Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JAKKS PACIFIC INCJAKK · Entity 6006 | Director · CEO, President and Secretary | January 01, 2026 | January 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JAKKS PACIFIC INC
Report date January 01, 2026 · Filed January 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 300,452 |
Ending reported balance
After 2026-01-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-01-01 · Exercise / conversion · Acquired 66,705 · Balance 300,838 F1: Vested according to the terms of the RSU described in a previous filing. F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Row 2 · 2026-01-01 · Exercise / conversion · Acquired 32,818 · Balance 333,656 F1: Vested according to the terms of the RSU described in a previous filing. F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Row 3 · 2026-01-01 · Exercise / conversion · Acquired 41,448 · Balance 375,104 F1: Vested according to the terms of the RSU described in a previous filing. F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Row 4 · 2026-01-01 · Tax withholding · Disposed 35,054 · Balance 340,050 F4: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Row 5 · 2026-01-01 · Tax withholding · Disposed 17,817 · Balance 322,233 F4: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Row 6 · 2026-01-01 · Tax withholding · Disposed 21,781 · Balance 300,452 F4: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. |
| Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-01-01 · Exercise / conversion · Disposed 66,705 · Balance 0 F1: Vested according to the terms of the RSU described in a previous filing. F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F8: Does not include additional RSUs previously granted and reported with different vesting terms. |
| Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible security | Direct | 32,817 |
Reported balance
After 2026-01-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-01-01 · Exercise / conversion · Disposed 32,818 · Balance 32,817 F1: Vested according to the terms of the RSU described in a previous filing. F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F8: Does not include additional RSUs previously granted and reported with different vesting terms. |
| Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible security | Direct | 82,896 |
Reported balance
After 2026-01-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-01-01 · Exercise / conversion · Disposed 41,448 · Balance 82,896 F1: Vested according to the terms of the RSU described in a previous filing. F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F8: Does not include additional RSUs previously granted and reported with different vesting terms. |
| Restricted Stock Unit ("RSU")SEC Table II · derivative / convertible security | Direct | 207,336 |
Reported balance
After 2026-01-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-01-01 · Grant · Acquired 207,336 · Balance 207,336 F5: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F7: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F6: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F8: Does not include additional RSUs previously granted and reported with different vesting terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Vested according to the terms of the RSU described in a previous filing.
F2: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
F3: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
F4: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.
F5: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
F6: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
F7: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
F8: Does not include additional RSUs previously granted and reported with different vesting terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2023 Filed Jan 5, 2023 22:04 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 8,527 | $17.49 | $149,137.23 |
DisclosureSEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 7 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,001 F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 22:04 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 5,344 | $17.49 | $93,466.56 |
DisclosureSEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 6 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,528 F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 22:04 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 9,199 | $17.49 | $160,890.51 |
DisclosureSEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 5 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,872 F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 22:04 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Exercise / conversionCommon Stock | 71,405 | $17.49 | $1,248,873.45 |
DisclosureSEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 4 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vested according to the terms of the RSU described in a previous filing. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 22:04 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Exercise / conversionCommon Stock | 21,356 | $17.49 | $373,516.44 |
DisclosureSEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vested according to the terms of the RSU described in a previous filing. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 22:04 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Exercise / conversionCommon Stock | 13,204 | $17.49 | $230,937.96 |
DisclosureSEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vested according to the terms of the RSU described in a previous filing. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 22:04 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Exercise / conversionCommon Stock | 23,810 | $17.49 | $416,436.90 |
DisclosureSEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vested according to the terms of the RSU described in a previous filing. F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| October 25, 2022 Filed Jan 5, 2023 22:04 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantRestricted Stock Unit ("RSU") · Derivative | 183,748 | $19.32 | $3,550,011.36 |
DisclosureSEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 14 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,748 Underlying: Common Stock · 183,748 shares Expires not disclosed F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F9 · derivative.exercise_date: RSUs will vest in 2 equal annual installments commencing on October 25, 2025 and October 25, 2026. The Reporting Person must be employed by Issuer for an RSU to vest. F9 · derivative.expiration_date: RSUs will vest in 2 equal annual installments commencing on October 25, 2025 and October 25, 2026. The Reporting Person must be employed by Issuer for an RSU to vest. F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 22:48 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 13,755 | $14.49 | $199,309.95 |
DisclosureSEC source: 0001185185-22-000397 · ownership.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,686 F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of surrender, as reported by NASDAQ F5 · acquired: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported RSU Agreement by and between the Holder and the Issuer. F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 18, 2022 Filed Jan 18, 2022 23:28 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 3,574 | $9.01 | $32,201.74 |
DisclosureSEC source: 0001185185-22-000071 · ownership.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,655 F1 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F4 · shares: Sales under Rule 10b5-1 Selling Plan are completed. F2 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F1 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 23:28 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 12,446 | $9.07 | $112,885.22 |
