Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | Vice Chairman | December 03, 2025 | December 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date December 03, 2025 · Filed December 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,257 |
Reported balance
After 2025-12-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-03 · Tax withholding · Disposed 336 · Balance 43,257 F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 150,908 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 150,908 |
| Common StockSEC Table I · non-derivative | IndirectGift Trust | 39,659 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 39,659 F3: The reporting person's spouse is trustee of this trust. |
| Common StockSEC Table I · non-derivative | IndirectSpouse as trustee for Son | 1,762 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,762 |
| Common StockSEC Table I · non-derivative | IndirectSpouse as trustee for Daughter | 1,762 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,762 |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 09-30-2025 | 12,425.12 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,425.12 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3: The reporting person's spouse is trustee of this trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2021 Filed Feb 24, 2021 23:52 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,232 | $96.92 | $119,405.44 |
DisclosureSEC source: 0000073124-21-000086 · wf-form4_161421069800299.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,743 F1 · balance_after: Reflects 1,232 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,936 previously reported stock units. The remaining 1,704 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 9,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000059 · wf-form4_161378161760575.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,679 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 8,473 | $91.50 | $775,279.50 |
DisclosureSEC source: 0000073124-21-000039 · wf-form4_161221922973198.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 51,006 F1 · price: Price reflects the weighted average sales price from $91.16 to $91.88. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:24 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 4,062 | $96.76 | $393,039.12 |
DisclosureSEC source: 0000073124-21-000031 · wf-form4_161127146046429.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,341 F1 · balance_after: Includes 41,341 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 8,473 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:24 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 12,535 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000031 · wf-form4_161127146046429.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,876 F1 · balance_after: Includes 41,341 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 23:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 622 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000281 · wf-form4_160816230919990.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · Gift Trust Disclosed balance after: 34,422 F1 · balance_after: On December 14, 2020, the reporting person's grantor retained annuity trust ("GRAT") distributed 6,478 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On December 15, 2020, the remaining 622 shares held by such GRAT were distributed to the reporting person's Gift Trust. Each distribution was made in accordance with the terms of the GRAT instrument. F2 · ownership.nature: The reporting person's spouse is trustee of this trust. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 23:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 622 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000281 · wf-form4_160816230919990.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · 2018 GRAT Disclosed balance after: 0 F1 · balance_after: On December 14, 2020, the reporting person's grantor retained annuity trust ("GRAT") distributed 6,478 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On December 15, 2020, the remaining 622 shares held by such GRAT were distributed to the reporting person's Gift Trust. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 23:25 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 33,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000278 · wf-form4_160772911574046.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · Gift Trust Disclosed balance after: 33,800 F1 · ownership.nature: The reporting person's spouse is trustee of this trust. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 23:25 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 33,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000278 · wf-form4_160772911574046.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 44,528 Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 364 | $93.31 | $33,964.84 |
DisclosureSEC source: 0000073124-20-000272 · wf-form4_160738283916790.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,341 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:28 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | OtherCommon Stock | 75,000 | $90.20 | $6,765,000.00 |
DisclosureSEC source: 0000073124-20-000252 · wf-form4_160522370922231.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 153,328 F1 · kind: On November 9, 2020, the reporting person withdrew the balance of the Issuer's stock, or 75,000 shares, from his 2020 Grantor Retained Annuity Trust (the "2020 GRAT"). In exchange for the shares, the reporting person contributed securities in the principal amount of $6,765,000 to the 2020 GRAT. The withdrawal of shares from the 2020 GRAT resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the 2020 GRAT and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through his existing trust account. The withdrawal of shares from the 2020 GRAT constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:28 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | OtherCommon Stock | 75,000 | $90.20 | $6,765,000.00 |
DisclosureSEC source: 0000073124-20-000252 · wf-form4_160522370922231.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · 2020 GRAT Disclosed balance after: 0 F1 · kind: On November 9, 2020, the reporting person withdrew the balance of the Issuer's stock, or 75,000 shares, from his 2020 Grantor Retained Annuity Trust (the "2020 GRAT"). In exchange for the shares, the reporting person contributed securities in the principal amount of $6,765,000 to the 2020 GRAT. The withdrawal of shares from the 2020 GRAT resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the 2020 GRAT and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through his existing trust account. The withdrawal of shares from the 2020 GRAT constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,117 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-20-000248 · wf-form4_160461720171385.xml · derivative · entry 9 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,117 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning February 11, 2014. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 7,117 | $82.88 | $589,856.96 |
DisclosureSEC source: 0000073124-20-000248 · wf-form4_160461720171385.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,705 F2 · price: Price reflects the weighted average sales price from $82.85 to $82.93. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 41,705 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 7,117 | $52.69 | $374,994.73 |
DisclosureSEC source: 0000073124-20-000248 · wf-form4_160461720171385.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 41,705 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,782 | $86.63 | $154,374.66 |
DisclosureSEC source: 0000073124-20-000116 · wf-form4_158327659221262.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,705 F1 · balance_after: Reflects 1,782 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,246 previously reported stock units. The remaining 2,464 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:57 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,233 | $101.35 | $124,964.55 |
DisclosureSEC source: 0000073124-20-000093 · wf-form4_158266781529262.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,951 F1 · balance_after: Reflects 1,233 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,937 previously reported stock units. The remaining 1,704 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 00:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,991 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000060 · wf-form4_158215785254440.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,888 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 16, 2020 Filed Feb 20, 2020 00:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,139 | $100.60 | $215,183.40 |
