Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FiscalNote Holdings, Inc.NOTE · Entity 8522 | Director | December 01, 2025 | December 09, 2025 |
| HashiCorp, Inc.HCP · Entity 82557 | Chief Revenue Officer | September 20, 2023 | September 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FiscalNote Holdings, Inc.
Report date December 01, 2025 · Filed December 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 57,499 |
Reported balance
After 2025-12-01 transaction · row 1
1 source rowRow 1 · 2025-12-01 · Grant · Acquired 5,136 · Balance 57,499 F1: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sweeney Trust dated March 27, 2003 | 6,724 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,724 F2: The reporting person is Trustee of this Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.
F2: The reporting person is Trustee of this Trust.
HashiCorp, Inc.
Report date September 20, 2023 · Filed September 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 178,204 |
Ending reported balance
After 2023-09-21 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-09-20 · Exercise / conversion · Acquired 11,198 · Balance 157,533 F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Row 2 · 2023-09-21 · Conversion · Acquired 54,325 · Balance 211,858 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Row 3 · 2023-09-21 · Sale · Disposed 33,654 · Balance 178,204 F3: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.895 to $23.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,603 |
Reported balance
After 2023-09-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-09-20 · Exercise / conversion · Disposed 3,360 · Balance 33,603 F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F5: The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 109,729 |
Reported balance
After 2023-09-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-09-20 · Exercise / conversion · Disposed 7,838 · Balance 109,729 F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F6: The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,625 |
Reported balance
After 2023-09-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-09-20 · Exercise / conversion · Disposed 4,325 · Balance 21,625 F7: Each RSU represents a contingent right to receive one share of Class B Common Stock. F8: The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 50,000 |
Reported balance
After 2023-09-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-09-20 · Exercise / conversion · Disposed 50,000 · Balance 50,000 F7: Each RSU represents a contingent right to receive one share of Class B Common Stock. F9: The remaining RSUs vest on December 20, 2023. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 296,225 |
Reported balance
After 2023-09-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-09-20 · Exercise / conversion · Acquired 54,325 · Balance 296,225 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 241,900 |
Reported balance
After 2023-09-21 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-09-21 · Conversion · Disposed 54,325 · Balance 241,900 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.895 to $23.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5: The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023.
F6: The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2023.
F7: Each RSU represents a contingent right to receive one share of Class B Common Stock.
F8: The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023.
F9: The remaining RSUs vest on December 20, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2022 Filed Sep 22, 2022 20:20 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 10,248 | $30.28 | $310,304.32 |
DisclosureSEC source: 0000899243-22-031734 · doc4.xml · nonDerivative · entry 4 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,865 F3 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $30.45, inclusive. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 20:20 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 17,840 | $28.89 | $515,477.88 |
DisclosureSEC source: 0000899243-22-031734 · doc4.xml · nonDerivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,113 F3 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.03 to $29.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 20:20 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 54,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-031734 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:20 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031734 · doc4.xml · derivative · entry 8 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,441 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F1 · derivative.expiration_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:20 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031734 · doc4.xml · derivative · entry 7 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class B Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F9 · derivative.exercise_date: The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2022. F9 · derivative.expiration_date: The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2022. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:20 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031734 · doc4.xml · derivative · entry 6 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,925 Underlying: Class B Common Stock · 4,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F8 · derivative.exercise_date: The remaining RSUs vest in nine equal quarterly installments beginning on December 20, 2022. F8 · derivative.expiration_date: The remaining RSUs vest in nine equal quarterly installments beginning on December 20, 2022. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:20 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031734 · doc4.xml · derivative · entry 5 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,044 Underlying: Class A Common Stock · 3,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F6 · derivative.exercise_date: The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2022. F6 · derivative.expiration_date: The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2022. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:20 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 3,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-031734 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantNon-qualified stock options · Derivative | 59,350 | Not disclosed Strike: $1.47 | Not disclosed |
