person · Reporting owner

AULT MILTON C III

Disclosed activity across 8 companies

Tapewire entity: 718
SEC CIK: 0001212502

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Alzamend Neuro, Inc.ALZN · Entity 8081	Director	August 26, 2026	August 31, 2026
Ault Disruptive Technologies CorpADRT · Entity 87178	Director · 10% owner	September 30, 2024	October 01, 2024
Hyperscale Data, Inc.GPUS · Entity 717	Director · Executive Chairman · 10% owner	September 29, 2026	October 01, 2026
Microphase CorpNONE · Entity 169660	Director	September 22, 2017	September 25, 2017
QXO, Inc.SSNT · Entity 3404	10% owner	June 28, 2021	July 21, 2021
RiskOn International, Inc.ROII · Entity 91743	Director · Chief Executive Officer	April 24, 2024	April 26, 2024
UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803	Director · 10% owner	September 30, 2026	October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alzamend Neuro, Inc.

Report date August 26, 2026 · Filed August 31, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2026-08-26 transaction · row 1 1 source row Row 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0 F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer. F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	116,648	Reported balance Holding disclosure · report date 2026-08-26 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 116,648 F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	IndirectBy Ault Life Sciences, Inc.	11,068	Reported balance Holding disclosure · report date 2026-08-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 11,068 F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
Common StockSEC Table I · non-derivative	IndirectBy Ault Life Sciences Fund, LLC	61	Reported balance Holding disclosure · report date 2026-08-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 61 F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Ault Disruptive Technologies Corp

Report date September 30, 2024 · Filed October 01, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectBy Ault Lending, LLC	0	Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectBy Ault Disruptive Technologies Company, LLC	7,100,000	Reported balance Holding disclosure · report date 2024-09-30 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 7,100,000 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Hyperscale Data, Inc.

Report date September 29, 2026 · Filed October 01, 2026

Jointly reported with Ault & Company, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	962,500	Reported balance After 2026-09-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500
Class A Common StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc.	13,925,566	Last balance in matching sequence After 2026-09-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy Ault & Company, Inc.	15,686,550	Reported balance After 2026-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative	Direct	149	Reported balance Holding disclosure · report date 2026-09-29 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 149
13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc.	200	Reported balance Holding disclosure · report date 2026-09-29 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 200 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30	Direct	400,000	Reported balance Holding disclosure · report date 2026-09-29 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 400,000 F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	31,587	Reported balance Holding disclosure · report date 2026-09-29 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 31,587 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire.
Series C Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectBy Ault & Company, Inc.	50,000	Reported balance Holding disclosure · report date 2026-09-29 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 50,000 F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F7: The Series C Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series G Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectBy Ault & Company, Inc.	960	Reported balance Holding disclosure · report date 2026-09-29 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 960 F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F10: The Series G Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series H Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectBy Ault & Company, Inc.	4,000	Reported balance Holding disclosure · report date 2026-09-29 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 4,000 F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F13: The Series H Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94	IndirectBy Ault & Company, Inc.	84,470	Reported balance Holding disclosure · report date 2026-09-29 · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · Balance 84,470 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59	IndirectBy Ault & Company, Inc.	32,444	Reported balance Holding disclosure · report date 2026-09-29 · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · Balance 32,444 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69	IndirectBy Ault & Company, Inc.	10,899	Reported balance Holding disclosure · report date 2026-09-29 · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · Balance 10,899 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

Microphase Corp

Report date September 22, 2017 · Filed September 25, 2017

This filing explicitly reported no securities owned.

QXO, Inc.

Report date June 28, 2021 · Filed July 21, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,000	Reported balance After 2021-06-28 transaction · row 1 1 source row Row 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000
Common StockSEC Table I · non-derivative	IndirectBy Digital Power Lending, LLC	743,000	Reported balance Holding disclosure · report date 2021-06-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 743,000 F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Filing footnotes · ownership attribution and instrument terms

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

RiskOn International, Inc.

