Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | Director | July 28, 2023 | August 01, 2023 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director · President and CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date July 28, 2023 · Filed August 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,058,353 |
Reported balance
After 2023-07-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-28 · Sale · Disposed 12,552 · Balance 6,058,353 F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,051,518 |
Reported balance
After 2023-07-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-07-28 · Sale · Disposed 6,835 · Balance 6,051,518 F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,044,576 |
Reported balance
After 2023-07-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-07-28 · Sale · Disposed 6,942 · Balance 6,044,576 F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,030,582 |
Reported balance
After 2023-07-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-07-28 · Sale · Disposed 13,994 · Balance 6,030,582 F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,000,205 |
Reported balance
After 2023-07-28 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-07-28 · Sale · Disposed 30,377 · Balance 6,000,205 F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,990,905 |
Reported balance
After 2023-07-28 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2023-07-28 · Sale · Disposed 9,300 · Balance 5,990,905 F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,979,320 |
Reported balance
After 2023-07-31 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2023-07-31 · Sale · Disposed 11,585 · Balance 5,979,320 F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,918,479 |
Reported balance
After 2023-07-31 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2023-07-31 · Sale · Disposed 60,841 · Balance 5,918,479 F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,910,905 |
Reported balance
After 2023-07-31 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2023-07-31 · Sale · Disposed 7,574 · Balance 5,910,905 F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | Direct | 14,905 |
Reported balance
Holding disclosure · report date 2023-07-28 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 14,905 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 16,852 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 16,852 · Balance 16,852 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2022 Filed Jun 8, 2022 21:18 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 7,096 | $120.26 | $853,340.83 |
DisclosureSEC source: 0001654954-22-008085 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,270,234 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F5 · price: This transaction was executed in multiple trades at prices ranging from $120.1100 to $120.5100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:18 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 22,753 | $119.59 | $2,720,985.76 |
DisclosureSEC source: 0001654954-22-008085 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,277,330 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F4 · price: This transaction was executed in multiple trades at prices ranging from $119.0800 to $120.0700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:18 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 55,594 | $118.54 | $6,590,168.35 |
DisclosureSEC source: 0001654954-22-008085 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,300,083 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F3 · price: This transaction was executed in multiple trades at prices ranging from $118.0800 to $119.0700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:18 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 15,663 | $117.94 | $1,847,360.00 |
DisclosureSEC source: 0001654954-22-008085 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,355,677 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F2 · price: This transaction was executed in multiple trades at prices ranging from $117.7600 to $118.0700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 20:39 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 55,206 | $118.33 | $6,532,338.28 |
DisclosureSEC source: 0001654954-22-007991 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,371,340 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F7 · price: This transaction was executed in multiple trades at prices ranging from $117.9700 to $118.8300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 20:39 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 44,794 | $117.58 | $5,266,694.86 |
DisclosureSEC source: 0001654954-22-007991 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,426,546 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F6 · price: This transaction was executed in multiple trades at prices ranging from $116.9700 to $117.9696. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:39 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 42,479 | $119.42 | $5,072,672.26 |
DisclosureSEC source: 0001654954-22-007991 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,471,340 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F5 · price: This transaction was executed in multiple trades at prices ranging from $119.0900 to $119.7300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:39 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 19,020 | $118.82 | $2,260,009.66 |
DisclosureSEC source: 0001654954-22-007991 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,513,819 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F4 · price: This transaction was executed in multiple trades at prices ranging from $118.0600 to $119.040. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:39 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 29,065 | $117.42 | $3,412,681.51 |
DisclosureSEC source: 0001654954-22-007991 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,532,839 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F3 · price: This transaction was executed in multiple trades at prices ranging from $117.020 to $117.9900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:39 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 9,436 | $116.59 | $1,100,137.58 |
DisclosureSEC source: 0001654954-22-007991 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,561,904 F1 · shares: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. F2 · price: This transaction was executed in multiple trades at prices ranging from $116.0100 to $117.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,670 | $120.17 | $320,856.30 |
DisclosureSEC source: 0001654954-22-001487 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,571,340 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.5700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-001487 · section16.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081 Underlying: Common Stock · 2,081 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023. F6 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023. F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 8,000 | $120.09 | $960,748.80 |
DisclosureSEC source: 0001654954-22-001487 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 10,574,010 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.1500 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:03 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 1,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-000982 · section16.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vested on January 31, 2022. F3 · derivative.expiration_date: Time-based restricted stock units that vested on January 31, 2022. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:03 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 1,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-000982 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 481 | $350.77 | $168,718.54 |
DisclosureSEC source: 0001024478-21-000169 · wf-form4_163951853430378.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,255 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/27/2020 to cover taxes due on restricted stock units that vested on 12/10/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.53 to $351.0501. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 4,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 759 | $350.00 | $265,646.28 |
