Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dermata Therapeutics, Inc.DRMA · Entity 8182 | Director | January 02, 2026 | January 07, 2026 |
| Sientra, Inc.SIEN · Entity 108294 | Director | June 15, 2023 | June 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dermata Therapeutics, Inc.
Report date January 02, 2026 · Filed January 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.18 · Expires 2036-01-01 | Direct | 2,500 |
Reported balance
After 2026-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 2,500 · Balance 2,500 F1: The shares underlying the option will vest in a series of twelve (12) successive substantially equal monthly installments, with the first installment vesting on the one month anniversary of the grant date and continuing to vest monthly thereafter, subject to Reporting Person's continuous service through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying the option will vest in a series of twelve (12) successive substantially equal monthly installments, with the first installment vesting on the one month anniversary of the grant date and continuing to vest monthly thereafter, subject to Reporting Person's continuous service through each such vesting date.
Sientra, Inc.
Report date June 15, 2023 · Filed June 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,581 |
Reported balance
After 2023-06-15 transaction · row 1
1 source rowRow 1 · 2023-06-15 · Grant · Acquired 12,000 · Balance 19,581 F1: The Restricted Stock Units shall vest on the earlier to occur of: (i) the day prior to the 2024 Annual Shareholders Meeting or (ii) on the one (1) year anniversary of the Annual Shareholders Meeting on which the Restricted Stock Award was granted, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units shall vest on the earlier to occur of: (i) the day prior to the 2024 Annual Shareholders Meeting or (ii) on the one (1) year anniversary of the Annual Shareholders Meeting on which the Restricted Stock Award was granted, subject to continued service.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Tempest Therapeutics, Inc.
Report date December 07, 2018 · Filed December 11, 2018
Section 16 reporting ended · disclosed 2018-12-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,319 |
Reported balance
After 2018-12-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-07 · Grant · Acquired 355 · Balance 3,319 F1: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. F2: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.
F2: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018.
Zeltiq Aesthetics Inc
Report date April 28, 2017 · Filed April 28, 2017
Section 16 reporting ended · disclosed 2017-04-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 1
1 source rowRow 1 · 2017-04-28 · Other · Disposed 10,122 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 13, 2017, by and among Allergan Holdco US, Inc., a wholly owned subsidiary of Allergan plc ("Allergan"), Blizzard Merger Sub, Inc. ("Merger Sub"), and the Issuer (the "Merger Agreement"), as approved by the board of directors of the Issuer, whereby Merger Sub merged with and into the Issuer, with the Issuer continuing on as the surviving corporation (the "Merger"). F2: Pursuant to the terms of the Merger Agreement, out of the total of 10,122 shares held by the Reporting Person, (i) 9,089 shares were canceled and converted into the right to receive $56.50 per share in cash, without interest and subject to any applicable withholding of taxes, and (ii) 1,033 shares, representing unvested restricted stock units, were converted into a corresponding award of restricted stock units with respect to ordinary shares of Allergan, on the same terms and conditions as were applicable under such restricted stock units, as adjusted based on an exchange ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 13, 2017, by and among Allergan Holdco US, Inc., a wholly owned subsidiary of Allergan plc ("Allergan"), Blizzard Merger Sub, Inc. ("Merger Sub"), and the Issuer (the "Merger Agreement"), as approved by the board of directors of the Issuer, whereby Merger Sub merged with and into the Issuer, with the Issuer continuing on as the surviving corporation (the "Merger").