DisclosureSEC source: 0001185185-22-000071 · ownership.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,229 F1 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F2 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F1 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 23:28 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 14,804 | $9.19 | $136,048.76 |
DisclosureSEC source: 0001185185-22-000071 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,675 F1 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F2 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F1 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 12, 2022 Filed Jan 13, 2022 01:12 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 7,075 | $9.29 | $65,726.75 |
DisclosureSEC source: 0001185185-22-000051 · ownership.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,479 F1 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F2 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F1 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 01:12 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 7,550 | $9.45 | $71,347.50 |
DisclosureSEC source: 0001185185-22-000051 · ownership.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,554 F1 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F2 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F1 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 10, 2022 Filed Jan 13, 2022 01:12 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 8,308 | $9.20 | $76,433.60 |
DisclosureSEC source: 0001185185-22-000051 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,104 F1 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F2 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F1 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 07, 2022 Filed Jan 7, 2022 22:33 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 9,100 | $9.58 | $87,178.00 |
DisclosureSEC source: 0001185185-22-000023 · ownership.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,412 F1 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F2 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F1 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 22:33 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 15,602 | $9.68 | $151,027.36 |
DisclosureSEC source: 0001185185-22-000023 · ownership.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,512 F1 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F2 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F1 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:33 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 9,704 | $10.29 | $99,854.16 |
DisclosureSEC source: 0001185185-22-000023 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,114 F1 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F2 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F1 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 02:37 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 11,469 | $10.45 | $119,851.05 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 4 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,818 F5 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F6 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F5 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:37 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | SaleCommon Stock | 10,368 | $10.25 | $106,272.00 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,287 F5 · kind: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F6 · price: Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request. F5 · acquired: Sale made pursuant to an exempt Selling Plan under Rule 10b5-1. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:37 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Exercise / conversionRSU · Derivative | 73,262 | $10.16 | $744,341.92 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · derivative · entry 6 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,956 Underlying: Common Stock · 73,262 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F11 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing. F11 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F10 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:37 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantRestricted Stock Units ("RSU") · Derivative | 214,218 | $10.16 | $2,176,454.88 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · derivative · entry 5 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,218 Underlying: Common Stock · 214,218 shares Expires not disclosed F7 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F9 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F8 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F8 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. F10 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:37 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 34,834 | $10.16 | $353,913.44 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,655 F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F4 · acquired: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported RSU Agreement by and between the Holder and the Issuer. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:37 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Exercise / conversionCommon Stock | 73,262 | $10.16 | $744,341.92 |
DisclosureSEC source: 0001185185-22-000006 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F1 · acquired: Represents shares underlying RSUs previously reported which vested. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Jan 7, 2022 22:33 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantRestricted Stock Units ("RSU") · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001185185-22-000023 · ownership.xml · derivative · entry 4 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,218 Underlying: Common Stock · 214,218 shares Expires not disclosed F4 · derivative.exercise_price: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F4 · date: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F4 · kind: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F4 · shares: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F8 · price: The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ F4 · derivative.exercise_date: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F4 · derivative.expiration_date: Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:48 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Disposition to issuerRSU · Derivative | 116,073 | $1.47 | $170,627.31 |
DisclosureSEC source: 0001185185-22-000397 · ownership.xml · derivative · entry 5 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 116,073 shares Expires not disclosed F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F11 · derivative.exercise_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F11 · derivative.expiration_date: RSUs vest as follows: 60% of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:48 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Exercise / conversionRestricted Stock Units ("RSU") · Derivative | 26,786 | $1.47 | $39,375.42 |
DisclosureSEC source: 0001185185-22-000397 · ownership.xml · derivative · entry 4 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. F10 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F9 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing. F9 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:48 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Disposition to issuerCommon Stock | 20,390 | $5.15 | $105,008.50 |
