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person · Reporting owner

Harrington James D.

Disclosed activity across 3 companies

Tapewire entity
71551
SEC CIK
0001463530

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TENNECO INCTEN · Entity 11746Senior Vice PresidentSeptember 14, 2017September 18, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TENNECO INC

Report date September 14, 2017 · Filed September 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,207 Reported balance After 2017-09-14 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2017-09-14 · Sale · Disposed 13,765 · Balance 1,207

F1: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $56.750 and $56.901 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Common StockSEC Table I · non-derivativeDirect15,681 Reported balance Holding disclosure · report date 2017-09-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,681

F2: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $56.750 and $56.901 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

F2: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Delphi Technologies PLC

Report date October 01, 2020 · Filed October 06, 2020

Section 16 reporting ended · disclosed 2020-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-10-01 transaction · row 1
1 source row

Row 1 · 2020-10-01 · Disposition to issuer · Disposed 17,381 · Balance 0

F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-10-01 · Disposition to issuer · Disposed 43,619 · Balance 0

F2: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-10-01 · Disposition to issuer · Disposed 126,516 · Balance 0

F3: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.

F2: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement.

F3: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).

Workhorse Group Inc.

Report date December 15, 2025 · Filed December 15, 2025

Section 16 reporting ended · disclosed 2025-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivativeDirect168 Ending reported balance After 2025-12-15 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2025-12-15 · Exercise / conversion · Acquired 198 · Balance 366

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 2 · 2025-12-15 · Sale · Disposed 198 · Balance 168

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 3 · 2025-12-15 · Exercise / conversion · Acquired 38 · Balance 206

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F4: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 4 · 2025-12-15 · Sale · Disposed 38 · Balance 168

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F4: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 5 · 2025-12-15 · Exercise / conversion · Acquired 296 · Balance 464

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Row 6 · 2025-12-15 · Sale · Disposed 296 · Balance 168

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-21Direct0 Reported balance After 2025-12-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-12-15 · Exercise / conversion · Disposed 198 · Balance 0

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2025-12-31Direct0 Reported balance After 2025-12-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-12-15 · Exercise / conversion · Disposed 38 · Balance 0

F4: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2026-12-31Direct0 Reported balance After 2025-12-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-12-15 · Exercise / conversion · Disposed 296 · Balance 0

F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

Filing footnotes · ownership attribution and instrument terms

F1: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F4: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on May 2, 2023. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F5: Represents Performance Share Units ("PSUs") granted by the Company to the reporting person on February 21, 2024. In accordance with the Merger Agreement, each PSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherRestricted Share Units · Derivative 1,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · derivative · entry 9

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494

Underlying: Ordinary Shares · 1,494 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021.

F7 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021.

F7 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherRestricted Share Units · Derivative 1,994 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · derivative · entry 8

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996

Underlying: Ordinary Shares · 1,994 shares

Expires not disclosed

F6 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021.

F6 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021.

F6 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherDividend Equivalent Rights · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · derivative · entry 7

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63.46

Underlying: Ordinary Shares · 60 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

F5 · derivative.exercise_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

F5 · derivative.expiration_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

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February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 Tax withholdingOrdinary Shares 6,168 $14.12 $87,092.16
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · nonDerivative · entry 6

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,381

F4 · kind: Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan.

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February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantOrdinary Shares 10,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · nonDerivative · entry 5

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,549

F3 · kind: Ordinary shares received upon settlement of performance based awards granted pursuant to an approved employee incentive plan the value and issuance of which was conditioned on the Issuer achieving certain operating and financial performance targets over the 2017 through 2019 fiscal year period.

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February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherOrdinary Shares 6,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · nonDerivative · entry 4

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,572

F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherOrdinary Shares 1,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · nonDerivative · entry 3

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,054

F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherOrdinary Shares 1,994 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,560

F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:41 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherOrdinary Shares 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015860 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,566

F1 · kind: Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:28 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantRestricted Share Units · Derivative 19,556 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015803 · doc4.xml · derivative · entry 8

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,556

Underlying: Ordinary Shares · 19,556 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2020, February 28, 2021 and February 28, 2022.

