Monroe James III

SEC source: 0001379664-26-000002 · wk-form4_1790023478.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By James Monroe III Grantor Trust

Disclosed balance after: 408,253

F1 · kind: Shares purchased from James Lynch in a private transaction for estate planning purposes.

F2 · balance_after: 44,697 shares previously reporting as being held by the Reporting Person directly are now reported as being held through the James Monroe III Grantor Trust.

SEC source: 0001379664-26-000001 · wk-form4_1767824121.xml · derivative · entry 11

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Voting Common Stock · 6,666 shares

Expires 2036-01-05

F2 · derivative.exercise_date: Represents an award of stock options under the Issuer's Equity Incentive Plan. The options vest in one-third annual increments on each of January 5, 2027, 2028 and 2029.

SEC source: 0001379664-26-000001 · wk-form4_1767824121.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,880

F1 · kind: Represents an award of restricted stock under the Issuer's Equity Incentive Plan. The awarded shares vest on January 5, 2027.

SEC source: 0001366868-25-000085 · wk-form4_1747662963.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Thermo Funding II LLC

Disclosed balance after: 58,833,076

F1 · price: The shares were purchased in multiple transactions at prices ranging from $18.3250 to $18.8300 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-25-000083 · wk-form4_1747258519.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Thermo Funding II LLC

Disclosed balance after: 58,783,076

F1 · price: The shares were purchased in multiple transactions at prices ranging from $18.6400 to $18.8700 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-25-000082 · wk-form4_1747086210.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Thermo Funding II LLC

Disclosed balance after: 58,758,076

F1 · price: The shares were purchased in multiple transactions at prices ranging from $18.0500 to $18.9600 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-25-000056 · wk-form4_1743197419.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Thermo XCOM LLC

Disclosed balance after: 790,097

F1 · shares: Represents shares purchased from Virewirx, Inc. (f/k/a XCom Labs, Inc.) ("XCom") in a private transaction exempt from the registration requirements of the Securities Act of 1933, as amended, which shares were acquired by XCom as consideration under the Support Services Agreement and related Intellectual Property License Agreement as more fully described in the Issuer's Current Report on Form 8-K filed with the Commission August 31, 2023.

F2 · price: Represents the closing price of Issuer's common stock on March 27, 2025.

SEC source: 0001366868-25-000051 · wk-form4_1742821999.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 947,273

F1 · price: The shares were purchased in multiple transactions at prices ranging from $21.8100 to $22.5600 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-25-000049 · wk-form4_1742508334.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 897,273

F1 · price: The shares were purchased in multiple transactions at prices ranging from $21.5100 to $22.2250 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-25-000048 · wk-form4_1742416129.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 872,273

F1 · price: The shares were purchased in multiple transactions at prices ranging from $21.4000 to $21.9900 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-25-000047 · wk-form4_1742333851.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 847,273

F1 · price: The shares were purchased in multiple transactions at prices ranging from $20.6050 to $20.9600 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The number of shares of voting common stock reported in this Form 4 have been adjusted to reflect the Issuer's 1 for 15 reverse stock spilt effected on February 10, 2025.

SEC source: 0001366868-25-000005 · wk-form4_1736288877.xml · derivative · entry 11

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2035-01-06

F2 · derivative.exercise_date: Represents an award under the Issuer's Equity Incentive Plan. The awarded options vest and become exercisable as to one third on each of January 6, 2026, 2027, and 2028.

SEC source: 0001366868-25-000005 · wk-form4_1736288877.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676,499

F1 · kind: Represents an award of restricted stock under the Issuer's Equity Incentive Plan. The awarded shares vest on January 6, 2026.

SEC source: 0001366868-24-000147 · wk-form4_1735568724.xml · nonDerivative · entry 2

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 12,334,090

F2 · price: The shares were purchased in multiple transactions at prices ranging from $2.03 to $2.225 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000147 · wk-form4_1735568724.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 11,334,090

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.985 to $2.145 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000144 · wk-form4_1735223109.xml · nonDerivative · entry 2

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 10,834,090

F2 · price: The shares were purchased in multiple transactions at prices ranging from $1.905 to $2.00 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000144 · wk-form4_1735223109.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 10,334,090

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.905 to $1.995 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000143 · wk-form4_1734964045.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 9,834,090

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.83 to $2.005 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000142 · wk-form4_1734704282.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 9,334,090

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.86 to $1.92 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000137 · wk-form4_1734617711.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 8,834,090

