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Carroll William C

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68144
SEC CIK
0001777758

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CompanyLast reported asReport datePublished
DELTA AIR LINES, INC.DAL · Entity 3029SVP, Fin & ControllerJanuary 30, 2026February 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DELTA AIR LINES, INC.

Report date January 30, 2026 · Filed February 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,182 Ending reported balance After 2026-02-02 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-01-30 · Tax withholding · Disposed 1,115 · Balance 14,701

F1: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

Row 2 · 2026-01-30 · Tax withholding · Disposed 980 · Balance 13,721

F2: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

Row 3 · 2026-01-30 · Tax withholding · Disposed 572 · Balance 13,149

F3: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2025 under Delta's 2025 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

Row 4 · 2026-02-02 · Sale · Disposed 5,967 · Balance 7,182

F4: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $68.095 to $68.140 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

F2: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

F3: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2025 under Delta's 2025 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

F4: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $68.095 to $68.140 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2026 Filed Feb 3, 2026 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 5,967 $68.10 $406,328.83
Disclosure

SEC source: 0001683168-26-000723 · ownership.xml · nonDerivative · entry 4

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,182

F4 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $68.095 to $68.140 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 572 $65.89 $37,689.08
Disclosure

SEC source: 0001683168-26-000723 · ownership.xml · nonDerivative · entry 3

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,149

F3 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2025 under Delta's 2025 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2025 under Delta's 2025 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 980 $65.89 $64,572.20
Disclosure

SEC source: 0001683168-26-000723 · ownership.xml · nonDerivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,721

F2 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 1,115 $65.89 $73,467.35
Disclosure

SEC source: 0001683168-26-000723 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,701

F1 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,540 $0.00 Strike: $39.78 $0.00
Disclosure

SEC source: 0001683168-25-007639 · ownership.xml · derivative · entry 7

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,540

Underlying: Common Stock · 4,540 shares

Expires 2031-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,530 $0.00 Strike: $58.89 $0.00
Disclosure

SEC source: 0001683168-25-007639 · ownership.xml · derivative · entry 6

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,530

Underlying: Common Stock · 2,530 shares

Expires 2030-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,940 $0.00 Strike: $50.52 $0.00
Disclosure

SEC source: 0001683168-25-007639 · ownership.xml · derivative · entry 5

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,940

Underlying: Common Stock · 6,940 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 14,010 $61.25 $858,070.47
Disclosure

SEC source: 0001683168-25-007639 · ownership.xml · nonDerivative · entry 4

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,816

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices of $61.240 and $61.261 per share, respectively. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionCommon Stock 4,540 $39.78 $180,601.20
Disclosure

SEC source: 0001683168-25-007639 · ownership.xml · nonDerivative · entry 3

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionCommon Stock 2,530 $58.89 $148,991.70
Disclosure

SEC source: 0001683168-25-007639 · ownership.xml · nonDerivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionCommon Stock 6,940 $50.52 $350,608.80
Disclosure

SEC source: 0001683168-25-007639 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 5,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-25-000833 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,816

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carroll 5,800 shares of restricted common stock under Delta's 2025 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carroll 5,800 shares of restricted common stock under Delta's 2025 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 6,783 $65.94 $447,284.59
Disclosure

SEC source: 0001683168-25-000691 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,016

F1 · shares: The price reported in column 4 is a weighted average price. The reported shares were sold in two transactions through a broker-dealer at prices of $65.940 and $65.955 per share, respectively. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 22:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 987 $67.27 $66,395.49
Disclosure

SEC source: 0001683168-25-000655 · ownership.xml · nonDerivative · entry 3

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,799

F3 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 22:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 1,007 $67.27 $67,740.89
Disclosure

SEC source: 0001683168-25-000655 · ownership.xml · nonDerivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,786

F2 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 22:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 963 $67.27 $64,781.01
Disclosure

SEC source: 0001683168-25-000655 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,793

F1 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2022 under Delta's 2022 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2022 under Delta's 2022 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,400 $0.00 Strike: $58.89 $0.00
Disclosure

SEC source: 0001683168-25-000457 · ownership.xml · derivative · entry 3

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,060

Underlying: Common Stock · 8,400 shares

Expires 2030-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 8,400 $66.02 $554,534.40
Disclosure

SEC source: 0001683168-25-000457 · ownership.xml · nonDerivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,756

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in two transactions through a broker-dealer at prices of $66.015 and $66.020 per share, respectively. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionCommon Stock 8,400 $58.89 $494,676.00
Disclosure

SEC source: 0001683168-25-000457 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,140 $0.00 Strike: $51.23 $0.00
Disclosure

SEC source: 0001683168-24-007902 · ownership.xml · derivative · entry 5

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,140 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,390 $0.00 Strike: $49.33 $0.00
Disclosure

