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Gao Dennis

Disclosed activity across 2 companies

Tapewire entity
70913
SEC CIK
0001570653

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AI Financial Corparci · Entity 6953DirectorDecember 29, 2016April 13, 2017
LIVE VENTURES IncLIVE · Entity 7493DirectorDecember 19, 2025December 23, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AI Financial Corp

Report date December 29, 2016 · Filed April 13, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2026-12-29Direct10,000 Reported balance After 2016-12-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-12-29 · Grant · Acquired 10,000 · Balance 10,000

LIVE VENTURES Inc

Report date December 19, 2025 · Filed December 23, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Note.4,150 Last balance in matching sequence After 2025-12-19 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2025-12-19 · Sale · Disposed 135 · Balance 7,358

F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Row 2 · 2025-12-19 · Sale · Disposed 980 · Balance 6,378

F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Row 3 · 2025-12-19 · Sale · Disposed 1,114 · Balance 5,264

F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Row 4 · 2025-12-19 · Sale · Disposed 1,114 · Balance 4,150

F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Filing footnotes · ownership attribution and instrument terms

F1: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 19, 2025 Filed Dec 23, 2025 14:59 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 1,114 $15.70 $17,489.80
Disclosure

SEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 4

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note.

Disclosed balance after: 4,150

F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 14:59 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 1,114 $15.71 $17,500.94
Disclosure

SEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 3

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note.

Disclosed balance after: 5,264

F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 14:59 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 980 $15.70 $15,386.00
Disclosure

SEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note.

Disclosed balance after: 6,378

F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 14:59 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 135 $15.70 $2,119.50
Disclosure

SEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note.

Disclosed balance after: 7,358

F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 520 $35.20 $18,304.00
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 6

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 7,493

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 520 $35.20 $18,304.00
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 5

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 6,973

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 520 $35.38 $18,397.60
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 4

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 6,453

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 520 $35.23 $18,319.60
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 3

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 5,933

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 520 $35.40 $18,408.00
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 5,413

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:20 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 743 $37.40 $27,788.20
Disclosure

SEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note.

Disclosed balance after: 4,893

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 700 $35.84 $25,088.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 6

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 700 $35.73 $25,011.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 5

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 700 $35.73 $25,011.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 4

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 700 $35.84 $25,088.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 3

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 700 $35.63 $24,941.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:48 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 650 $35.84 $23,296.00
Disclosure

SEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 425 $29.03 $12,337.75
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 17

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 500 $29.05 $14,525.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 16

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 500 $29.01 $14,505.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 15

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 500 $28.87 $14,435.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 14

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 881 $29.70 $26,165.70
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 13

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,925

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 132 $29.02 $3,830.64
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 12

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 500 $29.08 $14,540.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 11

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 200 $29.33 $5,866.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 10

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,438

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 500 $29.33 $14,665.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 9

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,638

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 1,490 $30.27 $45,102.30
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 8

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,138

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 300 $29.25 $8,775.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 7

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,628

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 22 $29.33 $645.26
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 6

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,928

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 17 $32.65 $555.05
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 5

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,950

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 1,704 $30.88 $52,619.52
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 4

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 2,000 $31.33 $62,660.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 3

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,671

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 2,000 $31.03 $62,060.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,671

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:08 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 1,000 $31.12 $31,120.00
Disclosure

SEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,671

Read SEC document
January 20, 2017 Filed Jan 23, 2017 15:30 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 1,450 $18.92 $27,434.00
Disclosure

SEC source: 0001683168-17-000142 · gao_f4.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,671

Read SEC document
January 20, 2017 Filed Jan 23, 2017 15:30 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 1,500 $19.21 $28,815.00
Disclosure

SEC source: 0001683168-17-000142 · gao_f4.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,221

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 3,000 $19.51 $58,530.00
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 15

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,721

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 400 $19.54 $7,816.84
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 14

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,721

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 100 $19.49 $1,949.00
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 13

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,321

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 100 $19.47 $1,947.38
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 12

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,221

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 100 $19.45 $1,945.33
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 11

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,121

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 100 $19.45 $1,945.15
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 10

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,021

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 2,000 $19.39 $38,780.40
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 9

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,921

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 2,000 $19.28 $38,560.00
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 8

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,921

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 100 $19.59 $1,958.57
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 7

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,921

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 300 $19.79 $5,938.17
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 6

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 100 $19.76 $1,976.39
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 5

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 100 $19.78 $1,977.89
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 4

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 200 $19.80 $3,960.78
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 3

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 1,100 $19.81 $21,795.29
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC LIVE VENTURES Inc LIVE · Entity 7493 PurchaseCommon Stock 21 $19.85 $416.85
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.