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NYSE · USD

AOMD

Angel Oak Mortgage REIT, Inc.

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6304
SEC CIK
0001766478
Parsed reports
109

Last 12 months

Inside the activity.

4 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202621
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2026 Filed Sep 28, 2026 21:24 UTC
Fierman MichaelDirector · 10% owner
PurchaseCommon Stock 38,726 $7.50 $290,510.83
Disclosure

SEC source: 0001766478-26-000056 · wk-form4_1790630638.xml · nonDerivative · entry 2

Fierman Michael · CIK 0001724044 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,247

F2 · price: The price reported in Column 4 is a weighted average price. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
September 22, 2026 Filed Sep 23, 2026 20:29 UTC
Filson BrandonCFO & Treasurer
SaleCommon Stock 65,000 $7.93 $515,398.00
Disclosure

SEC source: 0001766478-26-000050 · wk-form4_1790195395.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,815

F1 · ownership.direct: The price reported in Column 4 is a weighted average price. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
September 10, 2026 Filed Sep 10, 2026 21:23 UTC
MINAMI W DDirector
PurchaseCommon Stock 6,800 $8.10 $55,080.00
Disclosure

SEC source: 0001766478-26-000048 · wk-form4_1789075399.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,118

Read SEC document
August 17, 2026 Filed Aug 18, 2026 20:17 UTC
Filson BrandonCFO & Treasurer
GrantCommon Stock 82,024 $0.00 $0.00
Disclosure

SEC source: 0001766478-26-000046 · wk-form4_1787084270.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,815

F1 · balance_after: Includes: 9,608 shares of unvested restricted stock which vests over four equal annual installments, with one remaining, which began on July 1, 2024, 9,120 shares of unvested restricted stock which vests over four equal annual installments, with two remaining, which began on July 1, 2025, and 19,380 shares of unvested restricted stock which vests over four equal annual installments, with three remaining, which began on July 1, 2026. All unvested restricted stock is subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 23:58 UTC
Filson BrandonCFO & Treasurer
GrantCommon Stock 20,303 $9.03 $183,336.09
Disclosure

SEC source: 0001766478-26-000043 · wk-form4_1783036728.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,791

F1 · shares: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

F2 · balance_after: Includes: 9,608 shares of unvested restricted stock which vests over four equal annual installments, with one remaining, which began on July 1, 2024, 9,120 shares of unvested restricted stock which vests over four equal annual installments, with two remaining, which began on July 1, 2025, and 19,380 shares of unvested restricted stock which vests over four equal annual installments, with three remaining, which began on July 1, 2026. All unvested restricted stock is subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

Read SEC document
May 22, 2026 Filed May 26, 2026 20:04 UTC
MINAMI W DDirector
PurchaseCommon Stock 10,000 $8.15 $81,500.00
Disclosure

SEC source: 0001766478-26-000040 · wk-form4_1779825881.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,318

Read SEC document
May 19, 2026 Filed May 21, 2026 20:16 UTC
Xylem Finance LLC10% owner · See Remarks
YOSELOFF ANTHONY ALEXANDER10% owner · See Remarks
Disposition to issuerCommon Stock, par value $0.01 per share 1,794,353 $8.36 $15,000,073.34
Disclosure

SEC source: 0000919574-26-003638 · ownership.xml · nonDerivative · entry 1

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner · See Remarks

Xylem Finance LLC · CIK 0001868381 · 10% owner · See Remarks

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,858,320

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Conor Bastable, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons, Gregory S. Feldman, Melanie Levine and James Li. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:19 UTC
MINAMI W DDirector
GrantCommon Stock 11,737 $8.52 $99,999.24
Disclosure

SEC source: 0001766478-26-000027 · wk-form4_1778789977.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,318

F1 · balance_after: Includes the current grant of 11,737 shares of unvested restricted stock that vest on May 13, 2027 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:21 UTC GrantCommon Stock 11,737 $8.52 $99,999.24
Disclosure

SEC source: 0001766478-26-000031 · wk-form4_1778790109.xml · nonDerivative · entry 1

JONES CRAIG B · CIK 0001231793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,308

F1 · balance_after: Includes the current grant of 11,737 shares of unvested restricted stock that vest on May 13, 2027 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:30 UTC GrantCommon Stock 11,737 $8.52 $99,999.24
Disclosure

SEC source: 0001766478-26-000036 · wk-form4_1778790618.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,677

F1 · balance_after: Includes the current grant of 11,737 shares of unvested restricted stock that vest on May 13, 2027 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:23 UTC GrantCommon Stock 11,737 $8.52 $99,999.24
Disclosure

