Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CBA Florida, Inc.CBAI · Entity 148644 | Co-Chief Executive Officer · 10% owner | June 04, 2020 | June 08, 2020 |
| CRYO CELL INTERNATIONAL INCCCEL · Entity 7400 | Director · Co-CEO · 10% owner | January 07, 2026 | January 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CBA Florida, Inc.
Report date June 04, 2020 · Filed June 08, 2020
Jointly reported with CRYO CELL INTERNATIONAL INC, PORTNOY DAVID
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,663,572 |
Reported balance
After 2020-06-04 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2020-06-04 · Sale · Disposed 530,000 · Balance 4,663,572 F2: Shares owned solely by David I. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 3,433,483 |
Reported balance
After 2020-06-05 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2020-06-05 · Sale · Disposed 1,230,089 · Balance 3,433,483 F2: Shares owned solely by David I. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 114,207,446 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 114,207,446 F1: Shares owned solely by Cryo-Cell International, Inc. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 5,614,932 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,614,932 F2: Shares owned solely by David I. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 4,061,770 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,061,770 F3: Shares owned solely by Mark L. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares owned solely by Cryo-Cell International, Inc.
F2: Shares owned solely by David I. Portnoy.
F3: Shares owned solely by Mark L. Portnoy.
F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
CRYO CELL INTERNATIONAL INC
Report date January 07, 2026 · Filed January 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.89 · Expires 2031-01-07 | Direct | 50,000 |
Reported balance
After 2026-01-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-01-07 · Grant · Acquired 50,000 · Balance 50,000 F6: The stock options were granted pursuant to the Cryo-Cell 2022 Stock Incentive Plan and an individual award agreement. The options are divided into three equal tranches, each subject to both time-based vesting and stock-price performance conditions. One tranche vests after the first anniversary of the grant date and upon the Company's common stock achieving an average closing price of at least $6 per share over 20 consecutive trading days. One tranche vests after the second anniversary and upon achieving an average closing price of at least $8 per share over 20 consecutive trading days. One tranche vests after the third anniversary and upon achieving an average closing price of at least $10 per share over 20 consecutive trading days, in each case subject to the reporting person's continued service to the Company. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.89 · Expires 2031-01-07 | Direct | 25,000 |
Reported balance
After 2026-01-07 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-01-07 · Grant · Acquired 25,000 · Balance 25,000 F7: Stock options vest 1/3 upon issuance, 1/3 on January 7, 2027 and 1/3 on January 7, 2028. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.53 · Expires 2029-08-30 | Direct | 22,222 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 22,222 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.28 · Expires 2029-12-20 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 20,000 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.27 · Expires 2028-12-22 | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 100,000 F2: Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.77 · Expires 2028-01-03 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 25,000 F3: 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.30 · Expires 2027-12-23 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 25,000 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.47 · Expires 2028-12-22 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 25,000 F4: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.08 · Expires 2030-01-21 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 25,000 F5: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027. |
| Common StockSEC Table I · non-derivative | Direct | 821,973 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 821,973 |
| Common StockSEC Table I · non-derivative | IndirectBy 401K | 42,266 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 42,266 |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership | 71,529 |
Reported balance
Holding disclosure · report date 2026-01-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 71,529 F1: Shares of common stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark Portnoy may be deemed beneficial owner as its general partner. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark Portnoy may be deemed beneficial owner as its general partner.
F2: Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
F3: 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
F4: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
F5: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.
F6: The stock options were granted pursuant to the Cryo-Cell 2022 Stock Incentive Plan and an individual award agreement. The options are divided into three equal tranches, each subject to both time-based vesting and stock-price performance conditions. One tranche vests after the first anniversary of the grant date and upon the Company's common stock achieving an average closing price of at least $6 per share over 20 consecutive trading days. One tranche vests after the second anniversary and upon achieving an average closing price of at least $8 per share over 20 consecutive trading days. One tranche vests after the third anniversary and upon achieving an average closing price of at least $10 per share over 20 consecutive trading days, in each case subject to the reporting person's continued service to the Company.