F7 · derivative.exercise_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2020, February 28, 2021 and February 28, 2022.

F7 · derivative.expiration_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2020, February 28, 2021 and February 28, 2022.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:28 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherRestricted Share Units · Derivative 1,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015803 · doc4.xml · derivative · entry 7

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,974

Underlying: Ordinary Shares · 1,992 shares

Expires not disclosed

F6 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021.

F6 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021.

F6 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:28 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherRestricted Share Units · Derivative 1,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015803 · doc4.xml · derivative · entry 6

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,966

Underlying: Ordinary Shares · 1,494 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021.

F5 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021.

F5 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:28 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherDividend Equivalent Rights · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015803 · doc4.xml · derivative · entry 5

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123.46

Underlying: Ordinary Shares · 60 shares

Expires not disclosed

F4 · derivative.exercise_price: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

F4 · derivative.exercise_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

F4 · derivative.expiration_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:28 UTC Delphi Technologies PLC DLPH · Entity 146095 Tax withholdingOrdinary Shares 1,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015803 · doc4.xml · nonDerivative · entry 4

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,506

F3 · kind: Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:28 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherOrdinary Shares 1,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015803 · doc4.xml · nonDerivative · entry 3

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,546

F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:28 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherOrdinary Shares 1,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015803 · doc4.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:28 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherOrdinary Shares 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015803 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60

F1 · kind: Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 16:52 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantDividend Equivalent Rights · Derivative 103.879 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058995 · doc4.xml · derivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183.455

Underlying: Ordinary Shares · 103.879 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:08 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantDividend Equivalent Rights · Derivative 45.137 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047328 · doc4.xml · derivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79.576

Underlying: Ordinary Shares · 45.137 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
May 16, 2018 Filed May 18, 2018 17:11 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantDividend Equivalent Rights · Derivative 34.439 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031476 · doc4.xml · derivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34.439

Underlying: Ordinary Shares · 34.439 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 17:00 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantRestricted Stock Units · Derivative 5,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015776 · doc4.xml · derivative · entry 2

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,461

Underlying: Ordinary Shares · 5,978 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

F2 · derivative.exercise_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

F2 · derivative.expiration_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 17:00 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantRestricted Stock Units · Derivative 4,483 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015776 · doc4.xml · derivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,483

Underlying: Ordinary Shares · 4,483 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects a one-time special grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

F1 · derivative.exercise_date: Reflects a one-time special grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

F1 · derivative.expiration_date: Reflects a one-time special grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:57 UTC TENNECO INC TEN · Entity 11746 SaleCommon Stock 13,765 $56.87 $782,815.55
Disclosure

SEC source: 0001209191-17-053181 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207

F1 · price: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $56.750 and $56.901 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 11:06 UTC TENNECO INC TEN · Entity 11746 Exercise / conversionEmployee Stock Options (Right to Acquire) · Derivative 5,222 Not disclosed Strike: $29.83 Not disclosed
Disclosure

SEC source: 0001209191-17-010942 · doc4.xml · derivative · entry 7

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,222 shares

Expires 2019-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.

F6 · price: Reflects stock options granted pursuant to Rule 16b-3.

F7 · derivative.exercise_date: The stock options exercised by the Reporting Person vested in three equal installments on January 18, 2013, January 18, 2014 and January 18, 2015.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 11:06 UTC TENNECO INC TEN · Entity 11746 Exercise / conversionEmployee Stock Options (Right to Acquire) · Derivative 3,241 Not disclosed Strike: $45.42 Not disclosed
Disclosure

SEC source: 0001209191-17-010942 · doc4.xml · derivative · entry 6

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,241 shares

Expires 2018-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.

F6 · price: Reflects stock options granted pursuant to Rule 16b-3.

F5 · derivative.exercise_date: The stock options exercised by the Reporting Person vested in three equal installments on January 19, 2012, January 19, 2013 and January 19, 2014.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 11:06 UTC TENNECO INC TEN · Entity 11746 SaleCommon Stock 5,222 $66.29 $346,166.38
Disclosure

SEC source: 0001209191-17-010942 · doc4.xml · nonDerivative · entry 4

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,972

F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.