Report date April 24, 2024 · Filed April 26, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	844,492	Reported balance After 2024-04-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492 F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc	42,000	Reported balance Holding disclosure · report date 2024-04-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 42,000 F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Common StockSEC Table I · non-derivative	Direct	7,000	Reported balance Holding disclosure · report date 2024-04-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,000

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

UNIVERSAL SAFETY PRODUCTS, INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	1,166,096	Reported balance After 2026-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096 F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	Direct	10,800	Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 10,800
Common StockSEC Table I · non-derivative	IndirectBy Alpha Structured Finance LP	22,700	Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 22,700 F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Common StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc.	6,200	Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 6,200 F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Algorhythm Holdings, Inc.

Report date October 04, 2024 · Filed October 08, 2024

Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	1,310,000	Reported balance After 2024-10-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000 F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	945,000	Reported balance After 2024-10-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000 F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 26, 2021 Filed Nov 29, 2021 14:46 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	500	$1.74	$869.70	Disclosure SEC source: 0001214659-21-012341 · marketforms-54405.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,875 Read SEC document
November 24, 2021 Filed Nov 29, 2021 14:46 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	3,500	$1.90	$6,656.65	Disclosure SEC source: 0001214659-21-012341 · marketforms-54405.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,375 F3 · price: The common stock was purchased in open market transactions on the transaction date, with a volume weighted average sale price of $1.9019. The range of sale prices on the transaction date was $1.8389 to $1.9284 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document
November 24, 2021 Filed Nov 29, 2021 14:46 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	155,000	$1.91	$295,910.50	Disclosure SEC source: 0001214659-21-012341 · marketforms-54405.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 5,405,000 F1 · price: The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average sale price of $1.9091. The range of sale prices on the transaction date was $1.9087 to $1.9107 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
November 23, 2021 Filed Nov 24, 2021 00:47 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	4,681	$1.99	$9,315.19	Disclosure SEC source: 0001214659-21-012213 · marketforms-54396.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,885,069 F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
November 23, 2021 Filed Nov 24, 2021 11:03 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	10,000	$1.80	$18,000.00	Disclosure SEC source: 0001214659-21-012225 · marketforms-54395.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,875 Read SEC document
November 23, 2021 Filed Nov 24, 2021 11:03 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	1,080,000	$1.85	$2,000,052.00	Disclosure SEC source: 0001214659-21-012225 · marketforms-54395.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 5,250,000 F3 · price: The common stock was purchased by Ault Alpha in open market transactions on the transaction date, with a volume weighted average sale price of $1.8519. The range of sale prices on the transaction date was $1.8219 to $1.9178 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
November 22, 2021 Filed Nov 24, 2021 00:47 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	15,000	$1.90	$28,498.50	Disclosure SEC source: 0001214659-21-012213 · marketforms-54396.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,880,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.8999. The range of purchase prices on the transaction date was $1.89 to $1.90 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
November 22, 2021 Filed Nov 24, 2021 11:03 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	1,520,000	$1.97	$3,001,544.00	Disclosure SEC source: 0001214659-21-012225 · marketforms-54395.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 4,170,000 F1 · price: The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average sale price of $1.9747. The range of sale prices on the transaction date was $1.9461 to $2.0002 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:00 UTC	Hyperscale Data, Inc. DPW · Entity 717	Exercise / conversionRestricted Stock Grant · Derivative	66,667	$0.00	$0.00	Disclosure SEC source: 0001214659-21-011972 · marketforms-54259.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 66,667 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F6 · derivative.exercise_date: On November 2, 2020, Mr. Ault was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022. Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:00 UTC	Hyperscale Data, Inc. DPW · Entity 717	Exercise / conversionCommon Stock	66,667	$0.00	$0.00	Disclosure SEC source: 0001214659-21-011972 · marketforms-54259.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document
