TapewireFind a company

person · Reporting owner

AULT MILTON C III

Disclosed activity across 8 companies

Tapewire entity
718
SEC CIK
0001212502

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alzamend Neuro, Inc.ALZN · Entity 8081DirectorAugust 26, 2026August 31, 2026
Ault Disruptive Technologies CorpADRT · Entity 87178Director · 10% ownerSeptember 30, 2024October 01, 2024
Hyperscale Data, Inc.GPUS · Entity 717Director · Executive Chairman · 10% ownerSeptember 29, 2026October 01, 2026
Microphase CorpNONE · Entity 169660DirectorSeptember 22, 2017September 25, 2017
QXO, Inc.SSNT · Entity 340410% ownerJune 28, 2021July 21, 2021
RiskOn International, Inc.ROII · Entity 91743Director · Chief Executive OfficerApril 24, 2024April 26, 2024
UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803Director · 10% ownerSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alzamend Neuro, Inc.

Report date August 26, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC116,648 Reported balance Holding disclosure · report date 2026-08-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 116,648

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault Life Sciences, Inc.11,068 Reported balance Holding disclosure · report date 2026-08-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,068

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

Common StockSEC Table I · non-derivativeIndirectBy Ault Life Sciences Fund, LLC61 Reported balance Holding disclosure · report date 2026-08-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 61

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Ault Disruptive Technologies Corp

Report date September 30, 2024 · Filed October 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy Ault Lending, LLC0 Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy Ault Disruptive Technologies Company, LLC7,100,000 Reported balance Holding disclosure · report date 2024-09-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 7,100,000

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Hyperscale Data, Inc.

Report date September 29, 2026 · Filed October 01, 2026

Jointly reported with Ault & Company, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect962,500 Reported balance After 2026-09-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500

Class A Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.13,925,566 Last balance in matching sequence After 2026-09-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Ault & Company, Inc.15,686,550 Reported balance After 2026-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivativeDirect149 Reported balance Holding disclosure · report date 2026-09-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 149

13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.200 Reported balance Holding disclosure · report date 2026-09-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 200

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30Direct400,000 Reported balance Holding disclosure · report date 2026-09-29 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 400,000

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct31,587 Reported balance Holding disclosure · report date 2026-09-29 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 31,587

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.50,000 Reported balance Holding disclosure · report date 2026-09-29 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 50,000

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series G Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.960 Reported balance Holding disclosure · report date 2026-09-29 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 960

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series H Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.4,000 Reported balance Holding disclosure · report date 2026-09-29 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 4,000

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94IndirectBy Ault & Company, Inc.84,470 Reported balance Holding disclosure · report date 2026-09-29 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 84,470

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59IndirectBy Ault & Company, Inc.32,444 Reported balance Holding disclosure · report date 2026-09-29 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 32,444

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69IndirectBy Ault & Company, Inc.10,899 Reported balance Holding disclosure · report date 2026-09-29 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 10,899

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

Microphase Corp

Report date September 22, 2017 · Filed September 25, 2017

This filing explicitly reported no securities owned.

QXO, Inc.

Report date June 28, 2021 · Filed July 21, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,000 Reported balance After 2021-06-28 transaction · row 1
1 source row

Row 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000

Common StockSEC Table I · non-derivativeIndirectBy Digital Power Lending, LLC743,000 Reported balance Holding disclosure · report date 2021-06-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 743,000

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Filing footnotes · ownership attribution and instrument terms

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

RiskOn International, Inc.

Report date April 24, 2024 · Filed April 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC844,492 Reported balance After 2024-04-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc42,000 Reported balance Holding disclosure · report date 2024-04-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 42,000

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Common StockSEC Table I · non-derivativeDirect7,000 Reported balance Holding disclosure · report date 2024-04-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,000

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

UNIVERSAL SAFETY PRODUCTS, INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC1,166,096 Reported balance After 2026-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeDirect10,800 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,800

Common StockSEC Table I · non-derivativeIndirectBy Alpha Structured Finance LP22,700 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 22,700

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.6,200 Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,200

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Algorhythm Holdings, Inc.