DisclosureSEC source: 0001024478-21-000169 · wf-form4_163951853430378.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/27/2020 to cover taxes due on restricted stock units that vested on 12/10/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.51 to $350.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 2,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000169 · wf-form4_163951853430378.xml · derivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,270 Underlying: Common Stock · 2,635 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000169 · wf-form4_163951853430378.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:30 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 7,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000141 · wf-form4_163909259006402.xml · derivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,698 Underlying: Common Stock · 7,698 shares Expires 2024-12-07 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:30 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 30,794 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000141 · wf-form4_163909259006402.xml · derivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,794 Underlying: Common Stock · 30,794 shares Expires 2031-12-07 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,815 | $345.33 | $626,781.94 |
DisclosureSEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,860 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.07 to $346.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · balance_after: Includes 4,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,133 | $343.38 | $732,432.95 |
DisclosureSEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,675 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.15 to $343.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,072 | $342.48 | $1,052,108.39 |
DisclosureSEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,808 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.09 to $343.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,100 | $341.73 | $1,401,089.31 |
DisclosureSEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,880 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.08 to $342.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 19,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · derivative · entry 7 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,095 shares Expires 2021-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 19,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 15:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 19,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000062 · wf-form4_163344634091760.xml · derivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,095 Underlying: Common Stock · 19,095 shares Expires 2021-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:03 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-001527 · section16.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Time-based restricted stock units that vested on February 10, 2021. F4 · derivative.expiration_date: Time-based restricted stock units that vested on February 10, 2021. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:03 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 1,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-001527 · section16.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,727 Underlying: Common Stock · 1,727 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2022 Annual Stockholder Meeting or March 15, 2022. F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2022 Annual Stockholder Meeting or March 15, 2022. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:03 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-001527 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 01:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,900 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-21-000109 · form.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 16,900 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 01:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 16,900 | $268.08 | $4,530,617.91 |
DisclosureSEC source: 0001246360-21-000109 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,885 F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $268.00 to $268.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 8,660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 01:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 16,900 | $108.89 | $1,840,241.00 |
DisclosureSEC source: 0001246360-21-000109 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 35,200 | $0.00 Strike: $246.77 | $0.00 |
DisclosureSEC source: 0001246360-20-001937 · form.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Stock · 35,200 shares Expires 2030-12-10 F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted stock units · Derivative | 7,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001937 · form.xml · derivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,905 Underlying: Common Stock · 7,905 shares Expires 2023-12-10 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 6 | $251.32 | $1,507.92 |
DisclosureSEC source: 0001246360-20-001895 · form.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,885 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $251.31 to $251.3701. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F7 · ownership.direct: Includes 8,660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,736 | $249.65 | $932,694.64 |
DisclosureSEC source: 0001246360-20-001895 · form.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,891 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.1150 to $250.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,543 | $250.78 | $386,950.76 |
DisclosureSEC source: 0001246360-20-001895 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,627 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.25 to $251.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 7,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001895 · form.xml · derivative · entry 6 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,757 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001895 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,804 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-20-001830 · form.xml · derivative · entry 10 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,804 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,804 | $238.27 | $1,382,912.70 |
DisclosureSEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 8 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,413 F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.00 to $238.9350. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 12,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,804 | $80.11 | $464,958.44 |
DisclosureSEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,896 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-20-001830 · form.xml · derivative · entry 9 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,804 Underlying: Common Stock · 14,896 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,282 | $242.15 | $552,595.88 |
DisclosureSEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,413 F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $241.375 to $242.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,696 | $240.25 | $407,459.93 |
DisclosureSEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,695 F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $240.12 to $240.715. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,728 | $239.47 | $653,280.98 |
DisclosureSEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,391 F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $239.09 to $240.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 8,190 | $238.18 | $1,950,689.29 |
DisclosureSEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,119 F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.00 to $238.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 14,896 | $80.11 | $1,193,318.56 |
DisclosureSEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.