Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Angel Oak Dynamic Financial Strategies Income Term TrustDYFN · Entity 124974 | Director | June 25, 2020 | June 25, 2020 |
| Angel Oak Financial Strategies Income Term TrustFINS · Entity 5597 | INVESTMENT ADVISER PRINCIPAL | November 20, 2025 | January 30, 2026 |
| Angel Oak Mortgage REIT, Inc.AOMR · Entity 6304 | CEO & President | September 28, 2022 | July 30, 2024 |
| Angel Oak Strategic Credit FundASCIX · Entity 9847 | Director · Managing Partner of Adviser | December 01, 2017 | December 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Angel Oak Dynamic Financial Strategies Income Term Trust
Report date June 25, 2020 · Filed June 25, 2020
This filing explicitly reported no securities owned.
Angel Oak Financial Strategies Income Term Trust
Report date November 20, 2025 · Filed January 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 175,180 |
Reported balance
After 2025-11-20 transaction · row 1
1 source rowRow 1 · 2025-11-20 · Purchase · Acquired 9,203 · Balance 175,180 |
Angel Oak Mortgage REIT, Inc.
Report date September 28, 2022 · Filed July 30, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Falcons I, LLC | 315,000 |
Reported balance
Holding disclosure · report date 2022-09-28 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 315,000 F1: The reporting person is one of two members of Falcons I, LLC and, accordingly, may be deemed to be the beneficial owner of the shares held by Falcons I, LLC. The reporting person disclaims beneficial ownership of the shares of common stock held by Falcons I, LLC, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 66,521 |
Reported balance
Holding disclosure · report date 2022-09-28 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 66,521 F2: Of this number, 25,732 shares were received in connection with the closing of the Issuer's initial public offering, via a distribution of 25,732 shares from Angel Oak Mortgage Fund, L.P., pursuant to the terms of its limited partnership agreement, representing his pro rata limited partnership interest, which acquisition should be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 under the Exchange Act. F3: Of this number, 15,789 shares of restricted stock were granted on June 21, 2021, vesting in three equal annual installments commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date. F4: Includes 25,000 shares that were inadvertently not previously reported. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is one of two members of Falcons I, LLC and, accordingly, may be deemed to be the beneficial owner of the shares held by Falcons I, LLC. The reporting person disclaims beneficial ownership of the shares of common stock held by Falcons I, LLC, except to the extent of his pecuniary interest therein.
F2: Of this number, 25,732 shares were received in connection with the closing of the Issuer's initial public offering, via a distribution of 25,732 shares from Angel Oak Mortgage Fund, L.P., pursuant to the terms of its limited partnership agreement, representing his pro rata limited partnership interest, which acquisition should be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 under the Exchange Act.
F3: Of this number, 15,789 shares of restricted stock were granted on June 21, 2021, vesting in three equal annual installments commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.
F4: Includes 25,000 shares that were inadvertently not previously reported.
Angel Oak Strategic Credit Fund
Report date December 01, 2017 · Filed December 01, 2017
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2025 Filed Jan 30, 2026 18:19 UTC | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | PurchaseCOMMON STOCK | 9,203 | $12.88 | $118,534.64 |
DisclosureSEC source: 0001724113-26-000001 · primary_doc.xml · nonDerivative · entry 1 Prabhu Sreeniwas · CIK 0001724113 · INVESTMENT ADVISER PRINCIPAL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,180 Read SEC document |
| May 14, 2025 Filed May 16, 2025 12:48 UTC Amendment | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | OtherTransferable Subscription Right(right to buy) · Derivative | 124,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001724113-25-000003 · primary_doc.xml · derivative · entry 2 Prabhu Sreeniwas · CIK 0001724113 · Investment Adviser Principal 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,493 shares Expires 2025-05-14 F1 · security: Angel Oak Financial Strategies Income Term Trust (NYSE: FINS) (the Fund) issued transferable rights (Rights) to the holders of the Fund's common shares (Common Shareholders) of beneficial interest (Common Shares) as of April 21, 2025 (the Record Date). Holders of Rights were entitled to subscribe for additional Shares (the Offer) at a discount to the market price of the Common Shares. The Fund distributed to Common Shareholders of record as of the record date (Record Date Shareholders) one Right for each Common Share held on the Record Date. Record Date Shareholders were entitled to purchase one new Common Share for every three Rights held (1 for 3); however, any Record Date Common Shareholder who owned fewer than three Common Shares as of the Record Date was entitled to subscribe for one Common Share. Fractional Common Shares were not issued. The subscription period commenced on the Record Date and expired on May 14, 2025. F2 · security: The final subscription price of $13.23 per Common Share was determined based upon the terms of the Offer. Record Date Shareholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one Common Share that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Shareholders to subscribe for additional Common Shares not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares available. Accordingly, the shares subscribed for pursuant to the over-subscription privilege of the Offer will be allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of Common Shares they owned on Record Date. The Common Shares subscribed for will be issued after completion of the pro rata allocation of over-subscription shares and receipt of all shareholder payments. F1 · derivative.exercise_price: Angel Oak Financial Strategies Income Term Trust (NYSE: FINS) (the Fund) issued transferable rights (Rights) to the holders of the Fund's common shares (Common Shareholders) of beneficial interest (Common Shares) as of April 21, 2025 (the Record Date). Holders of Rights were entitled to subscribe for additional Shares (the Offer) at a discount to the market price of the Common Shares. The Fund distributed to Common Shareholders of record as of the record date (Record Date Shareholders) one Right for each Common Share held on the Record Date. Record Date Shareholders were entitled to purchase one new Common Share for every three Rights held (1 for 3); however, any Record Date Common Shareholder who owned fewer than three Common Shares as of the Record Date was entitled to subscribe for one Common Share. Fractional Common Shares were not issued. The subscription period commenced on the Record Date and expired on May 14, 2025. F2 · derivative.exercise_price: The final subscription price of $13.23 per Common Share was determined based upon the terms of the Offer. Record Date Shareholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one Common Share that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Shareholders to subscribe for additional Common Shares not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares available. Accordingly, the shares subscribed for pursuant to the over-subscription privilege of the Offer will be allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of Common Shares they owned on Record Date. The Common Shares subscribed for will be issued after completion of the pro rata allocation of over-subscription shares and receipt of all shareholder payments. F1 · price: Angel Oak Financial Strategies Income Term Trust (NYSE: FINS) (the Fund) issued transferable rights (Rights) to the holders of the Fund's common shares (Common Shareholders) of beneficial interest (Common Shares) as of April 21, 2025 (the Record Date). Holders of Rights were entitled to subscribe for additional Shares (the Offer) at a discount to the market price of the Common Shares. The Fund distributed to Common Shareholders of record as of the record date (Record Date Shareholders) one Right for each Common Share held on the Record Date. Record Date Shareholders were entitled to purchase one new Common Share for every three Rights held (1 for 3); however, any Record Date Common Shareholder who owned fewer than three Common Shares as of the Record Date was entitled to subscribe for one Common Share. Fractional Common Shares were not issued. The subscription period commenced on the Record Date and expired on May 14, 2025. F2 · price: The final subscription price of $13.23 per Common Share was determined based upon the terms of the Offer. Record Date Shareholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one Common Share that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Shareholders to subscribe for additional Common Shares not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares available. Accordingly, the shares subscribed for pursuant to the over-subscription privilege of the Offer will be allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of Common Shares they owned on Record Date. The Common Shares subscribed for will be issued after completion of the pro rata allocation of over-subscription shares and receipt of all shareholder payments. Read SEC document |
| May 14, 2025 Filed May 16, 2025 12:48 UTC Amendment | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | OtherCommon Stock | 41,493 | $13.23 | $548,952.39 |
DisclosureSEC source: 0001724113-25-000003 · primary_doc.xml · nonDerivative · entry 1 Prabhu Sreeniwas · CIK 0001724113 · Investment Adviser Principal 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,977 Read SEC document |
| May 14, 2025 Filed May 16, 2025 12:26 UTC | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | OtherTransferable Subscription Right(right to buy) · Derivative | 124,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001724113-25-000002 · primary_doc.xml · derivative · entry 2 Prabhu Sreeniwas · CIK 0001724113 · Investment Adviser Principal 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,493 shares Expires 2025-05-14 F1 · security: Angel Oak Financial Strategies Income Term Trust (NYSE: FINS) (the Fund) issued transferable rights (Rights) to the holders of the Fund's common shares (Common Shareholders) of beneficial interest (Common Shares) as of April 21, 2025 (the Record Date). Holders of Rights were entitled to subscribe for additional Shares (the Offer) at a discount to the market price of the Common Shares. The Fund distributed to Common Shareholders of record as of the record date (Record Date Shareholders) one Right for each Common Share held on the Record Date. Record Date Shareholders were entitled to purchase one new Common Share for every three Rights held (1 for 3); however, any Record Date Common Shareholder who owned fewer than three Common Shares as of the Record Date was entitled to subscribe for one Common Share. Fractional Common Shares were not issued. The subscription period commenced on the Record Date and expired on May 14, 2025. F2 · security: The final subscription price of $13.23 per Common Share was determined based upon the terms of the Offer. Record Date Shareholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one