Report date October 04, 2024 · Filed October 08, 2024

Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC1,310,000 Reported balance After 2024-10-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC945,000 Reported balance After 2024-10-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2021 Filed Aug 10, 2021 22:00 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.58 $25,799.00
Disclosure

SEC source: 0001214659-21-008329 · marketforms-53564.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,588,946

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.5799. The range of purchase prices on the transaction date was $2.575 to $2.58 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 22:17 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 1,100 $4.01 $4,411.88
Disclosure

SEC source: 0001214659-21-008330 · marketforms-53565.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 6,688,988

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.0108. The range of purchase prices on the transaction date was $3.99 to $4.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 21:00 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.55 $25,475.00
Disclosure

SEC source: 0001214659-21-008280 · marketforms-53555.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,578,946

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.5475. The range of purchase prices on the transaction date was $2.54 to $2.55 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 22:17 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 500 $4.06 $2,027.50
Disclosure

SEC source: 0001214659-21-008330 · marketforms-53565.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 6,687,888

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 06, 2021 Filed Aug 6, 2021 22:02 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 12,500 $2.51 $31,373.75
Disclosure

SEC source: 0001214659-21-008225 · marketforms-53539.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,568,946

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.5099. The range of purchase prices on the transaction date was $2.505 to $2.51 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:17 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 20 $75.51 Strike: $7.50 $1,510.24
Disclosure

SEC source: 0001214659-21-008330 · marketforms-53565.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 50

Underlying: Common Stock · 2,000 shares

Expires 2022-02-18

F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:17 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 100 $55.51 Strike: $10.00 $5,551.22
Disclosure

SEC source: 0001214659-21-008330 · marketforms-53565.xml · derivative · entry 7

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 200

Underlying: Common Stock · 10,000 shares

Expires 2022-02-18

F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:17 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 140 $119.08 Strike: $5.00 $16,671.70
Disclosure

SEC source: 0001214659-21-008330 · marketforms-53565.xml · derivative · entry 6

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 200

Underlying: Common Stock · 14,000 shares

Expires 2022-02-18

F7 · price: The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $119.0836. The range of purchase prices on the transaction date was $115.51 to $120.51. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price.

F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 22:17 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 4,000 $4.07 $16,275.20
Disclosure

SEC source: 0001214659-21-008330 · marketforms-53565.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 6,687,388

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.0688. The range of purchase prices on the transaction date was $4.05 to $4.13 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 05, 2021 Filed Aug 5, 2021 21:02 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.47 $24,699.00
Disclosure

SEC source: 0001214659-21-008183 · marketforms-53532.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,556,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.4699. The range of purchase prices on the transaction date was $2.465 to $2.47 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 23:20 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 60 $60.51 Strike: $10.00 $3,630.73
Disclosure

SEC source: 0001214659-21-008228 · marketforms-53542.xml · derivative · entry 6

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 100

Underlying: Common Stock · 6,000 shares

Expires 2022-02-18

F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 23:20 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 1,000 $4.21 $4,210.00
Disclosure

SEC source: 0001214659-21-008228 · marketforms-53542.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 6,683,388

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.21. The range of purchase prices on the transaction date was $4.20 to $4.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 04, 2021 Filed Aug 4, 2021 21:12 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.39 $23,900.00
Disclosure

SEC source: 0001214659-21-008155 · marketforms-53528.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,546,416

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 23:20 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 10 $125.51 Strike: $5.00 $1,255.12
Disclosure

SEC source: 0001214659-21-008228 · marketforms-53542.xml · derivative · entry 5

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 60

Underlying: Common Stock · 1,000 shares

Expires 2022-02-18

F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 23:20 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 500 $4.30 $2,150.45
Disclosure

SEC source: 0001214659-21-008228 · marketforms-53542.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 6,682,388

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3009. The range of purchase prices on the transaction date was $4.2482 to $4.336 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 03, 2021 Filed Aug 3, 2021 23:11 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.33 $23,269.00
Disclosure

SEC source: 0001214659-21-008128 · marketforms-53521.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,536,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3269. The range of purchase prices on the transaction date was $2.32 to $2.33 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 03, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 10 $228.51 Strike: $2.50 $2,285.12
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 13