SEC source: 0001766478-26-000033 · wk-form4_1778790183.xml · nonDerivative · entry 1

Parsons Landon · CIK 0001866762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,832

F1 · balance_after: Includes the current grant of 11,737 shares of unvested restricted stock that vest on May 13, 2027 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:20 UTC GrantCommon Stock 11,737 $8.52 $99,999.24
Disclosure

SEC source: 0001766478-26-000029 · wk-form4_1778790044.xml · nonDerivative · entry 1

Savarese Noelle · CIK 0001998024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,981

F1 · balance_after: Includes the current grant of 11,737 shares of unvested restricted stock that vest on May 13, 2027 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:10 UTC
Xylem Finance LLC10% owner · see Remarks
YOSELOFF ANTHONY ALEXANDER10% owner · see Remarks
SaleCommon Stock, par value $0.01 per share 481,537 $7.87 $3,789,696.19
Disclosure

SEC source: 0000902664-26-001744 · ownership.xml · nonDerivative · entry 1

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner · See Remarks

Xylem Finance LLC · CIK 0001868381 · 10% owner · see Remarks

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner · see Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 3,652,673

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Conor Bastable, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons, Gregory S. Feldman, Melanie Levine and James Li. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:07 UTC
MINAMI W DDirector
PurchaseCommon Stock 3,441 $8.32 $28,618.80
Disclosure

SEC source: 0001766478-25-000101 · wk-form4_1763586412.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,581

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:07 UTC
Filson BrandonCFO & Treasurer
SaleCommon Stock 50,000 $9.78 $489,115.00
Disclosure

SEC source: 0001766478-25-000088 · wk-form4_1758312436.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,488

F1 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.90, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
August 21, 2025 Filed Aug 25, 2025 20:15 UTC
YOSELOFF ANTHONY ALEXANDER10% owner · See Remarks
Xylem Finance LLC10% owner · See Remarks
SaleCommon Stock, par value $0.01 per share 595,000 $9.75 $5,801,250.00
Disclosure

SEC source: 0000902664-25-003844 · ownership.xml · nonDerivative · entry 1

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner · See Remarks

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner · See Remarks

Xylem Finance LLC · CIK 0001868381 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 4,134,210

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Conor Bastable, Shulamit Leviant, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons, Gregory S. Feldman, Melanie Levine and James Li. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
August 21, 2025 Filed Aug 25, 2025 13:03 UTC
Filson BrandonCFO & Treasurer
GrantCommon Stock 25,290 $0.00 $0.00
Disclosure

SEC source: 0001766478-25-000084 · wk-form4_1756127018.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,488

F1 · balance_after: Includes: 2,734 shares of unvested restricted stock which vests over four equal annual installments, with one remaining, which began on July 1, 2023, 9,608 shares of unvested restricted stock which vests over four equal annual installments, with two remaining, which began on July 1, 2024, 9,120 shares of unvested restricted stock which vests over four equal annual installments, with three remaining, which began on July 1, 2025, and 12,645 shares of unvested restricted stock which vests on July 1, 2026. All unvested restricted stock is subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 20:08 UTC PurchaseCommon Stock 5,000 $9.03 $45,174.50
Disclosure

SEC source: 0001766478-25-000082 · wk-form4_1754942927.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,940

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:05 UTC
Filson BrandonCFO & Treasurer
GrantCommon Stock 19,380 $0.00 $0.00
Disclosure

SEC source: 0001766478-25-000071 · wk-form4_1751486701.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,198

F1 · shares: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

F2 · balance_after: Includes: 2,734 shares of unvested restricted stock which vests over four equal annual installments, with one remaining, which began on July 1, 2023, 9,608 shares of unvested restricted stock which vests over four equal annual installments, with two remaining, which began on July 1, 2024, and 9,120 shares of unvested restricted stock which vests over four equal annual installments, with three remaining, which began on July 1, 2025. All unvested restricted stock is subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:15 UTC
Xylem Finance LLC10% owner · See Remarks
YOSELOFF ANTHONY ALEXANDER10% owner · See Remarks
SaleCommon Stock, par value $0.01 per share 452,659 $9.75 $4,413,425.25
Disclosure