Common Share that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Shareholders to subscribe for additional Common Shares not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares available. Accordingly, the shares subscribed for pursuant to the over-subscription privilege of the Offer will be allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of Common Shares they owned on Record Date. The Common Shares subscribed for will be issued after completion of the pro rata allocation of over-subscription shares and receipt of all shareholder payments. F1 · derivative.exercise_price: Angel Oak Financial Strategies Income Term Trust (NYSE: FINS) (the Fund) issued transferable rights (Rights) to the holders of the Fund's common shares (Common Shareholders) of beneficial interest (Common Shares) as of April 21, 2025 (the Record Date). Holders of Rights were entitled to subscribe for additional Shares (the Offer) at a discount to the market price of the Common Shares. The Fund distributed to Common Shareholders of record as of the record date (Record Date Shareholders) one Right for each Common Share held on the Record Date. Record Date Shareholders were entitled to purchase one new Common Share for every three Rights held (1 for 3); however, any Record Date Common Shareholder who owned fewer than three Common Shares as of the Record Date was entitled to subscribe for one Common Share. Fractional Common Shares were not issued. The subscription period commenced on the Record Date and expired on May 14, 2025. F2 · derivative.exercise_price: The final subscription price of $13.23 per Common Share was determined based upon the terms of the Offer. Record Date Shareholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one Common Share that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Shareholders to subscribe for additional Common Shares not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares available. Accordingly, the shares subscribed for pursuant to the over-subscription privilege of the Offer will be allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of Common Shares they owned on Record Date. The Common Shares subscribed for will be issued after completion of the pro rata allocation of over-subscription shares and receipt of all shareholder payments. F1 · price: Angel Oak Financial Strategies Income Term Trust (NYSE: FINS) (the Fund) issued transferable rights (Rights) to the holders of the Fund's common shares (Common Shareholders) of beneficial interest (Common Shares) as of April 21, 2025 (the Record Date). Holders of Rights were entitled to subscribe for additional Shares (the Offer) at a discount to the market price of the Common Shares. The Fund distributed to Common Shareholders of record as of the record date (Record Date Shareholders) one Right for each Common Share held on the Record Date. Record Date Shareholders were entitled to purchase one new Common Share for every three Rights held (1 for 3); however, any Record Date Common Shareholder who owned fewer than three Common Shares as of the Record Date was entitled to subscribe for one Common Share. Fractional Common Shares were not issued. The subscription period commenced on the Record Date and expired on May 14, 2025. F2 · price: The final subscription price of $13.23 per Common Share was determined based upon the terms of the Offer. Record Date Shareholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one Common Share that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Shareholders to subscribe for additional Common Shares not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares available. Accordingly, the shares subscribed for pursuant to the over-subscription privilege of the Offer will be allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of Common Shares they owned on Record Date. The Common Shares subscribed for will be issued after completion of the pro rata allocation of over-subscription shares and receipt of all shareholder payments. Read SEC document |
| May 14, 2025 Filed May 16, 2025 12:26 UTC | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | OtherCommon Stock | 41,493 | $13.23 | $548,952.39 |
DisclosureSEC source: 0001724113-25-000002 · primary_doc.xml · nonDerivative · entry 1 Prabhu Sreeniwas · CIK 0001724113 · Investment Adviser Principal 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,977 Read SEC document |
| August 17, 2022 Filed Aug 29, 2024 16:45 UTC | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | OtherCommon Stock | 68,399 | $14.65 | $1,002,045.35 |
DisclosureSEC source: 0001724113-24-000001 · primary_doc.xml · nonDerivative · entry 1 Prabhu Sreeniwas · CIK 0001724113 · Investment Adviser Principal 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,484 Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 19:56 UTC | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | Exercise / conversionTransferable Subscription Right (right to buy) · Derivative | 41,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001724113-21-000001 · primary_doc.xml · derivative · entry 2 Prabhu Sreeniwas · CIK 0001724113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,896 shares Expires 2021-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Angel Oak Financial Strategies Income Term Trust (NYSE: FINS) (the Fund) issued transferable rights (Rights) to the holders of the Fund's common shares (Common Shareholders) of beneficial interest (Common Shares) as of September 20, 2021 (the Record Date). Holders of Rights were entitled to subscribe for additional Shares (the Offer) at a discount to the market price of the Common Shares. The Fund distributed to Common Shareholders of record as of the record date (Record Date Shareholders) one