November 09, 2021 Filed Nov 13, 2021 02:31 UTC	Hyperscale Data, Inc. DPW · Entity 717	GrantStock Options (Right to Buy) · Derivative	1,000,000	$0.00 Strike: $2.19	$0.00	Disclosure SEC source: 0001214659-21-011640 · marketforms-54226.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2031-11-08 F1 · derivative.exercise_date: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 1,000,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders. Read SEC document
November 08, 2021 Filed Nov 10, 2021 22:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	145,000	$2.57	$373,114.00	Disclosure SEC source: 0001214659-21-011409 · marketforms-54196.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,865,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.5732. The range of purchase prices on the transaction date was $2.50 to $2.70 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	SalePut Option (obligation to buy) · Derivative	50	$96.49 Strike: $2.50	$4,824.40	Disclosure SEC source: 0001214659-21-011293 · marketforms-54176.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 50 Underlying: Common Stock · 5,000 shares Expires 2022-05-20 F1 · kind: Digital Power Lending, LLC ("DPL") wrote 50 put option contracts expiring in May 2022 which provide that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. F2 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F3 · ownership.nature: DPL is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
November 03, 2021 Filed Nov 4, 2021 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	100	$77.51 Strike: $2.50	$7,750.94	Disclosure SEC source: 0001214659-21-011155 · marketforms-54163.xml · derivative · entry 7 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 150 Underlying: Common Stock · 10,000 shares Expires 2022-05-20 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
November 03, 2021 Filed Nov 4, 2021 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	Exercise / conversionStock Options (Right to Buy) · Derivative	100,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001214659-21-011155 · marketforms-54163.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250,000 Underlying: Common Stock · 100,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document
November 03, 2021 Filed Nov 4, 2021 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	Exercise / conversionCommon Stock	100,000	$0.00	$0.00	Disclosure SEC source: 0001214659-21-011155 · marketforms-54163.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	50	$79.51 Strike: $2.50	$3,975.47	Disclosure SEC source: 0001214659-21-011155 · marketforms-54163.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 50 Underlying: Common Stock · 5,000 shares Expires 2022-05-20 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
October 22, 2021 Filed Oct 26, 2021 01:56 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	520	$20.51 Strike: $5.00	$10,665.41	Disclosure SEC source: 0001214659-21-010748 · marketforms-54084.xml · derivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 1,020 Underlying: Common Stock · 52,000 shares Expires 2022-02-18 F1 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
October 22, 2021 Filed Oct 26, 2021 01:56 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	100	$50.51 Strike: $2.50	$5,051.05	Disclosure SEC source: 0001214659-21-010748 · marketforms-54084.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 400 Underlying: Common Stock · 10,000 shares Expires 2022-02-18 F1 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
October 05, 2021 Filed Oct 5, 2021 22:14 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	150,000	$2.49	$373,845.00	Disclosure SEC source: 0001214659-21-010255 · marketforms-53987.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 2,650,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
September 30, 2021 Filed Sep 30, 2021 23:21 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	800,000	$2.49	$1,990,160.00	Disclosure SEC source: 0001214659-21-009983 · marketforms-53932.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 2,500,000 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.4877. The range of purchase prices on the transaction date was $2.4486 to $2.5329 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
September 29, 2021 Filed Sep 30, 2021 23:21 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	700,000	$2.32	$1,625,050.00	Disclosure SEC source: 0001214659-21-009983 · marketforms-53932.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 1,700,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3215. The range of purchase prices on the transaction date was $2.2838 to $2.3545 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
September 16, 2021 Filed Sep 16, 2021 22:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	200	$25.51 Strike: $10.00	$5,102.26	Disclosure SEC source: 0001214659-21-009575 · marketforms-53818.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 400 Underlying: Common Stock · 20,000 shares Expires 2022-02-18 F4 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
September 16, 2021 Filed Sep 16, 2021 22:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	180	$93.39 Strike: $2.50	$16,810.04	Disclosure SEC source: 0001214659-21-009575 · marketforms-53818.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 300 Underlying: Common Stock · 18,000 shares Expires 2022-02-18 F5 · price: The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $93.3891. The range of purchase prices on the transaction date was $91.511 to $96.511. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price. F4 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
