Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aeluma, Inc.
Report date June 22, 2021 · Filed January 02, 2026
Section 16 reporting ended · disclosed 2026-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 977,425 |
Reported balance
After 2023-02-17 transaction · row 1
1 source rowRow 1 · 2023-02-17 · Sale · Disposed 649,570 · Balance 977,425 F1: Mr. McCarthy sold 649,570 "unvested" but beneficially owned shares under the terms of a Founder's Stock Repurchase Agreement dated February 17, 2023, between Mr. McCarthy and the Issuer that exercised its right to repurchase those shares under the terms of the Founder's Restricted Stock Purchase Agreement dated October 27, 2020, between Mr. McCarthy and the Issuer that was triggered by the voluntary resignation of Mr. McCarthy effective November 17, 2022, as COO of the Issuer after earlier resigning as interim CFO. Mr. McCarthy's ownership of the Issuer's issued and outstanding shares of the Issuer's common stock following the Issuer's repurchase of the 649,750 "unvested" shares was 8.03% as set forth in the Issuer's Form 10-K for its fiscal year ended June 30, 2023, that was filed with the SEC on September 25, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. McCarthy sold 649,570 "unvested" but beneficially owned shares under the terms of a Founder's Stock Repurchase Agreement dated February 17, 2023, between Mr. McCarthy and the Issuer that exercised its right to repurchase those shares under the terms of the Founder's Restricted Stock Purchase Agreement dated October 27, 2020, between Mr. McCarthy and the Issuer that was triggered by the voluntary resignation of Mr. McCarthy effective November 17, 2022, as COO of the Issuer after earlier resigning as interim CFO. Mr. McCarthy's ownership of the Issuer's issued and outstanding shares of the Issuer's common stock following the Issuer's repurchase of the 649,750 "unvested" shares was 8.03% as set forth in the Issuer's Form 10-K for its fiscal year ended June 30, 2023, that was filed with the SEC on September 25, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2023 Filed Jan 2, 2026 17:18 UTC | Aeluma, Inc. ALMU · Entity 6202 | SaleCommon Stock | 649,570 | $0.01 | $3,962.38 |
DisclosureSEC source: 0001213900-26-000512 · ownership.xml · nonDerivative · entry 1 McCarthy Lee · CIK 0001869684 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 977,425 F1 · shares: Mr. McCarthy sold 649,570 "unvested" but beneficially owned shares under the terms of a Founder's Stock Repurchase Agreement dated February 17, 2023, between Mr. McCarthy and the Issuer that exercised its right to repurchase those shares under the terms of the Founder's Restricted Stock Purchase Agreement dated October 27, 2020, between Mr. McCarthy and the Issuer that was triggered by the voluntary resignation of Mr. McCarthy effective November 17, 2022, as COO of the Issuer after earlier resigning as interim CFO. Mr. McCarthy's ownership of the Issuer's issued and outstanding shares of the Issuer's common stock following the Issuer's repurchase of the 649,750 "unvested" shares was 8.03% as set forth in the Issuer's Form 10-K for its fiscal year ended June 30, 2023, that was filed with the SEC on September 25, 2023. Read SEC document |
| June 22, 2021 Filed Jun 25, 2021 14:40 UTC | Aeluma, Inc. NONE · Entity 6202 | OtherCommon Stock | 1,626,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-034152 · ownership.xml · nonDerivative · entry 1 McCarthy Lee · CIK 0001869684 · Director · CFO, COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,626,995 F1 · kind: In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 1,626,995 shares of Parc Investment, Inc., now known as Aeluma, Inc. F1 · price: In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 1,626,995 shares of Parc Investment, Inc., now known as Aeluma, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.