DisclosureSEC source: 0000899243-22-027484 · doc4.xml · derivative · entry 2 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,350 Underlying: Class A Common Stock · 59,350 shares Expires 2027-05-12 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F6 · price: Received in the Business Combination in exchange for 50,000 non-qualified stock options of Legacy FiscalNote. F5 · derivative.exercise_date: These stock options are fully vested and are currently exercisable at any time. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 29,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027484 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,675 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the RSUs to vest and become exercisable prior to the expiration date. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to 50% of the total number of RSUs on the first anniversary of the vesting commencement date, and as to an additional one-twenty-fourth (1/24) of the total number of RSUs on the corresponding day of each month thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month) until the second anniversary of the vesting commencement date. F3 · price: (Continued from Footnote 2) The vesting commencement date is November 7, 2021. F4 · price: Received in the Business Combination in exchange for 25,000 RSUs of Legacy FiscalNote. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 20:08 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 26,917 | $28.89 | $777,753.26 |
DisclosureSEC source: 0000899243-22-023626 · doc4.xml · nonDerivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,268 F4 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $29.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 20:08 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 54,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-023626 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 20:08 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023626 · doc4.xml · derivative · entry 6 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class B Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F8 · derivative.exercise_date: The remaining RSUs vest in seven equal quarterly installments beginning on September 20, 2022. F8 · derivative.expiration_date: The remaining RSUs vest in seven equal quarterly installments beginning on September 20, 2022. Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 20:08 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023626 · doc4.xml · derivative · entry 5 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,250 Underlying: Class B Common Stock · 4,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F7 · derivative.exercise_date: The remaining RSUs vest in ten equal quarterly installments beginning on September 20, 2022. F7 · derivative.expiration_date: The remaining RSUs vest in ten equal quarterly installments beginning on September 20, 2022. Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 20:08 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023626 · doc4.xml · derivative · entry 4 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,404 Underlying: Class A Common Stock · 3,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F6 · derivative.exercise_date: The remaining RSUs vest in fifteen equal quarterly installments beginning on September 20, 2022. F6 · derivative.expiration_date: The remaining RSUs vest in fifteen equal quarterly installments beginning on September 20, 2022. Read SEC document |
| June 20, 2022 Filed Jun 22, 2022 20:08 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 3,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-023626 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2 · balance_after: Includes 500 shares acquired under the Issuer's employee stock purchase plan on June 15, 2022. Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 21:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 26,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011894 · doc4.xml · derivative · entry 6 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,116 Underlying: Class A Common Stock · 26,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 21:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 26,209 | $48.10 | $1,260,631.93 |
DisclosureSEC source: 0000899243-22-011894 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.7101 to $48.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 21:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 26,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-011894 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 21, 2022 Filed Jun 22, 2022 20:08 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023626 · doc4.xml · derivative · entry 8 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,116 Underlying: Class A Common Stock · 26,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F1 · derivative.exercise_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F1 · derivative.expiration_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011894 · doc4.xml · derivative · entry 5 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,325 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011894 · doc4.xml · derivative · entry 4 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Class B Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F6 · derivative.exercise_date: The RSUs vest in eight equal quarterly installments beginning on June 20, 2022. F6 · derivative.expiration_date: The RSUs vest in eight equal quarterly installments beginning on June 20, 2022. Read SEC document |
| March 20, 2022 Filed Mar 22, 2022 21:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011894 · doc4.xml · derivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,575 Underlying: Class B Common Stock · 4,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F5 · derivative.exercise_date: The RSUs vest in eleven equal quarterly installments beginning on June 20, 2022. F5 · derivative.expiration_date: The RSUs vest in eleven equal quarterly installments beginning on June 20, 2022. Read SEC document |
| March 20, 2022 Filed Jun 22, 2022 20:08 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023626 · doc4.xml · derivative · entry 7 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,441 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F1 · derivative.exercise_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F1 · derivative.expiration_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| February 01, 2022 Filed May 16, 2022 20:35 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units · Derivative | 53,764 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018260 · doc4.xml · derivative · entry 7 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,764 Underlying: Class A Common Stock · 53,764 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class B Common Stock. F7 · derivative.exercise_date: The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022. F7 · derivative.expiration_date: The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022. Read SEC document |