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.935 to $2.075 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000135 · wk-form4_1734531446.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 8,334,090

F1 · balance_after: The shares were purchased in multiple transactions at prices ranging from $1.885 to $1.94 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000131 · wk-form4_1734381871.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 7,834,090

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.925 to $1.99 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000128 · wk-form4_1734116063.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 6,834,090

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.865 to $1.94 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000130 · wk-form4_1734354084.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 7,334,090

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.965 to $2.02 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-24-000088 · wk-form4_1719844206.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Thermo XCOM LLC

Disclosed balance after: 8,708,254

F1 · shares: Represents shares purchased from Virewirx, Inc. (f/k/a XCom Labs, Inc.) ("XCom") in a private placement, which shares were acquired by XCom as fees payable under the Support Services Agreement and related Intellectual Property License Agreement as more fully explained in the Issuer's Current Report on Form 8-K filed with the Commission August 31, 2023.

F2 · price: Represents the volume weighted average price of the Common Stock for the ten trading days immediately preceding June 28, 2024, which was the price at which XCom acquired the shares pursuant to the Support Services Agreement.

SEC source: 0001366868-24-000014 · wk-form4_1704403658.xml · derivative · entry 11

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2034-01-02

F2 · derivative.exercise_date: Represents an award under the Issuer's Equity Incentive Plan. The awarded options vest and become exercisable as to one third on each of January 2, 2025, 2026, and 2027.

SEC source: 0001366868-24-000014 · wk-form4_1704403658.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,668

F1 · shares: Represents an award of restricted stock under the Issuer's Equity Incentive Plan. The awarded shares vest on January 2, 2025.

SEC source: 0001366868-23-000157 · wk-form4_1702042776.xml · derivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Thermo Funding II

Disclosed balance after: 10,000,000

Underlying: Voting Common Stock · 10,000,000 shares

Expires 2028-12-07

F1 · shares: As described more fully in the Current Report on Form 8-K filed by Globalstar, Inc. (the "Company") on December 7, 2023, the Company issued to Thermo Funding II LLC ("Thermo") a warrant (the "Warrant") to purchase 10,000,000 shares of the Company's common stock as consideration for Thermo guaranteeing (the "Guaranty") certain obligations of the Company.

F1 · price: As described more fully in the Current Report on Form 8-K filed by Globalstar, Inc. (the "Company") on December 7, 2023, the Company issued to Thermo Funding II LLC ("Thermo") a warrant (the "Warrant") to purchase 10,000,000 shares of the Company's common stock as consideration for Thermo guaranteeing (the "Guaranty") certain obligations of the Company.

F2 · derivative.exercise_date: 5,000,000 Warrant shares became exercisable immediately upon grant. The remaining 5,000,000 Warrant shares will become exercisable in the event that Thermo advances aggregate funds of $25,000,000 or more to the Company or a permitted third party pursuant to the terms of the Guaranty.

SEC source: 0001366868-23-000143 · wk-form4_1699479747.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 6,304,090

SEC source: 0001366868-23-000128 · wk-form4_1694107293.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Thermo Funding II LLC

Disclosed balance after: 880,621,127

F1 · shares: Represents shares purchased from Thermo Investments II LLC.

SEC source: 0001366868-23-000121 · wk-form4_1693519316.xml · nonDerivative · entry 2

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Thermo XCOM LLC

Disclosed balance after: 4,197,399

F2 · shares: Represents shares purchased from XCOM in a private placement in connection with the Intellectual Property License Agreement and other transactions disclosed in the Form 8-K filed with the Commission on August 31, 2023.

SEC source: 0001366868-23-000121 · wk-form4_1693519316.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Thermo XCOM LLC

Disclosed balance after: 451,586

F1 · shares: Represents shares acquired by Thermo XCOM LLC in consideration for its release of debt owed by XCOM Labs, Inc ("XCOM").