F2: Pursuant to the terms of the Merger Agreement, out of the total of 10,122 shares held by the Reporting Person, (i) 9,089 shares were canceled and converted into the right to receive $56.50 per share in cash, without interest and subject to any applicable withholding of taxes, and (ii) 1,033 shares, representing unvested restricted stock units, were converted into a corresponding award of restricted stock units with respect to ordinary shares of Allergan, on the same terms and conditions as were applicable under such restricted stock units, as adjusted based on an exchange ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2026 Filed Jan 7, 2026 01:00 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $2.18 | $0.00 |
DisclosureSEC source: 0001493152-26-000700 · ownership.xml · derivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2036-01-01 F1 · derivative.exercise_date: The shares underlying the option will vest in a series of twelve (12) successive substantially equal monthly installments, with the first installment vesting on the one month anniversary of the grant date and continuing to vest monthly thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 22:04 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantWarrant (Right to Buy) · Derivative | 196,851 | Not disclosed Strike: $1.27 | Not disclosed |
DisclosureSEC source: 0001654954-25-000693 · section16.xml · derivative · entry 2 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,851 Underlying: Common Stock · 196,851 shares Expires not disclosed F1 · kind: The shares of Common Stock and accompanying Warrant were purchased by the Reporting Person from the Issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2 · price: The purchase price per share of Common Stock and accompanying Warrant was $1.27. F3 · derivative.exercise_date: The Warrant will become exercisable beginning on the effective date of stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the warrants. The Warrant will expire five years from the effective date of stockholder approval. The Warrant cannot be exercised by the Reporting Person if, after giving effect thereto, the Reporting Person, together with his/her affiliates, would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to such exercise, subject to certain exceptions. F3 · derivative.expiration_date: The Warrant will become exercisable beginning on the effective date of stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the warrants. The Warrant will expire five years from the effective date of stockholder approval. The Warrant cannot be exercised by the Reporting Person if, after giving effect thereto, the Reporting Person, together with his/her affiliates, would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to such exercise, subject to certain exceptions. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 22:04 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantCommon Stock | 196,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-25-000693 · section16.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,946 F1 · kind: The shares of Common Stock and accompanying Warrant were purchased by the Reporting Person from the Issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2 · price: The purchase price per share of Common Stock and accompanying Warrant was $1.27. Read SEC document |
| January 13, 2025 Filed Jan 14, 2025 23:50 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001654954-25-000400 · section16.xml · derivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2035-01-12 F1 · derivative.exercise_date: The shares underlying the option will vest in a series of twelve (12) successive substantially equal monthly installments, with the first installment vesting on the one month anniversary of the grant date and continuing to vest monthly thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| January 04, 2024 Filed Jan 6, 2024 02:02 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001654954-24-000298 · section16.xml · derivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2034-01-03 F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing January 4, 2024. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:36 UTC | Sientra, Inc. SIEN · Entity 108294 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038644 · doc4.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,581 F1 · shares: The Restricted Stock Units shall vest on the earlier to occur of: (i) the day prior to the 2024 Annual Shareholders Meeting or (ii) on the one (1) year anniversary of the Annual Shareholders Meeting on which the Restricted Stock Award was granted, subject to continued service. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 21:05 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantCommon Stock | 9,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-013527 · section16.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,443 F1 · date: On October 6, 2022, the Reporting Person was granted 9,810 Common Stock restricted units pursuant to the Issuer's 2021 Omnibus Equity Incentive Plan. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 20:10 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantCommon Stock | 8,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009452 · section16.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,633 F1 · shares: On July 7, 2022, the Reporting Person was granted 8,602 Common Stock restricted units pursuant to the Issuer's 2021 Omnibus Equity Incentive Plan. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:03 UTC | Sientra, Inc. SIEN · Entity 108294 | GrantCommon Stock | 103,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036502 · doc4.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,147 F1 · shares: The Restricted Stock Units shall vest on the earlier to occur of: (i) the day prior to the 2023 Annual Shareholders Meeting or (ii) on the one (1) year anniversary of the Annual Shareholders Meeting on which the Restricted Stock Award was granted, subject to continued service. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 23:19 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantCommon Stock | 5,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000905718-22-000570 · dermata_fm4apr72022.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,031 F1 · shares: On April 7, 2022, the Reporting Person was granted 5,031 Common Stock restricted units pursuant to the Issuer's 2021 Omnibus Equity Incentive Plan. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 00:01 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0000905718-22-000040 · dermata_fm4jan32022.xml · derivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2032-01-02 F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing January 3, 2022. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 16:42 UTC | Dermata Therapeutics, Inc. DRMA · Entity 8182 | GrantStock Option (right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0000905718-21-001100 · dermata_fm4aug172021.xml · derivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2031-08-17 F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing September 17, 2021. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 20:19 UTC | Sientra, Inc. SIEN · Entity 108294 | GrantCommon Stock | 16,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040776 · doc4.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,841 F1 · shares: The Restricted Stock Units shall vest on the earlier to occur of: (i) the day prior to the 2022 Annual Shareholders Meeting or (ii) on the one (1) year anniversary of the Annual Shareholders Meeting on which the Restricted Stock Award was granted, subject to continued service. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Sientra, Inc. Class A Common Stock. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 18:45 UTC | Sientra, Inc. SIEN · Entity 108294 | GrantCommon Stock (RSUs) | 27,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035386 · doc4.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,971 F1 · shares: The Restricted Stock Units (RSUs) will vest on the earlier to occur of: (i) the day prior to the Annual Meeting for the fiscal year following the date of grant or (ii) the one (1) year anniversary of the Annual Meeting on which the Annual Grant was granted, subject to continued service as a director of the Issuer. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:00 UTC | Sientra, Inc. SIEN · Entity 108294 | GrantCommon Stock (RSUs) | 19,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037856 · doc4.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,254 F1 · shares: The Restricted Stock Units (RSUs) will vest on the earlier to occur of: (i) the day prior to the Annual Meeting for the fiscal year following the date of grant or (ii) the one (1) year anniversary of the Annual Meeting on which the Annual Grant was granted, subject to continued service as a director of the Issuer. Read SEC document |
| January 01, 2019 Filed Jan 10, 2019 21:10 UTC | Sientra, Inc. SIEN · Entity 108294 | GrantCommon Stock (RSUs) | 11,934 | $12.71 | $151,681.14 |
DisclosureSEC source: 0001209191-19-003361 · doc4.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,934 F1 · shares: The Restricted Stock Units (RSUs) vest in three (3) equal annual installments beginning January 1, 2019 subject to the Reporting Person's continued service. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 19:37 UTC | Tempest Therapeutics, Inc. MLND · Entity 7734 | GrantCommon Stock | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062108 · doc4.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,319 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. F2 · shares: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018. F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. F2 · balance_after: Reflects the reverse stock split of Millendo common stock, effective as of December 7, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:03 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantCommon Stock | 6,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-011955 · edgar.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,460 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Read SEC document |
| July 04, 2018 Filed Jul 6, 2018 18:33 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001179110-18-009534 · edgar.xml · derivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2028-07-04 F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following July 4, 2018. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:37 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantCommon Stock | 5,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009348 · edgar.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,609 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 17:25 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantCommon Stock | 6,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005302 · edgar.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,099 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 20:37 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantCommon Stock | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000449 · edgar.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,934 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. F1 · price: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of $5,000 of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:48 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantCommon Stock | 3,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013054 · edgar.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,363 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:12 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantCommon Stock | 3,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010100 · edgar.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,842 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 20:57 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $1.46 | $0.00 |
DisclosureSEC source: 0001179110-17-009557 · edgar.xml · derivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2027-06-21 F1 · derivative.exercise_date: The stock option will vest in twelve equal monthly installments at the end of each successive month following June 21, 2017. Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 13:25 UTC | Zeltiq Aesthetics Inc ZLTQ · Entity 176636 | OtherCommon Stock | 10,122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-028603 · doc4.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 13, 2017, by and among Allergan Holdco US, Inc., a wholly owned subsidiary of Allergan plc ("Allergan"), Blizzard Merger Sub, Inc. ("Merger Sub"), and the Issuer (the "Merger Agreement"), as approved by the board of directors of the Issuer, whereby Merger Sub merged with and into the Issuer, with the Issuer continuing on as the surviving corporation (the "Merger"). F2 · kind: Pursuant to the terms of the Merger Agreement, out of the total of 10,122 shares held by the Reporting Person, (i) 9,089 shares were canceled and converted into the right to receive $56.50 per share in cash, without interest and subject to any applicable withholding of taxes, and (ii) 1,033 shares, representing unvested restricted stock units, were converted into a corresponding award of restricted stock units with respect to ordinary shares of Allergan, on the same terms and conditions as were applicable under such restricted stock units, as adjusted based on an exchange ratio. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 13, 2017, by and among Allergan Holdco US, Inc., a wholly owned subsidiary of Allergan plc ("Allergan"), Blizzard Merger Sub, Inc. ("Merger Sub"), and the Issuer (the "Merger Agreement"), as approved by the board of directors of the Issuer, whereby Merger Sub merged with and into the Issuer, with the Issuer continuing on as the surviving corporation (the "Merger"). F2 · price: Pursuant to the terms of the Merger Agreement, out of the total of 10,122 shares held by the Reporting Person, (i) 9,089 shares were canceled and converted into the right to receive $56.50 per share in cash, without interest and subject to any applicable withholding of taxes, and (ii) 1,033 shares, representing unvested restricted stock units, were converted into a corresponding award of restricted stock units with respect to ordinary shares of Allergan, on the same terms and conditions as were applicable under such restricted stock units, as adjusted based on an exchange ratio. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:01 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantCommon Stock | 2,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-005739 · edgar.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,637 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:29 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantCommon Stock | 3,267 | $1.53 | $4,998.51 |
DisclosureSEC source: 0001179110-17-000418 · edgar.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,964 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:12 UTC | Tempest Therapeutics, Inc. OVAS · Entity 7734 | GrantCommon Stock | 698 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030319 · edgar.xml · nonDerivative · entry 1 FISHER MARY · CIK 0001272360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,697 F1 · kind: The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.