Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | Director | July 28, 2023 | August 01, 2023 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director · President and CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date July 28, 2023 · Filed August 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,058,353 |
Reported balance
After 2023-07-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-28 · Sale · Disposed 12,552 · Balance 6,058,353 F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,051,518 |
Reported balance
After 2023-07-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-07-28 · Sale · Disposed 6,835 · Balance 6,051,518 F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,044,576 |
Reported balance
After 2023-07-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-07-28 · Sale · Disposed 6,942 · Balance 6,044,576 F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,030,582 |
Reported balance
After 2023-07-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-07-28 · Sale · Disposed 13,994 · Balance 6,030,582 F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,000,205 |
Reported balance
After 2023-07-28 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-07-28 · Sale · Disposed 30,377 · Balance 6,000,205 F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,990,905 |
Reported balance
After 2023-07-28 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2023-07-28 · Sale · Disposed 9,300 · Balance 5,990,905 F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,979,320 |
Reported balance
After 2023-07-31 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2023-07-31 · Sale · Disposed 11,585 · Balance 5,979,320 F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,918,479 |
Reported balance
After 2023-07-31 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2023-07-31 · Sale · Disposed 60,841 · Balance 5,918,479 F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,910,905 |
Reported balance
After 2023-07-31 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2023-07-31 · Sale · Disposed 7,574 · Balance 5,910,905 F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | Direct | 14,905 |
Reported balance
Holding disclosure · report date 2023-07-28 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 14,905 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 16,852 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 16,852 · Balance 16,852 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2020 Filed Oct 5, 2020 22:45 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 7,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001820074-20-000007 · primary_doc.xml · derivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,757 Underlying: Common Stock · 7,757 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| July 19, 2020 Filed Jul 21, 2020 20:02 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 1,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-007860 · section16.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,932 Underlying: Common Stock · 1,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vested on July 19, 2020. F3 · derivative.expiration_date: Time-based restricted stock units that vested on July 19, 2020. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| July 19, 2020 Filed Jul 21, 2020 20:02 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 1,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-007860 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,181 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-20-001318 · form.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,181 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,181 | $209.10 | $665,155.37 |
DisclosureSEC source: 0001246360-20-001318 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,413 F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $209.0000 to $209.2950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · acquired: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/14/2020. F4 · ownership.direct: Includes 12,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,181 | $74.14 | $235,839.34 |
DisclosureSEC source: 0001246360-20-001318 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · acquired: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/14/2020. Read SEC document |
| May 18, 2020 Filed May 20, 2020 13:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,719 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-20-001248 · form.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,181 Underlying: Common Stock · 13,719 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 13:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 13,719 | $209.10 | $2,868,666.22 |
DisclosureSEC source: 0001246360-20-001248 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,413 F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $209.0000 to $209.1017. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · acquired: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/14/2020. F4 · ownership.direct: Includes 12,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 18, 2020 Filed May 20, 2020 13:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 13,719 | $74.14 | $1,017,126.66 |
DisclosureSEC source: 0001246360-20-001248 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · acquired: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/14/2020. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:02 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-001491 · section16.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Time-based RSUs that vested on February 12, 2020. F4 · derivative.expiration_date: Time-based RSUs that vested on February 12, 2020. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:02 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-001491 · section16.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,779 Underlying: Common Stock · 2,779 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based RSUs that vest on the earlier of the date of PTC's 2021 Annual Stockholder Meeting or March 15, 2021. F3 · derivative.expiration_date: Time-based RSUs that vest on the earlier of the date of PTC's 2021 Annual Stockholder Meeting or March 15, 2021. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:02 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 2,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-001491 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,865 | $198.98 | $968,029.92 |
DisclosureSEC source: 0001246360-19-002648 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,413 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/24/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.89 to $199.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 12,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 6,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002648 · form.xml · derivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,592 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 6,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002648 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 70,200 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002607 · form.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,200 Underlying: Common Stock · 70,200 shares Expires 2029-12-05 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 4,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002607 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,686 F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 16,010 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 18:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-19-002514 · form.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,700 Underlying: Common Stock · 1,200 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 18:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Tax withholdingCommon Stock | 489 | $196.32 | $96,000.48 |
DisclosureSEC source: 0001246360-19-002514 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,406 F3 · ownership.direct: Includes 11,730 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 18:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,200 | $80.11 | $96,132.00 |
DisclosureSEC source: 0001246360-19-002514 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,300 | $0.00 Strike: $97.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002380 · form.xml · derivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,300 shares Expires 2021-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 6,700 | $179.61 | $1,203,403.75 |