SEC source: 0001683168-24-007902 · ownership.xml · derivative · entry 4

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,390 shares

Expires 2027-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 21,530 $60.63 $1,305,256.25
Disclosure

SEC source: 0001683168-24-007902 · ownership.xml · nonDerivative · entry 3

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,756

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $60.600 to $60.675 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionCommon Stock 12,140 $51.23 $621,932.20
Disclosure

SEC source: 0001683168-24-007902 · ownership.xml · nonDerivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionCommon Stock 9,390 $49.33 $463,208.70
Disclosure

SEC source: 0001683168-24-007902 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 9,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-000836 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,756

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carroll 9,950 shares of restricted common stock under Delta's 2024 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carroll 9,950 shares of restricted common stock under Delta's 2024 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

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February 06, 2024 Filed Feb 7, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 6,192 $40.15 $248,608.80
Disclosure

SEC source: 0001683168-24-000755 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,806

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February 01, 2024 Filed Feb 2, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 1,010 $39.76 $40,157.60
Disclosure

SEC source: 0001683168-24-000651 · ownership.xml · nonDerivative · entry 3

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,998

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2024 Filed Feb 2, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 934 $39.76 $37,135.84
Disclosure

SEC source: 0001683168-24-000651 · ownership.xml · nonDerivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,008

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2022 under Delta's 2022 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2024 Filed Feb 2, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 928 $39.76 $36,897.28
Disclosure

SEC source: 0001683168-24-000651 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,942

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 3, 2021 under Delta's 2021 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 08, 2023 Filed Feb 11, 2023 01:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 10,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-23-000773 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,870

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carroll 10,150 shares of restricted common stock under Delta's 2023 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carroll 10,150 shares of restricted common stock under Delta's 2023 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

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February 02, 2023 Filed Feb 4, 2023 01:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 5,481 $40.01 $219,294.81
Disclosure

SEC source: 0001683168-23-000554 · ownership.xml · nonDerivative · entry 4

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,720

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February 01, 2023 Filed Feb 4, 2023 01:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 916 $39.89 $36,539.24
Disclosure

SEC source: 0001683168-23-000554 · ownership.xml · nonDerivative · entry 3

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,201

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2022 under Delta's 2022 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2023 Filed Feb 4, 2023 01:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 820 $39.89 $32,709.80
Disclosure

SEC source: 0001683168-23-000554 · ownership.xml · nonDerivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,117

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 3, 2021 under Delta's 2021 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2023 Filed Feb 4, 2023 01:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 843 $39.89 $33,627.27
Disclosure

SEC source: 0001683168-23-000554 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2020 under Delta's 2020 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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January 17, 2023 Filed Jan 19, 2023 22:57 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 15,529 $38.20 $593,207.80
Disclosure

SEC source: 0001683168-23-000244 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,780

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February 09, 2022 Filed Feb 11, 2022 22:52 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantEmployee Stock Option (right to buy) · Derivative 13,460 $0.00 Strike: $58.89 $0.00
Disclosure

SEC source: 0001683168-22-000905 · ownership.xml · derivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,460

Underlying: Common Stock · 13,460 shares

Expires 2030-02-04

F2 · derivative.exercise_date: On February 5, 2020, the Committee granted Mr. Carroll an option to purchase 13,460 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. The performance criteria was certified by the Committee on February 9, 2022. Because the performance criteria were met, the option as to 8,974 shares vested, and the option for the remaining 4,486 shares will vest on February 1, 2023. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F2 · balance_after: On February 5, 2020, the Committee granted Mr. Carroll an option to purchase 13,460 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. The performance criteria was certified by the Committee on February 9, 2022. Because the performance criteria were met, the option as to 8,974 shares vested, and the option for the remaining 4,486 shares will vest on February 1, 2023. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

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February 09, 2022 Filed Feb 11, 2022 22:52 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 4,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-000905 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,749

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carroll 4,560 shares of restricted common stock under Delta's 2022 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carroll 4,560 shares of restricted common stock under Delta's 2022 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

Read SEC document
February 09, 2022 Filed Mar 22, 2022 22:55 UTC Amendment DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 9,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-001845 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,309

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors granted Mr. Carroll 9,120 shares of restricted common stock under Delta's 2022 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. The number of shares of restricted common stock granted on February 9, 2022 was incorrectly reported in the original Form 4 filed on February 11, 2022 as 4,560. As a result, the number of shares beneficially owned by the Reporting Person following the reported transaction was incorrect. The correct amount beneficially owned at February 9, 2022 was 32,309 as reported in this amendment.