SEC source: 0000902664-25-002458 · ownership.xml · nonDerivative · entry 1

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner · See Remarks

Xylem Finance LLC · CIK 0001868381 · 10% owner · See Remarks

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 4,729,210

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Conor Bastable, Shulamit Leviant, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons, Gregory S. Feldman, Melanie Levine and James Li. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
May 14, 2025 Filed May 15, 2025 20:22 UTC
MINAMI W DDirector
GrantCommon Stock 9,881 $0.00 $0.00
Disclosure

SEC source: 0001766478-25-000056 · wk-form4_1747340562.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,140

F1 · balance_after: Includes the current grant of 9,881 shares of unvested restricted stock that vest on May 14, 2026 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
May 14, 2025 Filed May 15, 2025 20:22 UTC GrantCommon Stock 9,881 $0.00 $0.00
Disclosure

SEC source: 0001766478-25-000055 · wk-form4_1747340518.xml · nonDerivative · entry 1

JONES CRAIG B · CIK 0001231793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,571

F1 · balance_after: Includes the current grant of 9,881 shares of unvested restricted stock that vest on May 14, 2026 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
May 14, 2025 Filed May 15, 2025 20:20 UTC GrantCommon Stock 9,881 $0.00 $0.00
Disclosure

SEC source: 0001766478-25-000053 · wk-form4_1747340431.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,940

F1 · balance_after: Includes the current grant of 9,881 shares of unvested restricted stock that vest on May 14, 2026 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
May 14, 2025 Filed May 15, 2025 20:21 UTC GrantCommon Stock 9,881 $0.00 $0.00
Disclosure

SEC source: 0001766478-25-000054 · wk-form4_1747340472.xml · nonDerivative · entry 1

Parsons Landon · CIK 0001866762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,095

F1 · balance_after: Includes the current grant of 9,881 shares of unvested restricted stock that vest on May 14, 2026 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
May 14, 2025 Filed May 15, 2025 20:19 UTC GrantCommon Stock 9,881 $0.00 $0.00
Disclosure

SEC source: 0001766478-25-000052 · wk-form4_1747340376.xml · nonDerivative · entry 1

Savarese Noelle · CIK 0001998024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,244

F1 · balance_after: Includes the current grant of 9,881 shares of unvested restricted stock that vest on May 14, 2026 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:25 UTC PurchaseCommon Stock 5,000 $9.10 $45,482.00
Disclosure

SEC source: 0001766478-24-000116 · wk-form4_1734729898.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,059

F1 · price: The unit price shown is an average price.

F2 · balance_after: Includes the current grant of 6,655 shares of unvested restricted stock that vest on May 15, 2025 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:59 UTC
MINAMI W DDirector
PurchaseCommon Stock 5,000 $9.73 $48,650.00
Disclosure

SEC source: 0001766478-24-000110 · wk-form4_1731448769.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,259

F1 · ownership.direct: Includes the current grant of 6,655 shares of unvested restricted stock that vest on May 15, 2025 subject to the reporting person's continued service to the issuer through the applicable vesting date.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 20:16 UTC
Xylem Finance LLC10% owner · See Remarks
YOSELOFF ANTHONY ALEXANDER10% owner · See Remarks
SaleCommon Stock, par value $0.01 per share 500,000 $10.00 $5,000,500.00
Disclosure

SEC source: 0000902664-24-005563 · ownership.xml · nonDerivative · entry 1

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner · See Remarks

Xylem Finance LLC · CIK 0001868381 · 10% owner · See Remarks

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 5,181,869

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Conor Bastable, Shulamit Leviant, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons and Zachary E. Gozali. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 20:19 UTC
Filson BrandonCFO & Treasurer
SaleCommon Stock 22,894 $11.02 $252,285.01
Disclosure

SEC source: 0001766478-24-000093 · wk-form4_1725653947.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,818

F1 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.13, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 00:41 UTC
Filson BrandonCFO & Treasurer
SaleCommon Stock 3,084 $11.17 $34,446.74
Disclosure

SEC source: 0001766478-24-000091 · wk-form4_1725495070.xml · nonDerivative · entry 2

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,712

F1 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.17, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 00:41 UTC
Filson BrandonCFO & Treasurer
SaleCommon Stock 677 $11.23 $7,602.71
Disclosure

SEC source: 0001766478-24-000091 · wk-form4_1725495070.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,796

Read SEC document
August 30, 2024 Filed Sep 3, 2024 12:08 UTC
Filson BrandonCFO & Treasurer
SaleCommon Stock 1,345 $11.30 $15,198.50
Disclosure

SEC source: 0001766478-24-000089 · wk-form4_1725365285.xml · nonDerivative · entry 2

