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Lowenthal Richard E

Disclosed activity across 1 company

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70320
SEC CIK
0001378550

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARS Pharmaceuticals, Inc.SPRY · Entity 883Director · PRESIDENT AND CEO · 10% ownerJanuary 02, 2026January 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARS Pharmaceuticals, Inc.

Report date January 02, 2026 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.49 · Expires 2036-01-01Direct875,000 Reported balance After 2026-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-02 · Grant · Acquired 875,000 · Balance 875,000

F1: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2026.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.49 · Expires 2036-01-01IndirectBy Spouse240,000 Reported balance After 2026-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-02 · Grant · Acquired 240,000 · Balance 240,000

F1: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2026 Filed Jan 5, 2026 21:19 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 GrantStock Option (right to buy) · Derivative 240,000 $0.00 Strike: $11.49 $0.00
Disclosure

SEC source: 0001378550-26-000003 · form4-01052026_090159.xml · derivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2036-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2026.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:19 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 GrantStock option (right to buy) · Derivative 875,000 $0.00 Strike: $11.49 $0.00
Disclosure

SEC source: 0001378550-26-000003 · form4-01052026_090159.xml · derivative · entry 1

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common Stock · 875,000 shares

Expires 2036-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2026.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $14.49 $724,345.00
Disclosure

SEC source: 0001415889-25-022761 · form4-08222025_040804.xml · nonDerivative · entry 1

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,196,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on May 15, 2025.

F2 · price: The weighted average sale price for the transaction reported was $14.4869 and the range of prices were between $14.31 and $14.61. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 GrantStock Option (right to buy) · Derivative 261,900 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000464 · form4-01032025_040132.xml · derivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 261,900

Underlying: Common Stock · 261,900 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 GrantStock option (right to buy) · Derivative 767,600 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000464 · form4-01032025_040132.xml · derivative · entry 1

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767,600

Underlying: Common Stock · 767,600 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:20 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $11.67 $583,525.00
Disclosure

SEC source: 0001415889-24-029851 · form4-12192024_041201.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,098,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $11.6705, and the range of prices were between $11.56 and $11.95. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:20 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $11.67 $583,575.00
Disclosure

SEC source: 0001415889-24-029851 · form4-12192024_041201.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,297,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $11.6715 and the range of prices were between $11.56 and $11.95. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 23:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $13.16 $658,155.00
Disclosure

SEC source: 0001415889-24-029011 · form4-12112024_061201.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,148,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $13.1631, and the range of prices were between $12.94 and $13.535. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 23:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $13.17 $658,265.00
Disclosure

SEC source: 0001415889-24-029011 · form4-12112024_061201.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,246,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $13.1653, and the range of prices were between $12.94 and $13.535. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 22:25 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 Exercise / conversionStock Option (right to buy) · Derivative 11,876 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001415889-24-028678 · form4-12092024_101253.xml · derivative · entry 9

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 338,124

Underlying: Common Stock · 11,876 shares

Expires 2033-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 22:25 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 Exercise / conversionStock Option (right to buy) · Derivative 13,789 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001415889-24-028678 · form4-12092024_101253.xml · derivative · entry 8

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 20,684

Underlying: Common Stock · 13,789 shares

Expires 2031-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 22:25 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 Exercise / conversionStock Option (right to buy) · Derivative 11,876 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001415889-24-028678 · form4-12092024_101253.xml · derivative · entry 7

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,088,124

Underlying: Common Stock · 11,876 shares

Expires 2033-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 22:25 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 Exercise / conversionCommon Stock 11,876 $8.42 $99,995.92
Disclosure

SEC source: 0001415889-24-028678 · form4-12092024_101253.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,433,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 22:25 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 Exercise / conversionCommon Stock 13,789 $1.44 $19,856.16
Disclosure

SEC source: 0001415889-24-028678 · form4-12092024_101253.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,421,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 22:25 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 Exercise / conversionCommon Stock 11,876 $8.42 $99,995.92
Disclosure

SEC source: 0001415889-24-028678 · form4-12092024_101253.xml · nonDerivative · entry 1

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,327,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $13.95 $697,450.00
Disclosure