DisclosureSEC source: 0001185185-22-000397 · ownership.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,296 F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. F6 · acquired: Reflects the forfeiture of a restricted stock award issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer, which forfeiture occurred in 2020. F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 01, 2022 Filed Apr 4, 2022 22:48 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Exercise / conversionCommon Stock | 26,786 | $10.16 | $272,145.76 |
DisclosureSEC source: 0001185185-22-000397 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. F1 · acquired: Represents shares underlying RSUs previously reported which vested. F4 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| September 24, 2021 Filed Oct 27, 2021 23:47 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | OtherRestricted Stock Units ("RSU") · Derivative | 330,406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001185185-21-001539 · ownership.xml · derivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,406 Underlying: Common Stock · 330,406 shares Expires not disclosed F5 · derivative.exercise_price: Disposition was the result of the conversion of restricted stock awards into RSUs. See Table II. F6 · derivative.exercise_price: Pursuant to an amendment of Holder's Employment Agreement, existing shares of restricted stock were cancelled and replaced with an equivalent number of RSUs, which RSUs are subject to the exact same vesting provisions as the cancelled shares of restricted stock. F7 · derivative.exercise_price: RSUs vest equally over four years from date of grant of original restricted stock award and upon vesting convert into shares of common stock at no cost. F6 · kind: Pursuant to an amendment of Holder's Employment Agreement, existing shares of restricted stock were cancelled and replaced with an equivalent number of RSUs, which RSUs are subject to the exact same vesting provisions as the cancelled shares of restricted stock. F5 · price: Disposition was the result of the conversion of restricted stock awards into RSUs. See Table II. F6 · price: Pursuant to an amendment of Holder's Employment Agreement, existing shares of restricted stock were cancelled and replaced with an equivalent number of RSUs, which RSUs are subject to the exact same vesting provisions as the cancelled shares of restricted stock. F7 · price: RSUs vest equally over four years from date of grant of original restricted stock award and upon vesting convert into shares of common stock at no cost. F7 · derivative.exercise_date: RSUs vest equally over four years from date of grant of original restricted stock award and upon vesting convert into shares of common stock at no cost. F7 · derivative.expiration_date: RSUs vest equally over four years from date of grant of original restricted stock award and upon vesting convert into shares of common stock at no cost. F2 · derivative.underlying_shares: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| September 24, 2021 Filed Oct 27, 2021 23:47 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Exercise / conversionCommon Stock | 330,406 | $12.30 | $4,063,993.80 |
DisclosureSEC source: 0001185185-21-001539 · ownership.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020. F1 · price: Represents the closing price of the Issuer's common stock on such date, as reported by Nasdaq. F5 · acquired: Disposition was the result of the conversion of restricted stock awards into RSUs. See Table II. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. F4 · balance_after: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020. Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 02:46 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 24,451 | $4.98 | $121,765.98 |
DisclosureSEC source: 0001185185-21-000028 · ownership.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,241 F3 · shares: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020. F5 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F1 · price: Represents the closing price of the Issuer's common stock on 12/31/20, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. F3 · balance_after: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020. F6 · balance_after: Includes 89,363 shares, all or some of which are subject to forfeiture in the event previously disclosed performance based vesting measures are not met as of 12/31/20, but it is not currently determinable at this time if any of such vesting measures were met. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 02:46 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantCommon Stock | 85,422 | $4.98 | $425,401.56 |
DisclosureSEC source: 0001185185-21-000028 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,692 F3 · shares: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020. F4 · shares: Such 85,422 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2021 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. Such 85,422 shares shall vest in four equal annual installments over four years. These shares have no voting rights until vested. F1 · price: Represents the closing price of the Issuer's common stock on 12/31/20, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. F3 · balance_after: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020. Read SEC document |
| January 01, 2021 Filed Oct 27, 2021 23:47 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Disposition to issuerCommon Stock | 72,608 | $4.98 | $361,587.84 |
DisclosureSEC source: 0001185185-21-001539 · ownership.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,633 F3 · date: Reflects the forfeiture of 72,608 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2019 Restricted Stock Award Agreement by and between the Holder and the Issuer. Though calculation re vesting/forfeiture based upon performance could not be made until financial statements completed, forfeiture deemed affective as of such date. F3 · shares: Reflects the forfeiture of 72,608 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2019 Restricted Stock Award Agreement by and between the Holder and the Issuer. Though calculation re vesting/forfeiture based upon performance could not be made until financial statements completed, forfeiture deemed affective as of such date. F1 · price: Represents the closing price of the Issuer's common stock on such date, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. F4 · balance_after: All share amounts have been adjusted to reflect the 1-10 reverse split effective July 9, 2020. Read SEC document |
| January 01, 2021 Filed Jan 7, 2022 22:33 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantRSU · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001185185-22-000023 · ownership.xml · derivative · entry 5 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,067 Underlying: Common Stock · 64,067 shares Expires not disclosed F5 · derivative.exercise_price: Previously reported. Issued on 1/1/21 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F5 · date: Previously reported. Issued on 1/1/21 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F5 · kind: Previously reported. Issued on 1/1/21 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F5 · shares: Previously reported. Issued on 1/1/21 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F8 · price: The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ F5 · derivative.exercise_date: Previously reported. Issued on 1/1/21 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F5 · derivative.expiration_date: Previously reported. Issued on 1/1/21 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:26 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 125,042 | $1.03 | $128,793.26 |
DisclosureSEC source: 0001104659-20-000896 · tm201208d2_4.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,772,693 F5 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 21:26 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantCommon Stock | 528,156 | $1.03 | $544,000.68 |