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,473

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August 29, 2024 Filed Sep 3, 2024 12:08 UTC
Filson BrandonCFO & Treasurer
SaleCommon Stock 2,000 $11.46 $22,910.00
Disclosure

SEC source: 0001766478-24-000089 · wk-form4_1725365285.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,818

F1 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.46, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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August 23, 2024 Filed Aug 26, 2024 20:36 UTC
MINAMI W DDirector
PurchaseCommon Stock 5,000 $11.10 $55,500.00
Disclosure

SEC source: 0001766478-24-000087 · wk-form4_1724704581.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,259

F1 · ownership.direct: Includes the current grant of 6,655 shares of unvested restricted stock that vest on May 15, 2025 subject to the reporting person's continued service to the issuer through the applicable vesting date.

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August 20, 2024 Filed Aug 21, 2024 21:11 UTC SaleCommon Stock 4,377 $12.17 $53,269.40
Disclosure

SEC source: 0001766478-24-000085 · wk-form4_1724274661.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,059

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August 15, 2024 Filed Aug 16, 2024 21:48 UTC SaleCommon Stock 5,623 $11.99 $67,431.58
Disclosure

SEC source: 0001766478-24-000083 · wk-form4_1723844899.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,436

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.99 to $12.01, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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July 25, 2024 Filed Jul 29, 2024 20:10 UTC
Xylem Finance LLC10% owner · See Remarks
YOSELOFF ANTHONY ALEXANDER10% owner · See Remarks
Disposition to issuerCommon Stock, par value $0.01 per share 1,707,922 $11.71 $19,999,937.41
Disclosure

SEC source: 0000902664-24-004890 · ownership.xml · nonDerivative · entry 1

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP · CIK 0001595082 · 10% owner · See Remarks

Xylem Finance LLC · CIK 0001868381 · 10% owner · See Remarks

YOSELOFF ANTHONY ALEXANDER · CIK 0001308274 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 5,681,869

F1 · ownership.nature: The securities reported on this line are held directly by Xylem Finance LLC, a Delaware limited liability company ("Xylem"). Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to Xylem. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Anthony A. Yoseloff, Conor Bastable, Shulamit Leviant, Morgan P. Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler, Joshua D. Morris, Suzanne K. Gibbons and Zachary E. Gozali. Anthony A. Yoseloff through DKCM, is responsible for the voting and investment decisions relating to the securities held by Xylem reported herein.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.

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July 01, 2024 Filed Jul 2, 2024 20:15 UTC
Filson BrandonCFO & Treasurer
GrantCommon Stock 12,160 $0.00 $0.00
Disclosure

SEC source: 0001766478-24-000070 · wk-form4_1719951323.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,818

F1 · shares: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

F2 · balance_after: Includes: 5,469 shares of unvested restricted stock which vests over four equal annual installments, with two remaining, which began on July 1, 2023 and 14,411 shares of unvested restricted stock which vests over four equal annual installments, with three remaining, which began on July 1, 2024. All unvested restricted stock is subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

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May 15, 2024 Filed May 16, 2024 20:53 UTC
MINAMI W DDirector
GrantCommon Stock 6,655 $0.00 $0.00
Disclosure

SEC source: 0001766478-24-000060 · wk-form4_1715892795.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,259

F1 · ownership.direct: Includes the current grant of 6,655 shares of unvested restricted stock that vest on May 15, 2025 subject to the reporting person's continued service to the issuer through the applicable vesting date.

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May 15, 2024 Filed May 16, 2024 20:53 UTC GrantCommon Stock 6,655 $0.00 $0.00
Disclosure

SEC source: 0001766478-24-000062 · wk-form4_1715892822.xml · nonDerivative · entry 1

JONES CRAIG B · CIK 0001231793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,690

F1 · ownership.direct: Includes the current grant of 6,655 shares of unvested restricted stock that vest on May 15, 2025 subject to the reporting person's continued service to the issuer through the applicable vesting date.

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May 15, 2024 Filed May 16, 2024 20:53 UTC GrantCommon Stock 6,655 $0.00 $0.00
Disclosure

SEC source: 0001766478-24-000059 · wk-form4_1715892760.xml · nonDerivative · entry 1

Morgan Jonathan · CIK 0001587373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,059

F1 · ownership.direct: Includes the current grant of 6,655 shares of unvested restricted stock that vest on May 15, 2025 subject to the reporting person's continued service to the issuer through the applicable vesting date.

