogy Seven and Trilogy Eight, as applicable, to distribute such shares of Class A Common Stock to such persons directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 2,420,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000292 · wf-form4_166500365052702.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,420,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Certain executive officers and employees of the Issuer elected to cause Trilogy Six, Trilogy Seven and Trilogy Eight to exchange a portion of the Common Units held for their benefit by such entities for an equal number of shares of Class A Common Stock, par value $0.001 ("Class A Common Stock"), and to cause Trilogy Six, Trilogy Seven and Trilogy Eight, as applicable, to distribute such shares of Class A Common Stock to such persons directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock, par value $0.001 per share | 2,420,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000292 · wf-form4_166500365052702.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 88,832,720 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · security: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F3 · kind: Certain executive officers and employees of the Issuer elected to cause Trilogy Six, Trilogy Seven and Trilogy Eight to exchange a portion of the Common Units held for their benefit by such entities for an equal number of shares of Class A Common Stock, par value $0.001 ("Class A Common Stock"), and to cause Trilogy Six, Trilogy Seven and Trilogy Eight, as applicable, to distribute such shares of Class A Common Stock to such persons directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F4 · balance_after: The balance of Common Units and Class C Common Stock held by Trilogy Seven was updated to reflect certain administrative adjustments. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.nature: Represents 2,182,398 Common Units held by Trilogy Six and 237,833 Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnote 1. After such dispositions, each of Trilogy Six, Trilogy Seven and Trilogy Eight hold 75,083,694, 12,127,657 and 1,621,369 Common Units respectively. The foregoing transactions were effected on behalf of certain persons who held indirect pecuniary interests in Trilogy Six and Trilogy Seven and the Reporting Person disclaims all pecuniary interest with respect to the securities so exchanged, cancelled or distributed in connection with such transactions. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:14 UTC | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 321,975 | $1.59 | $511,296.30 |
DisclosureSEC source: 0001831631-22-000280 · wf-form4_166370486786403.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 4,184,816 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at a price range of $1.58 to $1.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F2 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 20:22 UTC | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 49,287 | $1.60 | $78,859.20 |
DisclosureSEC source: 0001831631-22-000278 · wf-form4_166335970284197.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,862,841 F1 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 15, 2022 Filed Jan 10, 2023 00:08 UTC Amendment | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 53,350 | $1.60 | $85,360.00 |
DisclosureSEC source: 0001831631-23-000013 · wf-form4a_167330929122308.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,891,349 F4 · date: These shares were reported on the reporting person's original Form 4 with a transaction date of on September 14, 2022; however, the correct date of the transaction was September 15, 2022. F2 · balance_after: These shares include 28,508 shares acquired via an exempt acquisition on September 13, 2022 which were inadvertently omitted from the original Form 4 filed by the reporting person on September 15, 2022 and which were subsequently reported on a Form 4/A filed by the reporting person on January 6, 2023. F3 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 20:22 UTC | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 53,350 | $1.60 | $85,360.00 |
DisclosureSEC source: 0001831631-22-000278 · wf-form4_166335970284197.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,813,554 F1 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 14, 2022 Filed Jan 10, 2023 00:08 UTC Amendment | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 49,287 | $1.60 | $78,859.20 |
DisclosureSEC source: 0001831631-23-000013 · wf-form4a_167330929122308.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,837,999 F1 · date: These shares were reported on the reporting person's original Form 4 with a transaction date of September 15, 2022; however; the correct date of the transaction was September 14, 2022. F2 · balance_after: These shares include 28,508 shares acquired via an exempt acquisition on September 13, 2022 which were inadvertently omitted from the original Form 4 filed by the reporting person on September 15, 2022 and which were subsequently reported on a Form 4/A filed by the reporting person on January 6, 2023. F3 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 22:28 UTC | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 133,417 | $1.59 | $212,293.13 |
DisclosureSEC source: 0001831631-22-000277 · wf-form4_166328091255910.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,760,204 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at a price range of $1.58 to $1.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F2 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 13, 2022 Filed Jan 10, 2023 00:06 UTC Amendment | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 28,508 | $1.60 | $45,612.80 |
DisclosureSEC source: 0001831631-23-000011 · wf-form4a_167330914757767.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,788,712 F1 · shares: These shares were inadvertently omitted from the reporting person's original Form 4, and also were omitted from the four subsequent Forms 4 filed by the reporting person after the original Form 4 was filed. F2 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 20:16 UTC | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 27,132 | $1.60 | $43,411.20 |