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors granted Mr. Carroll 9,120 shares of restricted common stock under Delta's 2022 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. The number of shares of restricted common stock granted on February 9, 2022 was incorrectly reported in the original Form 4 filed on February 11, 2022 as 4,560. As a result, the number of shares beneficially owned by the Reporting Person following the reported transaction was incorrect. The correct amount beneficially owned at February 9, 2022 was 32,309 as reported in this amendment.

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February 02, 2022 Filed Feb 3, 2022 22:16 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 3,580 $40.08 $143,486.40
Disclosure

SEC source: 0001683168-22-000652 · ownership.xml · nonDerivative · entry 4

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,189

Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:16 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 1,590 $40.49 $64,379.10
Disclosure

SEC source: 0001683168-22-000652 · ownership.xml · nonDerivative · entry 3

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,769

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 3, 2021 under Delta's 2021 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:16 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 706 $40.49 $28,585.94
Disclosure

SEC source: 0001683168-22-000652 · ownership.xml · nonDerivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,359

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2020 under Delta's 2020 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:16 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 976 $40.49 $39,518.24
Disclosure

SEC source: 0001683168-22-000652 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Fin & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,065

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2019 under Delta's 2019 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 03, 2021 Filed Feb 5, 2021 22:25 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantEmployee Stock Option (right to buy) · Derivative 9,080 $0.00 Strike: $39.78 $0.00
Disclosure

SEC source: 0001683168-21-000412 · ownership.xml · derivative · entry 2

Carroll William C · CIK 0001777758 · Int Co-CFO & SVP, Fin & Cntlr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,080

Underlying: Common Stock · 9,080 shares

Expires 2031-02-02

F2 · derivative.exercise_date: On February 3, 2021, the Committee granted Mr. Carroll an option to purchase 9,080 shares of common stock under the 2021 long-term incentive program. The option vests in three equal installments beginning on February 1, 2022. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F2 · balance_after: On February 3, 2021, the Committee granted Mr. Carroll an option to purchase 9,080 shares of common stock under the 2021 long-term incentive program. The option vests in three equal installments beginning on February 1, 2022. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

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February 03, 2021 Filed Feb 5, 2021 22:25 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 10,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000412 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · Int Co-CFO & SVP, Fin & Cntlr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,041

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carroll 10,560 shares of restricted common stock under Delta's 2021 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:15 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 2,689 $38.55 $103,660.95
Disclosure

SEC source: 0001683168-21-000390 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · Int Co-CFO & SVP, Fin & Cntlr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,481

Read SEC document
February 01, 2021 Filed Feb 2, 2021 22:53 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 717 $37.82 $27,116.94
Disclosure

SEC source: 0001683168-21-000355 · ownership.xml · nonDerivative · entry 3

Carroll William C · CIK 0001777758 · Int Co-CFO & SVP, Fin & Cntlr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,170

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2020 under Delta's 2020 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 01, 2021 Filed Feb 2, 2021 22:53 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 823 $37.82 $31,125.86
Disclosure

SEC source: 0001683168-21-000355 · ownership.xml · nonDerivative · entry 2

Carroll William C · CIK 0001777758 · Int Co-CFO & SVP, Fin & Cntlr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,887

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2019 under Delta's 2019 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 01, 2021 Filed Feb 2, 2021 22:53 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 968 $37.82 $36,609.76
Disclosure

SEC source: 0001683168-21-000355 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · Int Co-CFO & SVP, Fin & Cntlr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,710

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2018 under Delta's 2018 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 07, 2020 Filed Feb 10, 2020 21:35 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 2,874 $57.83 $166,203.42
Disclosure

SEC source: 0001683168-20-000437 · ownership.xml · nonDerivative · entry 1

Carroll William C · CIK 0001777758 · SVP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,678

Read SEC document
February 05, 2020 Filed Feb 8, 2020 01:32 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantEmployee Stock Option (right to buy) · Derivative 13,880 $0.00 Strike: $50.52 $0.00
Disclosure

SEC source: 0001683168-20-000411 · ownership.xml · derivative · entry 2

Carroll William C · CIK 0001777758 · SVP, Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,880

Underlying: Common Stock · 13,880 shares

Expires 2029-02-05

F2 · derivative.exercise_date: On February 6, 2019, the Committee granted Mr. Carroll an option to purchase 13,880 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 4,627 shares vested, and the option for the remaining 9,253 shares will vest in equal installments on February 1, 2021 and February 1, 2022. The performance criteria was certified by the Committee on February 5, 2020. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

F2 · balance_after: On February 6, 2019, the Committee granted Mr. Carroll an option to purchase 13,880 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 4,627 shares vested, and the option for the remaining 9,253 shares will vest in equal installments on February 1, 2021 and February 1, 2022. The performance criteria was certified by the Committee on February 5, 2020. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.