DisclosureSEC source: 0000073124-20-000060 · wf-form4_158215785254440.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,897 F1 · balance_after: Reflects 2,139 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,828 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,343 | $109.23 | $583,615.89 |
DisclosureSEC source: 0000073124-20-000028 · wf-form4_157973494078129.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,725 F1 · balance_after: Includes 44,725 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 9,706 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000028 · wf-form4_157973494078129.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,774 F1 · balance_after: Includes 44,725 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 406 | $108.68 | $44,124.08 |
DisclosureSEC source: 0000073124-19-000259 · wf-form4_157653817459290.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,725 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:48 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 774 | $93.49 | $72,361.26 |
DisclosureSEC source: 0000073124-19-000104 · wf-form4_155183329997169.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,131 F1 · balance_after: Reflects 774 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,844 previously reported stock units. The remaining 1,070 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 10,011 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000077 · wf-form4_155078886975235.xml · nonDerivative · entry 3 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,975 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $92.83 | $146,485.74 |
DisclosureSEC source: 0000073124-19-000077 · wf-form4_155078886975235.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,964 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,140 | $92.83 | $198,656.20 |
DisclosureSEC source: 0000073124-19-000077 · wf-form4_155078886975235.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,525 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 2,140 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,829 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:01 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 8,134 | $90.42 | $735,476.28 |
DisclosureSEC source: 0000073124-19-000043 · wf-form4_154834929548794.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,354 F1 · balance_after: Includes 45,354 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 13,845 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:01 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 21,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000043 · wf-form4_154834929548794.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,333 F1 · balance_after: Includes 45,354 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 312 | $90.36 | $28,192.32 |
DisclosureSEC source: 0000073124-18-000311 · wf-form4_154457175474545.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,354 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 23:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000301 · wf-form4_154266863015287.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 124,278 Read SEC document |
| September 13, 2018 Filed Oct 23, 2018 22:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000292 · wf-form4_154033461781736.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 124,382 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000125 · wf-form4_151933713782979.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,666 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:05 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $105.15 | $165,926.70 |
DisclosureSEC source: 0000073124-18-000125 · wf-form4_151933713782979.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,978 F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:31 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,820 | $98.88 | $179,961.60 |
DisclosureSEC source: 0000073124-18-000088 · wf-form4_151865109964351.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,539 F1 · balance_after: Reflects 1,820 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,108 previously reported stock units. The remaining 2,288 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,968 | $106.71 | $636,845.28 |
DisclosureSEC source: 0000073124-18-000037 · wf-form4_151692138093045.xml · nonDerivative · entry 3 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,647 F2 · balance_after: Includes 45,647 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects the transfer of 9,941 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,909 | $106.71 | $1,697,649.39 |
DisclosureSEC source: 0000073124-18-000037 · wf-form4_151692138093045.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,556 F2 · balance_after: Includes 45,647 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 260 | $97.29 | $25,295.40 |
DisclosureSEC source: 0000073124-18-000037 · wf-form4_151692138093045.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,647 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 45,647 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 23:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000270 · wf-form4_150525720405723.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 110,266 Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 23:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000270 · wf-form4_150525720405723.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 110,488 Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 14,700 | $89.23 | $1,311,681.00 |
DisclosureSEC source: 0000073124-17-000215 · wf-form4_149696275128958.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $89.20 to $89.285. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| May 08, 2017 Filed May 8, 2017 23:12 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000197 · wf-form4_149428515767723.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 110,601 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 21,059 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-17-000100 · wf-form4_148789523793548.xml · derivative · entry 10 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,059 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 21,059 | $71.23 | $1,500,032.57 |
DisclosureSEC source: 0000073124-17-000100 · wf-form4_148789523793548.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 45,907 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 27,874 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000100 · wf-form4_148789523793548.xml · derivative · entry 9 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,874 Underlying: Common Stock · 27,874 shares Expires 2027-02-21 F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 21,059 | $87.62 | $1,845,189.58 |
DisclosureSEC source: 0000073124-17-000100 · wf-form4_148789523793548.xml · nonDerivative · entry 3 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,907 F2 · price: Price reflects the weighted average sales price from $87.46 to $87.835. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 45,907 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 6,133 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000100 · wf-form4_148789523793548.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,907 F1 · balance_after: Includes 45,907 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,169 | $86.31 | $187,195.55 |
DisclosureSEC source: 0000073124-17-000057 · wf-form4_148712628100074.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,774 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: On February 11, 2017, 4,745 already reported stock units, granted on February 11, 2013, vested. Of this amount, 2,169 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,576 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,878 | $85.66 | $160,860.09 |
DisclosureSEC source: 0000073124-17-000057 · wf-form4_148712628100074.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,519 F1 · balance_after: On February 10, 2017, 4,109 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,878 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,231 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,418 | $88.93 | $570,720.65 |
DisclosureSEC source: 0000073124-17-000032 · wf-form4_148479009295603.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,628 F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 11,101 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000032 · wf-form4_148479009295603.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,147 F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.