SEC source: 0001415889-24-027411 · form4-11212024_041104.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,198,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $13.949, and the range of prices were between $13.50 and $14.28. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $13.95 $697,510.00
Disclosure

SEC source: 0001415889-24-027411 · form4-11212024_041104.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,347,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $13.9502 and the range of prices were between $13.50 and $14.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 4,876 $17.64 $86,020.44
Disclosure

SEC source: 0001415889-24-026866 · form4-11142024_041104.xml · nonDerivative · entry 5

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,248,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F7 · price: The weighted average sale price for the transaction reported was $17.6416, and the range of prices were between $17.42 and $17.83. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 45,124 $16.76 $756,296.29
Disclosure

SEC source: 0001415889-24-026866 · form4-11142024_041104.xml · nonDerivative · entry 4

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,253,375

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F5 · price: The weighted average sale price for the transaction reported was $16.7604, and the range of prices were between $16.40 and $17.39. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 4,955 $17.64 $87,421.07
Disclosure

SEC source: 0001415889-24-026866 · form4-11142024_041104.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,296,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $17.643, and the range of prices were between $17.42 and $17.85. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 45,045 $16.76 $754,904.65
Disclosure

SEC source: 0001415889-24-026866 · form4-11142024_041104.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,301,449

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $16.7589, and the range of prices were between $16.405 and $17.395. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $14.88 $743,820.00
Disclosure

SEC source: 0001415889-24-025368 · form4-10172024_041024.xml · nonDerivative · entry 4

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,298,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F5 · price: The weighted average sale price for the transaction reported was $14.8764, and the range of prices were between $14.26 and $15.26. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 1,450 $15.25 $22,118.16
Disclosure

SEC source: 0001415889-24-025368 · form4-10172024_041024.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,397,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $15.2539 and the range of prices were between $15.25 and $15.26. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 48,550 $14.86 $721,656.91
Disclosure

SEC source: 0001415889-24-025368 · form4-10172024_041024.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,398,897

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $14.8642 and the range of prices were between $14.245 and $15.245. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 20:27 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $13.83 $691,390.00
Disclosure

SEC source: 0001415889-24-024980 · form4-10102024_081026.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,348,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $13.8278, and the range of prices were between $13.60 and $14.035. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 20:27 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $13.83 $691,385.00
Disclosure

SEC source: 0001415889-24-024980 · form4-10102024_081026.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,346,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $13.8277, and the range of prices were between $13.60 and $14.025. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 20:26 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $12.93 $646,680.00
Disclosure

SEC source: 0001415889-24-023709 · form4-09192024_080917.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,398,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $12.9336, and the range of prices were between $12.65 and $13.31. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

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September 17, 2024 Filed Sep 19, 2024 20:26 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $12.93 $646,525.00
Disclosure

SEC source: 0001415889-24-023709 · form4-09192024_080917.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,447,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $12.9305 and the range of prices were between $12.645 and $13.24. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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September 10, 2024 Filed Sep 12, 2024 20:24 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $11.50 $574,910.00
Disclosure

SEC source: 0001415889-24-023290 · form4-09122024_080915.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,448,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $11.4982, and the range of prices were between $11.28 and $11.82. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

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September 10, 2024 Filed Sep 12, 2024 20:24 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $11.50 $574,865.00
Disclosure

SEC source: 0001415889-24-023290 · form4-09122024_080915.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,396,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $11.4973, and the range of prices were between $11.28 and $11.82. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

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August 20, 2024 Filed Aug 21, 2024 22:47 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 2,261 $16.25 $36,748.49
Disclosure

SEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 7

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,498,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F9 · price: The weighted average sale price for the transaction report was $16.2532 and the range of prices were between $16.12 and $16.34. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F7 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

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August 20, 2024 Filed Aug 21, 2024 22:47 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 11,523 $15.62 $180,028.44
Disclosure

SEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 6

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,500,760

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F8 · price: The weighted average sale price for the transaction report was $15.6234,and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F7 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:47 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 36,216 $14.76 $534,461.24
Disclosure

SEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 5

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,512,283

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F6 · price: The weighted average sale price for the transaction report was $14.7576,and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F7 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:47 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 2,300 $16.26 $37,395.47
Disclosure

SEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 4

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,497,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F5 · price: The weighted average sale price for the transaction report was $16.2589 and the range of prices were between $16.15 and $16.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:47 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 11,756 $15.61 $183,545.25
Disclosure

SEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,499,747

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction report was $15.6129 and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:47 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 35,944 $14.76 $530,407.64
Disclosure

SEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,511,503

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction report was $14.7565 and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 35,363 $12.77 $451,440.52
Disclosure

SEC source: 0001415889-24-021362 · form4-08152024_040805.xml · nonDerivative · entry 5

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,548,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F7 · price: The weighted average sale price for the transaction reported was $12.7659, and the range of prices were between $12.35 and $13.095. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 14,637 $11.77 $172,327.26
Disclosure

SEC source: 0001415889-24-021362 · form4-08152024_040805.xml · nonDerivative · entry 4

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,583,862

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F5 · price: The weighted average sale price for the transaction reported was $11.7734, and the range of prices were between $11.335 and $12.215. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 35,401 $12.76 $451,879.60
Disclosure

SEC source: 0001415889-24-021362 · form4-08152024_040805.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,446,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $12.7646, and the range of prices were between $12.24 and $13.085. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 14,599 $11.78 $171,907.60
Disclosure

SEC source: 0001415889-24-021362 · form4-08152024_040805.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,481,895

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $11.7753, and the range of prices were between $11.31 and $12.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $11.40 $570,155.00
Disclosure

SEC source: 0001415889-24-019770 · form4-07182024_040707.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,598,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $11.4031, and the range of prices were between $11.11 and $11.82. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $11.40 $570,140.00
Disclosure

SEC source: 0001415889-24-019770 · form4-07182024_040707.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,547,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $11.4028, and the range of prices were between $11.11 and $11.825. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:03 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $9.62 $480,840.00
Disclosure

SEC source: 0001415889-24-019493 · form4-07112024_090720.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,648,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $9.6168, and the range of prices were between $9.38 and $9.805. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:03 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 50,000 $9.62 $480,885.00
Disclosure

SEC source: 0001415889-24-019493 · form4-07112024_090720.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,496,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $9.6177, and the range of prices were between $9.38 and $9.81. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 48,028 $9.14 $439,201.65
Disclosure

SEC source: 0001415889-24-016678 · form4-06132024_040607.xml · nonDerivative · entry 5

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,698,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F7 · price: The weighted average sale price for the transaction reported was $9.1447, and the range of prices were between $9.01 and $9.315. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 47,834 $9.15 $437,461.06
Disclosure

SEC source: 0001415889-24-016678 · form4-06132024_040607.xml · nonDerivative · entry 4

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,546,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F6 · price: The weighted average sale price for the transaction reported was $9.1454, and the range of prices were between $9.01 and $9.315. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 1,972 $9.00 $17,755.69
Disclosure

SEC source: 0001415889-24-016678 · form4-06132024_040607.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,746,527

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $9.0039, and the range of prices were between $9.00 and $9.02. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:30 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 2,166 $9.00 $19,498.33
Disclosure

SEC source: 0001415889-24-016678 · form4-06132024_040607.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,594,328

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $9.002, and the range of prices were between $9.00 and $9.02. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
May 16, 2024 Filed May 16, 2024 23:51 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 44,350 $9.06 $401,709.00
Disclosure

SEC source: 0001415889-24-013387 · form4-05162024_110552.xml · nonDerivative · entry 7

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,748,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F9 · price: The weighted average sale price for the transaction reported was $9.0577, and the range of prices were between $9.00 and $9.14. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
May 16, 2024 Filed May 16, 2024 23:51 UTC ARS Pharmaceuticals, Inc. SPRY · Entity 883 SaleCommon Stock 44,746 $9.06 $405,313.74
Disclosure

SEC source: 0001415889-24-013387 · form4-05162024_110552.xml · nonDerivative · entry 6

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,597,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F8 · price: The weighted average sale price for the transaction reported was $9.0581, and the range of prices were between $9.00 and $9.13. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.