DisclosureSEC source: 0001246360-19-002380 · form.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,695 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2019. F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $179.2400 to $180.2300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5 · ownership.direct: Includes 11,730 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 600 | $180.29 | $108,172.50 |
DisclosureSEC source: 0001246360-19-002380 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,395 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2019. F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $180.2850 to $180.2900. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,300 | $97.00 | $708,100.00 |
DisclosureSEC source: 0001246360-19-002380 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,700 | $0.00 Strike: $97.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002328 · form.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 Underlying: Common Stock · 1,700 shares Expires 2021-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,700 | $179.07 | $304,415.94 |
DisclosureSEC source: 0001246360-19-002328 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,695 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2019. F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $179.00 to $179.17. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 11,730 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,700 | $97.00 | $164,900.00 |
DisclosureSEC source: 0001246360-19-002328 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 6,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002183 · form.xml · derivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,592 Underlying: Common Stock · 6,592 shares Expires 2019-12-06 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 20:02 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 1,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-008391 · section16.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,932 Underlying: Common Stock · 1,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vested on July 19, 2019. The remaining 1,932 shares will vest on July 19, 2020. F3 · derivative.expiration_date: Time-based restricted stock units that vested on July 19, 2019. The remaining 1,932 shares will vest on July 19, 2020. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 20:02 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 1,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-008391 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 297 | $161.53 | $47,974.47 |
DisclosureSEC source: 0001246360-19-001670 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,695 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/24/2019 to cover taxes due on restricted stock that vested on 07/01/2019. F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $161.5100 to $161.5600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 11,730 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:14 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 2,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-002404 · section16.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,779 Underlying: Common Stock · 0 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2020 Annual Stockholder Meeting or March 15, 2020. F4 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2020 Annual Stockholder Meeting or March 15, 2020. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:14 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 1,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-002404 · section16.xml · derivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on March 6, 2019. F2 · derivative.expiration_date: Time-based restricted stock units that vested on March 6, 2019. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:14 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 1,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-002404 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 69,200 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002590 · form.xml · derivative · entry 8 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,200 Underlying: Common Stock · 69,200 shares Expires 2028-12-04 F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,083 | $176.26 | $190,892.29 |
DisclosureSEC source: 0001246360-18-002590 · form.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,992 F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/19/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F10 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.21 to $176.54. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F11 · ownership.direct: Includes 12,640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,501 | $175.89 | $791,701.14 |
DisclosureSEC source: 0001246360-18-002590 · form.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,075 F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/19/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.15 to $175.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 4,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002590 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,576 F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 11,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002590 · form.xml · derivative · entry 7 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,540 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 11,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002590 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 11,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002287 · form.xml · derivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,540 Underlying: Common Stock · 11,540 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 20:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,300 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-18-002100 · form.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,900 Underlying: Common Stock · 1,300 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 20:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Tax withholdingCommon Stock | 555 | $173.63 | $96,364.65 |
DisclosureSEC source: 0001246360-18-002100 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,656 F2 · shares: Delivery of already-owned shares to pay the award price of the option exercise reported herein. F3 · ownership.direct: Includes 10,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 20:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,300 | $74.14 | $96,382.00 |
DisclosureSEC source: 0001246360-18-002100 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 21:26 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 3,864 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-007943 · section16.xml · derivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,864 Underlying: Common Stock · 3,864 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Time-based restricted stock units that vest in two equal installments on each of July 19, 2019 and July 19, 2020. F4 · derivative.expiration_date: Time-based restricted stock units that vest in two equal installments on each of July 19, 2019 and July 19, 2020. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 21:26 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 1,588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-007943 · section16.xml · derivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,588 Underlying: Common Stock · 1,588 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019. F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier date of the PTC Inc.'s 2019 Annual Stockholder Meeting or March 15, 2019. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (right to buy) · Derivative | 57,100 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-17-003307 · form.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,100 Underlying: Common Stock · 57,100 shares Expires 2027-12-08 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003307 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,911 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 10,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2017 Filed Dec 4, 2017 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,309 | $190.75 | $1,012,679.01 |
DisclosureSEC source: 0001246360-17-003181 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,411 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017. F7 · ownership.direct: Includes 6,640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 9,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003181 · form.xml · derivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,594 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.