Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | Vice Chairman | December 03, 2025 | December 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date December 03, 2025 · Filed December 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,257 |
Reported balance
After 2025-12-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-03 · Tax withholding · Disposed 336 · Balance 43,257 F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 150,908 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 150,908 |
| Common StockSEC Table I · non-derivative | IndirectGift Trust | 39,659 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 39,659 F3: The reporting person's spouse is trustee of this trust. |
| Common StockSEC Table I · non-derivative | IndirectSpouse as trustee for Son | 1,762 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,762 |
| Common StockSEC Table I · non-derivative | IndirectSpouse as trustee for Daughter | 1,762 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,762 |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 09-30-2025 | 12,425.12 |
Reported balance
Holding disclosure · report date 2025-12-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,425.12 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3: The reporting person's spouse is trustee of this trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2016 Filed Nov 22, 2016 22:36 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 223 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000527 · wf-form4_147985415967285.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 94,749 Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 12,326 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · derivative · entry 21 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,325 Underlying: Common Stock · 12,326 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 21,352 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · derivative · entry 20 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,117 Underlying: Common Stock · 21,352 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 48,110 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · derivative · entry 19 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,110 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 71,239 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · derivative · entry 18 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,239 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 58,836 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · derivative · entry 17 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,836 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 90,270 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · derivative · entry 16 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,270 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 302,133 | $80.98 | $24,466,730.34 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · nonDerivative · entry 9 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,628 F3 · price: Price reflects the weighted average sales price from $80.59 to $81.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 12,326 | $60.85 | $750,037.10 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · nonDerivative · entry 8 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 21,352 | $52.69 | $1,125,036.88 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · nonDerivative · entry 7 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 48,110 | $43.65 | $2,100,001.50 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · nonDerivative · entry 6 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 71,239 | $52.64 | $3,750,020.96 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · nonDerivative · entry 5 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 58,836 | $50.99 | $3,000,047.64 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · nonDerivative · entry 4 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 90,270 | $57.54 | $5,194,135.80 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · nonDerivative · entry 3 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 21,059 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · derivative · entry 15 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,059 Underlying: Common Stock · 21,059 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 21,059 | $80.95 | $1,704,726.05 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,628 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 23:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 21,059 | $71.23 | $1,500,032.57 |
DisclosureSEC source: 0000073124-16-000525 · wf-form4_147933951144852.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 20,124 | $0.00 Strike: $63.36 | $0.00 |
DisclosureSEC source: 0000073124-16-000505 · wf-form4_147882113730722.xml · derivative · entry 8 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,124 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/20/2008. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 20,124 | $77.95 | $1,568,665.80 |
DisclosureSEC source: 0000073124-16-000505 · wf-form4_147882113730722.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,628 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 20,124 | $63.36 | $1,275,056.64 |
DisclosureSEC source: 0000073124-16-000505 · wf-form4_147882113730722.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.