F7: Stock options vest 1/3 upon issuance, 1/3 on January 7, 2027 and 1/3 on January 7, 2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 31,000 | $0.01 | $232.50 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961,667 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 05, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon stock | 779,138 | $0.01 | $5,765.62 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 7,333 | $0.01 | $55.00 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,992,667 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:33 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 3,000,000 | $0.01 | $23,100.00 |
DisclosureSEC source: 0000899243-20-011907 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 30, 2020 Filed May 4, 2020 21:33 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,183,546 | $0.01 | $17,031.66 |
DisclosureSEC source: 0000899243-20-011907 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 316,454 | $0.01 | $2,436.70 |
DisclosureSEC source: 0000899243-20-011648 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,183,546 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 500,000 | $0.01 | $3,900.00 |
DisclosureSEC source: 0000899243-20-011648 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,316,482 | $0.01 | $19,690.10 |
DisclosureSEC source: 0000899243-20-005499 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,683,518 | $0.01 | $22,809.90 |
DisclosureSEC source: 0000899243-20-005499 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,316,482 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,500,000 | $0.01 | $21,000.00 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000,000 F4 · shares: Shares owned solely by George Gaines F4 · balance_after: Shares owned solely by George Gaines F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 175,000 | $0.01 | $1,487.50 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,614,932 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 638,710 | $0.01 | $5,237.42 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,789,932 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,000,000 | $0.01 | $16,600.00 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,428,642 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 361,290 | $0.01 | $2,962.58 |
DisclosureSEC source: 0000899243-20-003258 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,428,642 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,537,533 | $0.01 | $12,300.26 |
DisclosureSEC source: 0000899243-20-002534 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,462,467 | $0.01 | $19,699.74 |
DisclosureSEC source: 0000899243-20-002534 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,537,533 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 23:13 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,000,000 | $0.01 | $8,000.00 |
DisclosureSEC source: 0000899243-20-002365 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000,000 F1 · shares: Shares owned solely by CRYO-CELL International, Inc. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 07, 2020 Filed Jan 7, 2020 21:14 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 132,648 | $0.01 | $1,061.18 |
DisclosureSEC source: 0000899243-20-000718 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,789,932 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:14 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 867,352 | $0.01 | $6,938.82 |
DisclosureSEC source: 0000899243-20-000718 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,922,580 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 21:19 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 20,000 | $7.28 Strike: $7.28 | $145,600.00 |
DisclosureSEC source: 0000899243-19-030056 · doc4.xml · derivative · entry 9 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-12-20 F5 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2020 and 1/3 on November 30, 2021. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 22:32 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 22,020 | $4.00 | $88,080.00 |
DisclosureSEC source: 0000899243-19-028076 · doc4.xml · nonDerivative · entry 5 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,514 F5 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 22:32 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 35,122 | $3.20 | $112,390.40 |
DisclosureSEC source: 0000899243-19-028076 · doc4.xml · nonDerivative · entry 4 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,534 F5 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 22:32 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 77,835 | $3.30 | $256,855.50 |
DisclosureSEC source: 0000899243-19-028076 · doc4.xml · nonDerivative · entry 3 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,656 F5 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,348,622 | $0.01 | $10,788.98 |
DisclosureSEC source: 0000899243-19-027593 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,789,932 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 10,000 | $0.01 | $82.00 |
DisclosureSEC source: 0000899243-19-027593 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,138,554 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 120,000 | $0.01 | $972.00 |
DisclosureSEC source: 0000899243-19-027593 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,148,554 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 19, 2019 Filed Sep 20, 2019 20:15 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 20,000 | $7.54 | $150,800.00 |
DisclosureSEC source: 0000899243-19-023993 · doc4.xml · nonDerivative · entry 3 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by partnership Disclosed balance after: 71,529 F1 · ownership.nature: Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Read SEC document |
| September 19, 2019 Filed Sep 20, 2019 20:15 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 20,000 | $7.54 | $150,800.00 |
DisclosureSEC source: 0000899243-19-023993 · doc4.xml · nonDerivative · entry 1 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,491 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 21:16 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 22,222 | $7.53 Strike: $7.53 | $167,331.66 |
DisclosureSEC source: 0000899243-19-022751 · doc4.xml · derivative · entry 8 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Underlying: Common Stock · 22,222 shares Expires 2029-08-30 F4 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 20:01 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 5,000,000 | $0.01 | $31,000.00 |
DisclosureSEC source: 0000899243-18-022695 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,268,554 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2018 Filed Mar 20, 2018 20:56 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantCommon Stock | 75,915 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008133 · doc4.xml · nonDerivative · entry 1 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,491 F4 · shares: Shares of restricted stock awarded for 2017 performance pursuant to employment agreement executed April 15, 2016. Read SEC document |
| March 08, 2018 Filed Mar 14, 2018 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 20,000 | $7.92 Strike: $7.92 | $158,400.00 |
DisclosureSEC source: 0000899243-18-007381 · doc4.xml · derivative · entry 7 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-03-08 F3 · derivative.exercise_date: Stock options will vest 1/3 on date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | PurchaseCommon Stock | 940,000 | $0.00 | $4,324.00 |
DisclosureSEC source: 0000899243-18-005508 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,475,259 F2 · balance_after: Shares owned solely by David I. Portnoy F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | PurchaseCommon Stock | 261,655 | $0.00 | $1,098.95 |
DisclosureSEC source: 0000899243-18-005508 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,535,259 F2 · balance_after: Shares owned solely by David I. Portnoy F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | PurchaseCommon Stock | 5,050 | $0.00 | $21.21 |
DisclosureSEC source: 0000899243-18-005508 · doc4.xml · nonDerivative · entry 1 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,273,604 F2 · balance_after: Shares owned solely by David I. Portnoy F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 4,000 | $9.36 | $37,440.00 |
DisclosureSEC source: 0000899243-17-029724 · doc4.xml · nonDerivative · entry 4 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by partnership Disclosed balance after: 91,529 F1 · ownership.nature: Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 6,500 | $9.36 | $60,840.00 |
DisclosureSEC source: 0000899243-17-029724 · doc4.xml · nonDerivative · entry 2 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by partnership Disclosed balance after: 95,529 F1 · ownership.nature: Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 18,000 | $5.00 | $90,000.00 |
DisclosureSEC source: 0000899243-17-014136 · doc4.xml · nonDerivative · entry 2 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by partnership Disclosed balance after: 102,029 F1 · ownership.nature: Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner. Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 6,000 | $5.00 | $30,000.00 |
DisclosureSEC source: 0000899243-17-014136 · doc4.xml · nonDerivative · entry 1 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,576 Read SEC document |
| January 31, 2017 Filed Feb 15, 2017 22:02 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantCommon Stock | 159,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004220 · doc4.xml · nonDerivative · entry 1 Portnoy Mark L. · CIK 0001529249 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,576 F3 · shares: Shares of restricted stock awarded for 2016 performance pursuant to employment agreement executed April 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.