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 10

Underlying: Common Stock · 1,000 shares

Expires 2022-02-18

F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 03, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 10 $70.51 Strike: $10.00 $705.12
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 12

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 40

Underlying: Common Stock · 1,000 shares

Expires 2022-02-18

F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 03, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 500 $4.35 $2,175.00
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 6,681,888

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 21:10 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.36 $23,595.00
Disclosure

SEC source: 0001214659-21-008070 · marketforms-53504.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,526,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3595. The range of purchase prices on the transaction date was $2.355 to $2.36 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 1,500 $4.56 $6,844.95
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 6,681,388

F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.5633. The range of purchase prices on the transaction date was $4.50 to $4.595 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 30, 2021 Filed Jul 30, 2021 21:43 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.29 $22,898.00
Disclosure

SEC source: 0001214659-21-008012 · marketforms-53494.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,516,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.2898. The range of purchase prices on the transaction date was $2.28 to $2.29 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 10 $95.51 Strike: $7.50 $955.14
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 11

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 30

Underlying: Common Stock · 1,000 shares

Expires 2022-02-18

F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 10 $80.51 Strike: $10.00 $805.14
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 10

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 30

Underlying: Common Stock · 1,000 shares

Expires 2022-02-18

F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 20 $155.51 Strike: $5.00 $3,110.28
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 9

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 50

Underlying: Common Stock · 2,000 shares

Expires 2022-02-18

F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 500 $10.51 Strike: $10.00 $5,256.90
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 500

Underlying: Common Stock · 50,000 shares

Expires 2021-08-20

F8 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock Purchase Warrants · Derivative 666,667 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · derivative · entry 7

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 666,667

Underlying: Common Stock · 666,667 shares

Expires 2026-07-29

F3 · price: DPL purchased 1,333,333 shares of the Issuer's common stock and warrants to purchase 666,667 shares of the Issuer's common stock with an exercise price of $3.00 per share, pursuant to a securities purchase agreement dated March 9, 2021, entered into by and between DPL and the Issuer.

F7 · derivative.exercise_date: These warrants are exercisable, however, they are not deemed to be beneficially owned since they contain a beneficial ownership blocker provision preventing exercise if the exercise would result in the holder beneficially owning in excess of 4.99% of the Issuer's common stock.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 1,333,333 $1.50 $1,999,999.50
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 6,679,888

F3 · price: DPL purchased 1,333,333 shares of the Issuer's common stock and warrants to purchase 666,667 shares of the Issuer's common stock with an exercise price of $3.00 per share, pursuant to a securities purchase agreement dated March 9, 2021, entered into by and between DPL and the Issuer.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 23:45 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 5,000 $4.57 $22,843.50
Disclosure

SEC source: 0001214659-21-008130 · marketforms-53520.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 5,346,555

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.5687. The range of purchase prices on the transaction date was $4.45 to $4.71 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 27, 2021 Filed Jul 27, 2021 22:10 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.32 $23,198.00
Disclosure

SEC source: 0001214659-21-007877 · marketforms-53483.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,506,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3198. The range of purchase prices on the transaction date was $2.315 to $2.32 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 00:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 8 $125.51 Strike: $7.50 $1,004.11
Disclosure

SEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 10

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 20

Underlying: Common Stock · 800 shares

Expires 2022-02-18

F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 00:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 10 $90.41 Strike: $10.00 $904.14
Disclosure

SEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 9

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 20

Underlying: Common Stock · 1,000 shares

Expires 2022-02-18

F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 00:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 10 $175.51 Strike: $5.00 $1,755.14
Disclosure

SEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 30

Underlying: Common Stock · 1,000 shares

Expires 2022-02-18

F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 00:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 4,000 $4.37 $17,467.20
Disclosure

SEC source: 0001214659-21-007882 · marketforms-53474.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 5,341,555

F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3668. The range of purchase prices on the transaction date was $4.32 to $4.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 26, 2021 Filed Jul 26, 2021 21:22 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 20,000 $2.43 $48,598.00
Disclosure