DisclosureSEC source: 0001831631-22-000270 · wf-form4_166266816141677.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,626,787 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at a price of $1.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F2 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:42 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 3,520,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000260 · wf-form4_166250050720278.xml · derivative · entry 9 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 92,136,108 Underlying: Class A Common Stock · 3,520,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F6 · kind: Represents 2,645,142 Common Units held by Trilogy Six and 875,146 Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnote 1. After such dispositions, each of Trilogy Six, Trilogy Seven and Trilogy Eight hold 77,266,092, 13,248,647 and 1,621,369 Common Units respectively. The foregoing transactions were effected on behalf of certain persons who held indirect pecuniary interests in Trilogy Six and Trilogy Seven and the Reporting Person disclaims all pecuniary interest with respect to the securities so exchanged, cancelled or distributed in connection with such transactions. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · balance_after: The balance of Common Units and Class C Common Stock held by Trilogy Seven was updated to reflect certain administrative adjustments. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.nature: Represents 2,645,142 Common Units held by Trilogy Six and 875,146 Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnote 1. After such dispositions, each of Trilogy Six, Trilogy Seven and Trilogy Eight hold 77,266,092, 13,248,647 and 1,621,369 Common Units respectively. The foregoing transactions were effected on behalf of certain persons who held indirect pecuniary interests in Trilogy Six and Trilogy Seven and the Reporting Person disclaims all pecuniary interest with respect to the securities so exchanged, cancelled or distributed in connection with such transactions. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:42 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock | 3,520,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000260 · wf-form4_166250050720278.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F3 · kind: Certain executive officers and employees of the Issuer elected to cause Trilogy Six, Trilogy Seven and Trilogy Eight to exchange a portion of the Common Units held for their benefit by such entities for an equal number of shares of Class A Common Stock, par value $0.001 ("Class A Common Stock"), and to cause Trilogy Six, Trilogy Seven and Trilogy Eight, as applicable, to distribute such shares of Class A Common Stock to such persons directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:42 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 3,520,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000260 · wf-form4_166250050720278.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,520,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Certain executive officers and employees of the Issuer elected to cause Trilogy Six, Trilogy Seven and Trilogy Eight to exchange a portion of the Common Units held for their benefit by such entities for an equal number of shares of Class A Common Stock, par value $0.001 ("Class A Common Stock"), and to cause Trilogy Six, Trilogy Seven and Trilogy Eight, as applicable, to distribute such shares of Class A Common Stock to such persons directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:42 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock, par value $0.001 per share | 3,520,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000260 · wf-form4_166250050720278.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 92,136,108 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · security: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F3 · kind: Certain executive officers and employees of the Issuer elected to cause Trilogy Six, Trilogy Seven and Trilogy Eight to exchange a portion of the Common Units held for their benefit by such entities for an equal number of shares of Class A Common Stock, par value $0.001 ("Class A Common Stock"), and to cause Trilogy Six, Trilogy Seven and Trilogy Eight, as applicable, to distribute such shares of Class A Common Stock to such persons directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F4 · balance_after: The balance of Common Units and Class C Common Stock held by Trilogy Seven was updated to reflect certain administrative adjustments. F2 · ownership.nature: Anthony Hsieh ("Reporting Person") has voting and investment power over the shares of Class C Common Stock, par value $0.001 ("Class C Common Stock"), of the Issuer owned by each of JLSA, LLC, The JLSSAA Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC ("Trilogy Six"), Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight") (collectively, "Other Reporting Persons"). F5 · ownership.nature: Certain directors, executive officers and employees of Issuer have an indirect pecuniary interest in a portion of the securities of Issuer and LD Holdings Group LLC held by Trilogy Six, Trilogy Seven and Trilogy Eight. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F6 · ownership.nature: Represents 2,645,142 Common Units held by Trilogy Six and 875,146 Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnote 1. After such dispositions, each of Trilogy Six, Trilogy Seven and Trilogy Eight hold 77,266,092, 13,248,647 and 1,621,369 Common Units respectively. The foregoing transactions were effected on behalf of certain persons who held indirect pecuniary interests in Trilogy Six and Trilogy Seven and the Reporting Person disclaims all pecuniary interest with respect to the securities so exchanged, cancelled or distributed in connection with such transactions. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 21:41 UTC | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 44,847 | $1.60 | $71,755.20 |
DisclosureSEC source: 0001831631-22-000244 · wf-form4_166198209456263.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,599,655 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at a price of $1.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F2 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 21:41 UTC | loanDepot, Inc. LDI · Entity 723 | PurchaseClass A Common Stock | 176,862 | $1.60 | $282,094.89 |
DisclosureSEC source: 0001831631-22-000244 · wf-form4_166198209456263.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The JLSSAA Trust Disclosed balance after: 3,554,808 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at a price range of $1.59 to $1.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F2 · ownership.direct: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.