DisclosureSEC source: 0001104659-20-000896 · tm201208d2_4.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,897,735 F4 · shares: Such 528,156 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2020 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. Such 528,156 shares shall vest in four equal annual installments over four years. These shares have no voting rights until vested. F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| January 01, 2020 Filed Jan 7, 2022 22:33 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantRSU · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001185185-22-000023 · ownership.xml · derivative · entry 6 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,408 Underlying: Common Stock · 26,408 shares Expires not disclosed F6 · derivative.exercise_price: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F6 · date: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F6 · kind: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F6 · shares: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F8 · price: The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ F6 · derivative.exercise_date: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F6 · derivative.expiration_date: Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:26 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Disposition to issuerCommon Stock | 203,883 | $1.03 | $209,999.49 |
DisclosureSEC source: 0001104659-20-000896 · tm201208d2_4.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,369,579 F3 · shares: Reflects the forfeiture of 203,883 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2017 Restricted Stock Award Agreement by and between the Holder and the Issuer. F1 · price: Represents the closing price of the Issuer's common stock on 12/31/19, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 20:56 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantCommon Stock | 2,380,952 | $1.47 | $3,499,999.44 |
DisclosureSEC source: 0001144204-19-034017 · tv524836_form4.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,573,462 F3 · shares: Such 2,380,952 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain July 3, 2019 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. F4 · shares: Such 2,380,952 shares shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. These shares have no voting rights until vested. F1 · price: Represents the closing price of the Issuer's common stock on 12/31/18, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:04 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 6,379 | $2.05 | $13,076.95 |
DisclosureSEC source: 0001144204-19-010527 · tv514928_4.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,192,510 F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F1 · price: Represents the closing price of the Issuer's common stock on 2/22/19, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer and unvested shares may not be voted. Read SEC document |
| January 07, 2019 Filed Jan 8, 2019 23:43 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 112,197 | $1.47 | $164,929.59 |
DisclosureSEC source: 0001144204-19-001132 · tv510574_form4.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,198,889 F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F1 · price: Represents the closing price of the Issuer's common stock on 12/31/18, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| January 01, 2019 Filed Jan 7, 2022 22:33 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantRSU · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001185185-22-000023 · ownership.xml · derivative · entry 7 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,669 Underlying: Common Stock · 166,669 shares Expires not disclosed F7 · derivative.exercise_price: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F7 · date: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F7 · kind: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F7 · shares: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F8 · price: The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ F7 · derivative.exercise_date: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F7 · derivative.expiration_date: Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F3 · balance_after: Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Read SEC document |
| February 23, 2018 Filed Mar 1, 2018 22:17 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 6,222 | $2.15 | $13,377.30 |
DisclosureSEC source: 0001144204-18-012319 · tv487539_4.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,311,086 F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F1 · price: Represents the closing price of the Issuer's common stock on 2/23/18, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| January 01, 2018 Filed Jan 4, 2018 00:15 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantCommon Stock | 1,489,362 | $2.35 | $3,500,000.70 |
DisclosureSEC source: 0001144204-18-000625 · tv482590_form4.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317,308 F4 · shares: Such 1,489,362 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2018 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. F5 · shares: Such 1,489,362 shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F1 · price: Represents the closing price of the Issuer's common stock on 12/29/17, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| January 01, 2018 Filed Jan 4, 2018 00:15 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 36,124 | $2.35 | $84,891.40 |
DisclosureSEC source: 0001144204-18-000625 · tv482590_form4.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,946 F3 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F1 · price: Represents the closing price of the Issuer's common stock on 12/29/17, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 22:32 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | PurchaseCommon Stock | 10,000 | $3.40 | $34,000.00 |
DisclosureSEC source: 0001144204-17-040944 · v472623_form4.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,070 F1 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer and certain of these shares are subject to vesting conditions. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:15 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | GrantCommon Stock | 679,612 | $5.15 | $3,500,001.80 |
DisclosureSEC source: 0001144204-17-000668 · v456259_form4.xml · nonDerivative · entry 3 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,070 F3 · shares: Reflects the forfeiture of 439,698 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2016 Restricted Stock Award Agreement by and between the Holder and the Issuer F6 · shares: Such 679,612 shall vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant. F1 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 01:15 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Tax withholdingCommon Stock | 1,127 | $5.15 | $5,804.05 |
DisclosureSEC source: 0001144204-17-000668 · v456259_form4.xml · nonDerivative · entry 2 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,458 F5 · shares: Such 679,612 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2017 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. F1 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 01:15 UTC | JAKKS PACIFIC INC JAKK · Entity 6006 | Disposition to issuerCommon Stock | 439,698 | $5.15 | $2,264,444.70 |
DisclosureSEC source: 0001144204-17-000668 · v456259_form4.xml · nonDerivative · entry 1 BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,585 F4 · shares: Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Award Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. F1 · price: Represents the closing price of the Issuer's common stock on 12/30/16, as reported by Nasdaq. F2 · balance_after: Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.