Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AI Financial Corparci · Entity 6953 | Director | December 29, 2016 | April 13, 2017 |
| LIVE VENTURES IncLIVE · Entity 7493 | Director | December 19, 2025 | December 23, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AI Financial Corp
Report date December 29, 2016 · Filed April 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2026-12-29 | Direct | 10,000 |
Reported balance
After 2016-12-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-12-29 · Grant · Acquired 10,000 · Balance 10,000 |
LIVE VENTURES Inc
Report date December 19, 2025 · Filed December 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note. | 4,150 |
Last balance in matching sequence
After 2025-12-19 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2025-12-19 · Sale · Disposed 135 · Balance 7,358 F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares. Row 2 · 2025-12-19 · Sale · Disposed 980 · Balance 6,378 F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares. Row 3 · 2025-12-19 · Sale · Disposed 1,114 · Balance 5,264 F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares. Row 4 · 2025-12-19 · Sale · Disposed 1,114 · Balance 4,150 F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2016 Filed Apr 13, 2017 18:25 UTC | AI Financial Corp arci · Entity 6953 | GrantStock Option · Derivative | 10,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001373453-17-000002 · primary_doc.xml · derivative · entry 1 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-12-29 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.