Right for each Common Share held on the Record Date. Record Date Shareholders were entitled to purchase one new Common Share for every three Rights held (1 for 3); however, any Record Date Common Shareholder who owned fewer than three Common Shares as of the Record Date was entitled to subscribe for one Common Share. Fractional Common Shares were not issued. The subscription period commenced on the Record Date and expired on October 14, 2021. F2 · security: The final subscription price of $16.06 per Common Share was determined based upon the terms of the Offer. Record Date Shareholders who exercised all of their primary subscription Rights were eligible for an over-subscription privilege entitling Record Date Shareholders to subscribe for additional Common Shares not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares available. Accordingly, the shares subscribed for pursuant to the over-subscription privilege of the Offer will be allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of rights originally issued to them by the Fund. The Common Shares subscribed for will be issued after completion of the pro rata allocation of over-subscription shares and receipt of all shareholder payments. F1 · derivative.exercise_price: Angel Oak Financial Strategies Income Term Trust (NYSE: FINS) (the Fund) issued transferable rights (Rights) to the holders of the Fund's common shares (Common Shareholders) of beneficial interest (Common Shares) as of September 20, 2021 (the Record Date). Holders of Rights were entitled to subscribe for additional Shares (the Offer) at a discount to the market price of the Common Shares. The Fund distributed to Common Shareholders of record as of the record date (Record Date Shareholders) one Right for each Common Share held on the Record Date. Record Date Shareholders were entitled to purchase one new Common Share for every three Rights held (1 for 3); however, any Record Date Common Shareholder who owned fewer than three Common Shares as of the Record Date was entitled to subscribe for one Common Share. Fractional Common Shares were not issued. The subscription period commenced on the Record Date and expired on October 14, 2021. F2 · derivative.exercise_price: The final subscription price of $16.06 per Common Share was determined based upon the terms of the Offer. Record Date Shareholders who exercised all of their primary subscription Rights were eligible for an over-subscription privilege entitling Record Date Shareholders to subscribe for additional Common Shares not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares available. Accordingly, the shares subscribed for pursuant to the over-subscription privilege of the Offer will be allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of rights originally issued to them by the Fund. The Common Shares subscribed for will be issued after completion of the pro rata allocation of over-subscription shares and receipt of all shareholder payments. F1 · price: Angel Oak Financial Strategies Income Term Trust (NYSE: FINS) (the Fund) issued transferable rights (Rights) to the holders of the Fund's common shares (Common Shareholders) of beneficial interest (Common Shares) as of September 20, 2021 (the Record Date). Holders of Rights were entitled to subscribe for additional Shares (the Offer) at a discount to the market price of the Common Shares. The Fund distributed to Common Shareholders of record as of the record date (Record Date Shareholders) one Right for each Common Share held on the Record Date. Record Date Shareholders were entitled to purchase one new Common Share for every three Rights held (1 for 3); however, any Record Date Common Shareholder who owned fewer than three Common Shares as of the Record Date was entitled to subscribe for one Common Share. Fractional Common Shares were not issued. The subscription period commenced on the Record Date and expired on October 14, 2021. F2 · price: The final subscription price of $16.06 per Common Share was determined based upon the terms of the Offer. Record Date Shareholders who exercised all of their primary subscription Rights were eligible for an over-subscription privilege entitling Record Date Shareholders to subscribe for additional Common Shares not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares available. Accordingly, the shares subscribed for pursuant to the over-subscription privilege of the Offer will be allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of rights originally issued to them by the Fund. The Common Shares subscribed for will be issued after completion of the pro rata allocation of over-subscription shares and receipt of all shareholder payments. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 19:56 UTC | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | Exercise / conversionCommon Stock | 13,896 | $16.06 | $223,169.76 |
DisclosureSEC source: 0001724113-21-000001 · primary_doc.xml · nonDerivative · entry 1 Prabhu Sreeniwas · CIK 0001724113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 12:44 UTC | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | PurchaseAngel Oak Financial Strategies Income Term Trust | 14,651 | $16.38 | $239,940.89 |
DisclosureSEC source: 0001724113-20-000001 · primary_doc.xml · nonDerivative · entry 2 Prabhu Sreeniwas · CIK 0001724113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,151 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:44 UTC | Angel Oak Financial Strategies Income Term Trust FINS · Entity 5597 | PurchaseAngel Oak Financial Strategies Income Term Trust | 500 | $16.36 | $8,180.00 |
DisclosureSEC source: 0001724113-20-000001 · primary_doc.xml · nonDerivative · entry 1 Prabhu Sreeniwas · CIK 0001724113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.