SEC source: 0001214659-21-007821 · marketforms-53473.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,496,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.4299. The range of purchase prices on the transaction date was $2.425 to $2.43 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 00:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 10 $125.51 Strike: $10.00 $1,255.14
Disclosure

SEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 7

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 10

Underlying: Common Stock · 1,000 shares

Expires 2022-02-18

F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 00:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 20 $201.01 Strike: $5.00 $4,020.28
Disclosure

SEC source: 0001214659-21-007882 · marketforms-53474.xml · derivative · entry 6

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 20

Underlying: Common Stock · 2,000 shares

Expires 2022-02-18

F8 · price: The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $201.014. The range of purchase prices on the transaction date was $200.51 to $205.52. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price.

F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 00:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 3,500 $4.94 $17,298.40
Disclosure

SEC source: 0001214659-21-007882 · marketforms-53474.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 5,337,555

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.9424. The range of purchase prices on the transaction date was $4.92 to $4.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 23, 2021 Filed Jul 23, 2021 21:00 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 30,000 $2.41 $72,435.00
Disclosure

SEC source: 0001214659-21-007791 · marketforms-53466.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,476,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.4145. The range of purchase prices on the transaction date was $2.34 to $2.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
July 23, 2021 Filed Jul 28, 2021 00:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 5,000 $5.76 $28,788.00
Disclosure

SEC source: 0001214659-21-007882 · marketforms-53474.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 5,334,055

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.7576. The range of purchase prices on the transaction date was $5.58 to $5.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 22, 2021 Filed Jul 22, 2021 21:01 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.34 $23,399.00
Disclosure

SEC source: 0001214659-21-007762 · marketforms-53461.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,446,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3399. The range of purchase prices on the transaction date was $2.335 to $2.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
July 22, 2021 Filed Jul 23, 2021 01:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCall Option (right to buy) · Derivative 12 $187.18 Strike: $7.50 $2,246.16
Disclosure

SEC source: 0001214659-21-007770 · marketforms-53462.xml · derivative · entry 5

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 12

Underlying: Common Stock · 1,200 shares

Expires 2022-02-18

F7 · price: The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $187.18. The range of purchase prices on the transaction date was $160.51 to $192.51. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price.

F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 01:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 500 $5.45 $2,727.20
Disclosure

SEC source: 0001214659-21-007770 · marketforms-53462.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 5,329,055

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4544. The range of purchase prices on the transaction date was $5.44 to $5.46 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 21:38 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.39 $23,899.00
Disclosure

SEC source: 0001214659-21-007713 · marketforms-53455.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,436,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3899. The range of purchase prices on the transaction date was $2.385 to $2.39 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 16:14 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 20,000 $2.28 $45,622.00
Disclosure

SEC source: 0001214659-21-007686 · marketforms-53452.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,426,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.2811. The range of purchase prices on the transaction date was $2.27 to $2.29 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 01:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 3,000 $5.20 $15,604.50
Disclosure

SEC source: 0001214659-21-007770 · marketforms-53462.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 5,328,555

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.2015. The range of purchase prices on the transaction date was $5.08 to $5.30 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 19, 2021 Filed Jul 19, 2021 21:00 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 10,000 $2.21 $22,103.00
Disclosure

SEC source: 0001214659-21-007620 · marketforms-53445.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,406,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.2103. The range of purchase prices on the transaction date was $2.205 to $2.212 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 00:15 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 4,000 $5.41 $21,650.00
Disclosure

SEC source: 0001214659-21-007627 · marketforms-53446.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 5,325,555

F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4125. The range of purchase prices on the transaction date was $5.31 to $5.52 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document
July 16, 2021 Filed Jul 16, 2021 22:35 UTC Hyperscale Data, Inc. DPW · Entity 717 PurchaseCommon Stock 16,000 $2.23 $35,676.80
Disclosure

SEC source: 0001214659-21-007604 · marketforms-53438.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 1,396,416

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.2298. The range of purchase prices on the transaction date was $2.225 to $2.23 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 00:15 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 600 $6.23 $3,739.98
Disclosure

SEC source: 0001214659-21-007627 · marketforms-53446.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 5,321,555

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.2333. The range of purchase prices on the transaction date was $6.16 to $6.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.