SEC source: 0001366868-23-000086 · wf-form4_168600520588060.xml · nonDerivative · entry 3

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 6,115,790

SEC source: 0001366868-23-000086 · wf-form4_168600520588060.xml · nonDerivative · entry 2

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 5,931,736

F2 · shares: The shares were purchased in multiple transactions at prices ranging from $1.12 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-23-000086 · wf-form4_168600520588060.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 5,681,736

F1 · shares: The shares were purchased in multiple transactions at prices ranging from $1.10 to $1.11 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-23-000076 · wf-form4_168437413994877.xml · nonDerivative · entry 2

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 5,584,398

F2 · shares: The shares were purchased in multiple transactions at prices ranging from $1.055 to $1.06 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-23-000076 · wf-form4_168437413994877.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 5,439,038

F1 · shares: The shares were purchased in multiple transactions at prices ranging from $0.99 to $1.00 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-23-000059 · wf-form4_168384030442038.xml · nonDerivative · entry 3

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 5,363,863

F3 · shares: The shares were purchased in multiple transactions at prices ranging from $0.98 to $1.00 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-23-000059 · wf-form4_168384030442038.xml · nonDerivative · entry 2

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 4,655,000

F2 · shares: The shares were purchased in multiple transactions at prices ranging from $0.99 to $1.00 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-23-000059 · wf-form4_168384030442038.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 3,100,000

F1 · shares: The shares were purchased in multiple transactions at prices ranging from $0.93 to $1.02 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-23-000008 · wf-form4_167296407905976.xml · derivative · entry 10

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2033-01-03

F2 · shares: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026.

F2 · derivative.exercise_date: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026.

SEC source: 0001366868-23-000008 · wf-form4_167296407905976.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,930

F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 3, 2024.

SEC source: 0001366868-22-000083 · wf-form4_166334493515350.xml · nonDerivative · entry 9

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thermo Investments Limited Partnership

Disclosed balance after: 200,000

SEC source: 0001366868-22-000083 · wf-form4_166334493515350.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thermo Investments Limited Partnership

Disclosed balance after: 100,000

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.815 to $1.83 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-22-000075 · wf-form4_166318206959351.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thermo Properties II, LLC

Disclosed balance after: 100,000

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.80 to $1.87 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001366868-22-000007 · wf-form4_164151145098896.xml · derivative · entry 6

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2032-01-04

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 4, 2023, January 4, 2024 and January 4, 2025.

SEC source: 0001366868-22-000007 · wf-form4_164151145098896.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,468

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2023.

SEC source: 0001628280-21-011280 · wf-form4_162220480363011.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thermo Funding II LLC

Disclosed balance after: 825,503,133

F1 · price: The securities were transferred to Thermo Investments III, LLC ("Thermo Investments") by Thermo Funding II, LLC ("Thermo Funding") to satisfy an obligation of Thermo Funding to Thermo Investments.

SEC source: 0001366868-22-000011 · wf-form5_164488583804919.xml · derivative · entry 7

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Thermo Funding II LLC

Disclosed balance after: 0

Underlying: Voting Common Stock · 50,037,578 shares

Expires 2021-03-31

F1 · shares: On March 29, 2021, Thermo Funding II LLC ("Thermo") exercised warrants to purchase 50,037,578 shares of the Company's Voting Common Stock at an exercise price of $0.38 per share. These warrants were a portion of the warrants to purchase 59,537,578 shares of the Company's Voting Common Stock issued to Thermo in connection with the Second Lien Term Loan Facility the Company entered into with Thermo and certain other lenders on November 26, 2019. The Second Lien Loan Term Loan Facility and certain related transactions are described more fully in the Company's Current Report on Form 8-K filed with the Commission on November 27, 2019. This exercise was previously disclosed in the Company's Preliminary Proxy on Schedule 14A, filed with the Commission on March 31, 2021, the Company's Definitive Proxy on Schedule 14A, filed with the Commission on April 12, 2021, and the Company's Quarterly Report on Form 10-Q, filed with the Commission on May 6, 2021.

SEC source: 0001366868-22-000011 · wf-form5_164488583804919.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Thermo Funding II LLC

Disclosed balance after: 875,540,711

F1 · shares: On March 29, 2021, Thermo Funding II LLC ("Thermo") exercised warrants to purchase 50,037,578 shares of the Company's Voting Common Stock at an exercise price of $0.38 per share. These warrants were a portion of the warrants to purchase 59,537,578 shares of the Company's Voting Common Stock issued to Thermo in connection with the Second Lien Term Loan Facility the Company entered into with Thermo and certain other lenders on November 26, 2019. The Second Lien Loan Term Loan Facility and certain related transactions are described more fully in the Company's Current Report on Form 8-K filed with the Commission on November 27, 2019. This exercise was previously disclosed in the Company's Preliminary Proxy on Schedule 14A, filed with the Commission on March 31, 2021, the Company's Definitive Proxy on Schedule 14A, filed with the Commission on April 12, 2021, and the Company's Quarterly Report on Form 10-Q, filed with the Commission on May 6, 2021.