| January 31, 2022 Filed May 16, 2022 20:35 UTC | HashiCorp, Inc. HCP · Entity 82557 | Tax withholdingClass B Common Stock · Derivative | 6,426 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018260 · doc4.xml · derivative · entry 6 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,784 Underlying: Class A Common Stock · 6,426 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · kind: The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 31, 2022 Filed May 16, 2022 20:35 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 17,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018260 · doc4.xml · derivative · entry 5 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,210 Underlying: Class A Common Stock · 17,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 31, 2022 Filed May 16, 2022 20:35 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 17,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018260 · doc4.xml · derivative · entry 4 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,900 Underlying: Class A Common Stock · 17,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class B Common Stock. F5 · derivative.exercise_date: The RSUs vest in twelve equal quarterly installments beginning on March 20, 2022. F5 · derivative.expiration_date: The RSUs vest in twelve equal quarterly installments beginning on March 20, 2022. Read SEC document |
| December 20, 2021 Filed May 16, 2022 20:35 UTC | HashiCorp, Inc. HCP · Entity 82557 | Tax withholdingClass B Common Stock · Derivative | 24,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018260 · doc4.xml · derivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,910 Underlying: Class A Common Stock · 24,810 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · kind: The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 20, 2021 Filed May 16, 2022 20:35 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018260 · doc4.xml · derivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,720 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 20, 2021 Filed May 16, 2022 20:35 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018260 · doc4.xml · derivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,720 Underlying: Class B Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class B Common Stock. F2 · derivative.exercise_date: The restricted stock units, or RSUs, vest in eight equal quarterly installments beginning on March 20, 2022. F2 · derivative.expiration_date: The restricted stock units, or RSUs, vest in eight equal quarterly installments beginning on March 20, 2022. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherRestricted Stock Units · Derivative | 69,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048437 · doc4.xml · derivative · entry 5 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,200 Underlying: Class A Common Stock · 69,200 shares Expires not disclosed F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class A Common Stock. F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock underlying the RSU was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock underlying the RSU was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · derivative.exercise_date: The RSUs vest as to 25% on January 31, 2022 and the remaining shares vest in twelve equal quarterly installments beginning on March 20, 2022. F9 · derivative.expiration_date: The RSUs vest as to 25% on January 31, 2022 and the remaining shares vest in twelve equal quarterly installments beginning on March 20, 2022. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherRestricted Stock Units · Derivative | 450,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048437 · doc4.xml · derivative · entry 4 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Class B Common Stock · 450,000 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F7 · derivative.exercise_date: The RSUs vest in nine equal quarterly installments beginning on December 20, 2021. F7 · derivative.expiration_date: The RSUs vest in nine equal quarterly installments beginning on December 20, 2021. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 177,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048437 · doc4.xml · derivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,720 Underlying: Class B Common Stock · 177,720 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 69,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048437 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock underlying the RSU was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · shares: The shares are represented by RSUs. F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock underlying the RSU was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 627,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048437 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,200 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F2 · shares: Of the reported shares, 177,720 are represented by shares of Common Stock and the remaining 450,000 are represented by restricted stock units, or RSUs. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · balance_after: The shares are represented by RSUs. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:18 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantCommon Stock | 69,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047841 · doc4.xml · nonDerivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,920 F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock. F4 · shares: The reported shares are represented by RSUs which vest as to 25% on January 31, 2022 and the remaining shares vest in twelve equal quarterly installments beginning on March 20, 2022. Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share underlying these RSUs shall be reclassified into one share of Class A Common Stock. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:18 UTC | HashiCorp, Inc. HCP · Entity 82557 | Tax withholdingCommon Stock | 172,280 | $80.00 | $13,782,400.00 |
DisclosureSEC source: 0000899243-21-047841 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,720 F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock. F3 · shares: The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:18 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantCommon Stock | 800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047841 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock. F2 · shares: The reported shares are represented by restricted stock units, or RSUs, of which 350,000 have vested and the remaining shares vest in nine equal quarterly installments beginning on December 20, 2021. Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share underlying these RSUs shall be reclassified into one share of Class B Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.