September 14, 2021 Filed Sep 16, 2021 22:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	5,000	$2.70	$13,492.00	Disclosure SEC source: 0001214659-21-009575 · marketforms-53818.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,720,388 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
September 09, 2021 Filed Sep 9, 2021 22:06 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	292,600	$2.82	$823,669.00	Disclosure SEC source: 0001214659-21-009373 · marketforms-53755.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 1,000,000 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.815. The range of purchase prices on the transaction date was $2.77 to $2.83 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
September 08, 2021 Filed Sep 9, 2021 22:06 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	200,000	$2.74	$547,520.00	Disclosure SEC source: 0001214659-21-009373 · marketforms-53755.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 707,400 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.7376. The range of purchase prices on the transaction date was $2.68 to $2.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
September 07, 2021 Filed Sep 7, 2021 21:05 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	375,000	$2.66	$998,137.50	Disclosure SEC source: 0001214659-21-009351 · marketforms-53749.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 507,400 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.6617. The range of purchase prices on the transaction date was $2.635 to $2.68 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F4 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
September 03, 2021 Filed Sep 3, 2021 21:07 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	Exercise / conversionStock Options (Right to Buy) · Derivative	150,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001214659-21-009314 · marketforms-53730.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350,000 Underlying: Common Stock · 150,000 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. Read SEC document
September 03, 2021 Filed Sep 3, 2021 21:07 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	Exercise / conversionCommon Stock	150,000	$0.00	$0.00	Disclosure SEC source: 0001214659-21-009314 · marketforms-53730.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options. Read SEC document
September 03, 2021 Filed Sep 7, 2021 21:05 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	57,400	$2.65	$151,943.54	Disclosure SEC source: 0001214659-21-009351 · marketforms-53749.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 132,400 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.6471. The range of purchase prices on the transaction date was $2.64 to $2.65 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F4 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
September 02, 2021 Filed Sep 7, 2021 21:05 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	75,000	$2.67	$200,445.00	Disclosure SEC source: 0001214659-21-009351 · marketforms-53749.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 75,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.6726. The range of purchase prices on the transaction date was $2.65 to $2.69 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F4 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
August 27, 2021 Filed Sep 1, 2021 16:01 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	100	$110.51 Strike: $2.50	$11,051.22	Disclosure SEC source: 0001214659-21-009215 · marketforms-53716.xml · derivative · entry 4 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 120 Underlying: Common Stock · 10,000 shares Expires 2022-02-18 F5 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
August 27, 2021 Filed Sep 1, 2021 16:01 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	6,000	$2.91	$17,430.00	Disclosure SEC source: 0001214659-21-009215 · marketforms-53716.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,715,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.905. The range of purchase prices on the transaction date was $2.90 to $2.93 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:16 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	15,000	$2.27	$33,996.00	Disclosure SEC source: 0001214659-21-008897 · marketforms-53644.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 1,658,916 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.2664. The range of purchase prices on the transaction date was $2.245 to $2.28 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
August 20, 2021 Filed Aug 25, 2021 00:22 UTC	Hyperscale Data, Inc. DPW · Entity 717	GrantStock Options (Right to Buy) · Derivative	400,000	Not disclosed Strike: $2.55	Not disclosed	Disclosure SEC source: 0001214659-21-008977 · marketforms-53664.xml · derivative · entry 8 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2031-01-07 F8 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these stock options granted to Mr. Ault on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. F8 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these stock options granted to Mr. Ault on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document