F3 · price: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $66.00 and $66.83 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 11:06 UTC TENNECO INC TEN · Entity 11746 Exercise / conversionCommon Stock 5,222 $29.83 $155,772.26
Disclosure

SEC source: 0001209191-17-010942 · doc4.xml · nonDerivative · entry 3

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 11:06 UTC TENNECO INC TEN · Entity 11746 SaleCommon Stock 3,241 $66.27 $214,781.07
Disclosure

SEC source: 0001209191-17-010942 · doc4.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,972

F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.

F2 · price: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $66.05 and $66.96 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 11:06 UTC TENNECO INC TEN · Entity 11746 Exercise / conversionCommon Stock 3,241 $45.42 $147,206.22
Disclosure

SEC source: 0001209191-17-010942 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 16:18 UTC TENNECO INC TEN · Entity 11746 OtherCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008329 · doc4.xml · nonDerivative · entry 4

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,681

F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.

F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 16:18 UTC TENNECO INC TEN · Entity 11746 OtherCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008329 · doc4.xml · nonDerivative · entry 3

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,972

F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 16:18 UTC TENNECO INC TEN · Entity 11746 OtherCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008329 · doc4.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,618

F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.

F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 16:18 UTC TENNECO INC TEN · Entity 11746 OtherCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008329 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035

F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 14:52 UTC TENNECO INC TEN · Entity 11746 Tax withholdingCommon Stock 3,426 $68.08 $233,242.08
Disclosure

SEC source: 0001209191-17-007524 · doc4.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,905

F3 · kind: Reflects disposition of shares to the Issuer in the form of share withholding to satisfy tax obligations in connection with the granting of restricted stock.

F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 14:52 UTC TENNECO INC TEN · Entity 11746 GrantCommon Stock 7,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007524 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,331

F1 · kind: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3, one third of which vest on each of the first three anniversaries of the grant date, except that shares to be disposed to the Issuer in the form of share withholding to satisfy tax obligations in connection with the granting of restricted stock will be accelerated to vest on the grant date. The restricted stock reflected above becomes vested in installments of 1,630 shares on February 1, 2019 and 2,528 shares on February 1, 2020.

F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 16:30 UTC TENNECO INC TEN · Entity 11746 OtherCommon Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004140 · doc4.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,747

F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.

F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 16:30 UTC TENNECO INC TEN · Entity 11746 OtherCommon Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004140 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,748

F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 16:06 UTC TENNECO INC TEN · Entity 11746 OtherCommon Stock 5,448 $65.03 $354,283.44
Disclosure

SEC source: 0001209191-16-154369 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F1 · price: The Common Stock sold by the Reporting Person and reported herein was sold at a range of between $65.03 and $65.04 per share. The sale price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 17:14 UTC TENNECO INC TEN · Entity 11746 Exercise / conversionEmployee Stock Options (Right to Acquire) · Derivative 5,884 Not disclosed Strike: $19.48 Not disclosed
Disclosure

SEC source: 0001209191-16-140594 · doc4.xml · derivative · entry 5

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,884 shares

Expires 2017-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.

F6 · price: Reflects stock options granted pursuant to Rule 16b-3.

F5 · derivative.exercise_date: The stock options exercised by the Reporting Person vested in three equal installments on January 15, 2011, January 15, 2012 and January 15, 2013.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 17:14 UTC TENNECO INC TEN · Entity 11746 SaleCommon Stock 5,884 $56.53 $332,622.52
Disclosure

SEC source: 0001209191-16-140594 · doc4.xml · nonDerivative · entry 2

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,813

F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.

F2 · price: The Common Stock sold by the Reporting Person and reported herein was sold at a range of between $56.485 and $56.59 per share. The sale price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 17:14 UTC TENNECO INC TEN · Entity 11746 Exercise / conversionCommon Stock 5,884 $19.48 $114,620.32
Disclosure

SEC source: 0001209191-16-140594 · doc4.xml · nonDerivative · entry 1

Harrington James D. · CIK 0001463530 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.