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May 15, 2024 Filed May 16, 2024 20:54 UTC GrantCommon Stock 6,655 $0.00 $0.00
Disclosure

SEC source: 0001766478-24-000063 · wk-form4_1715892833.xml · nonDerivative · entry 1

Savarese Noelle · CIK 0001998024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,363

F1 · ownership.direct: Includes the current grant of 6,655 shares of unvested restricted stock that vest on May 15, 2025 subject to the reporting person's continued service to the issuer through the applicable vesting date.

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May 15, 2024 Filed May 16, 2024 20:53 UTC GrantCommon Stock 6,655 $0.00 $0.00
Disclosure

SEC source: 0001766478-24-000061 · wk-form4_1715892811.xml · nonDerivative · entry 1

Parsons Landon · CIK 0001866762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,214

F1 · ownership.direct: Includes the current grant of 6,655 shares of unvested restricted stock that vest on May 15, 2025 subject to the reporting person's continued service to the issuer through the applicable vesting date.

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November 21, 2023 Filed Nov 22, 2023 21:42 UTC
Filson BrandonCFO & Treasurer
SaleCommon Stock 24,371 $9.85 $240,168.89
Disclosure

SEC source: 0001766478-23-000134 · wk-form4_1700689312.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,658

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $9.97, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

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October 18, 2023 Filed Oct 20, 2023 21:04 UTC GrantCommon Stock 9,708 $0.00 $0.00
Disclosure

SEC source: 0001766478-23-000122 · wk-form4_1697835875.xml · nonDerivative · entry 1

Savarese Noelle · CIK 0001998024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,708

F1 · ownership.direct: Includes the current grant of 9,708 shares of unvested restricted stock that vest on May 17, 2024 subject to the reporting person's continued service to the issuer through the applicable vesting date.

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July 18, 2023 Filed Jul 20, 2023 16:33 UTC Disposition to issuerCommon Stock 10,178 $0.00 $0.00
Disclosure

SEC source: 0001766478-23-000101 · wk-form4_1689885190.xml · nonDerivative · entry 1

Jurinich Christine · CIK 0001436736 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,777

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July 01, 2023 Filed Jul 5, 2023 20:32 UTC
Filson BrandonCFO & Treasurer
GrantCommon Stock 19,215 $0.00 $0.00
Disclosure

SEC source: 0001766478-23-000095 · wk-form4_1688589149.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,029

F1 · shares: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

F2 · balance_after: Includes: 32,894 shares of unvested restricted stock which vest on June 21, 2024; 3,347 shares of unvested restricted stock which vests on March 11, 2024; and 8,203 shares of unvested restricted stock which vests over four equal annual installments, with three remaining, which began on July 1, 2023. All unvested restricted stock is subject to the reporting person's continued service to the Issuer throughout the applicable vesting dates.

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May 17, 2023 Filed May 19, 2023 17:55 UTC GrantCommon Stock 10,178 $0.00 $0.00
Disclosure

SEC source: 0001766478-23-000083 · wk-form4_1684533292.xml · nonDerivative · entry 1

Jurinich Christine · CIK 0001436736 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,955

F1 · balance_after: Includes the current grant of 10,178 shares of unvested restricted stock that vest on May 17, 2024, subject to Ms. Jurinich?s continued service to us through the vesting date. Of the shares of our common stock included as beneficially owned by Ms. Jurinich, 12,857 shares are pledged to secure indebtedness owed by Ms. Jurinich in an individual brokerage account, and 1,920 shares are held in an individual retirement account.

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May 17, 2023 Filed May 19, 2023 21:56 UTC
MINAMI W DDirector
GrantCommon Stock 10,178 $0.00 $0.00
Disclosure

SEC source: 0001766478-23-000084 · wk-form4_1684533349.xml · nonDerivative · entry 1

MINAMI W D · CIK 0001261919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,604

F1 · balance_after: Includes the current grant of 10,178 shares of unvested restricted stock that vest on May 17, 2024 subject to Mr. Minami's continued service to us through the vesting date, along with 3,700 shares held in an individual retirement account and 14,726 held in an individual brokerage account.

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May 17, 2023 Filed May 19, 2023 21:54 UTC GrantCommon Stock 10,178 $0.00 $0.00
Disclosure

SEC source: 0001766478-23-000082 · wk-form4_1684533237.xml · nonDerivative · entry 1

JONES CRAIG B · CIK 0001231793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,035

F1 · balance_after: Includes the current grant of 10,178 shares of unvested restricted stock that vest on May 17, 2024 subject to Mr. Jones' continued service to us through the applicable vesting date. Mr. Jones' vested stock is held solely in an individual brokerage account.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.