August 20, 2021 Filed Aug 25, 2021 00:22 UTC	Hyperscale Data, Inc. DPW · Entity 717	Disposition to issuerStock Options (Right to Buy) · Derivative	400,000	Not disclosed Strike: $4.49	Not disclosed	Disclosure SEC source: 0001214659-21-008977 · marketforms-53664.xml · derivative · entry 7 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2031-01-07 F8 · price: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these stock options granted to Mr. Ault on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. F8 · derivative.exercise_date: On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of Section 16 of the Exchange Act, the cancellation of these stock options granted to Mr. Ault on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document
August 20, 2021 Filed Aug 25, 2021 00:22 UTC	Hyperscale Data, Inc. DPW · Entity 717	GrantRestricted Stock Grant · Derivative	400,000	$0.00	$0.00	Disclosure SEC source: 0001214659-21-008977 · marketforms-53664.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2024-05-15 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F7 · derivative.exercise_date: On January 8, 2021, Mr. Ault was granted 400,000 Restricted Shares, which vest in four installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document
August 20, 2021 Filed Aug 25, 2021 00:22 UTC	Hyperscale Data, Inc. DPW · Entity 717	Exercise / conversionRestricted Stock Grant · Derivative	66,666	$0.00	$0.00	Disclosure SEC source: 0001214659-21-008977 · marketforms-53664.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,334 Underlying: Common Stock · 66,666 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. F6 · derivative.exercise_date: On November 2, 2020, Mr. Ault was granted 200,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. Read SEC document
August 20, 2021 Filed Aug 25, 2021 00:22 UTC	Hyperscale Data, Inc. DPW · Entity 717	Exercise / conversionCommon Stock	66,666	$0.00	$0.00	Disclosure SEC source: 0001214659-21-008977 · marketforms-53664.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:02 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	10,000	$2.37	$23,745.00	Disclosure SEC source: 0001214659-21-008770 · marketforms-53613.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 1,643,946 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3745. The range of purchase prices on the transaction date was $2.37 to $2.38 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
August 17, 2021 Filed Aug 19, 2021 22:32 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	4,000	$3.29	$13,170.00	Disclosure SEC source: 0001214659-21-008842 · marketforms-53629.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,709,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.2925. The range of purchase prices on the transaction date was $3.23 to $3.35 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
August 16, 2021 Filed Aug 16, 2021 21:00 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	10,000	$2.74	$27,400.00	Disclosure SEC source: 0001214659-21-008704 · marketforms-53603.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 1,633,946 F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
August 13, 2021 Filed Aug 13, 2021 21:24 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	100	$80.51 Strike: $5.00	$8,051.22	Disclosure SEC source: 0001214659-21-008546 · marketforms-53596.xml · derivative · entry 7 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 500 Underlying: Common Stock · 10,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
August 13, 2021 Filed Aug 13, 2021 21:24 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	13,000	$3.56	$46,217.60	Disclosure SEC source: 0001214659-21-008546 · marketforms-53596.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,705,388 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.5552. The range of purchase prices on the transaction date was $3.46 to $3.64 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
August 12, 2021 Filed Aug 12, 2021 21:02 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	10,000	$2.76	$27,598.00	Disclosure SEC source: 0001214659-21-008452 · marketforms-53587.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 1,623,946 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.7598. The range of purchase prices on the transaction date was $2.755 to $2.759 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
August 12, 2021 Filed Aug 13, 2021 21:24 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	10	$185.51 Strike: $2.50	$1,855.12	Disclosure SEC source: 0001214659-21-008546 · marketforms-53596.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 20 Underlying: Common Stock · 1,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
August 12, 2021 Filed Aug 13, 2021 21:24 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	3,400	$3.87	$13,161.06	Disclosure SEC source: 0001214659-21-008546 · marketforms-53596.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 6,692,388 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8709. The range of purchase prices on the transaction date was $3.84 to $3.92 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
August 11, 2021 Filed Aug 11, 2021 21:29 UTC	Hyperscale Data, Inc. DPW · Entity 717	PurchaseCommon Stock	25,000	$2.66	$66,385.00	Disclosure SEC source: 0001214659-21-008390 · marketforms-53575.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 1,613,946 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.6554. The range of purchase prices on the transaction date was $2.645 to $2.66 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:24 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCall Option (right to buy) · Derivative	200	$110.51 Strike: $5.00	$22,102.44	Disclosure SEC source: 0001214659-21-008546 · marketforms-53596.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 400 Underlying: Common Stock · 20,000 shares Expires 2022-02-18 F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.