Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rubrik, Inc.RBRK · Entity 2594 | Pres.,Global Sales & Field Ops | January 31, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rubrik, Inc.
Report date January 31, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 772,794 |
Reported balance
After 2026-01-31 transaction · row 1
1 source rowRow 1 · 2026-01-31 · Grant · Acquired 442,022 · Balance 772,794 F1: Represents the grant of restricted stock units which are subject to service-based vesting conditions. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 147,341 |
Reported balance
After 2026-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-31 · Grant · Acquired 147,341 · Balance 147,341 F2: Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units which are subject to service-based vesting conditions.
F2: Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2025 Filed Jun 4, 2025 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 5,085 | $97.16 | $494,058.60 |
DisclosureSEC source: 0001415889-25-015637 · form4-06042025_060601.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 496,006 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.65 to $97.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,793 | $96.23 | $172,540.39 |
DisclosureSEC source: 0001415889-25-015637 · form4-06042025_060601.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 501,091 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.65 to $96.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,700 | $95.29 | $161,993.00 |
DisclosureSEC source: 0001415889-25-015637 · form4-06042025_060601.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 502,884 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.645 to $95.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| May 22, 2025 Filed May 27, 2025 19:55 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 25,000 | $90.10 | $2,252,500.00 |
DisclosureSEC source: 0001415889-25-014668 · form4-05272025_110515.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 504,584 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| May 13, 2025 Filed May 15, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 25,000 | $80.01 | $2,000,250.00 |
DisclosureSEC source: 0001415889-25-013212 · form4-05152025_050505.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 529,584 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| May 01, 2025 Filed May 2, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 100 | $72.15 | $7,215.00 |
DisclosureSEC source: 0001415889-25-011835 · form4-05022025_050507.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 554,217 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 Read SEC document |
| May 01, 2025 Filed May 2, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 22,112 | $71.52 | $1,581,450.24 |
DisclosureSEC source: 0001415889-25-011835 · form4-05022025_050507.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 554,317 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.12 to $72.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| May 01, 2025 Filed May 2, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,788 | $70.80 | $197,390.40 |
DisclosureSEC source: 0001415889-25-011835 · form4-05022025_050507.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 576,429 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.12 to $71.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| April 01, 2025 Filed Apr 1, 2025 18:25 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,300 | $61.15 | $79,495.00 |
DisclosureSEC source: 0001415889-25-009434 · form4-04012025_100418.xml · nonDerivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 579,217 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.03 to $61.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| April 01, 2025 Filed Apr 1, 2025 18:25 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 16,933 | $60.41 | $1,022,922.53 |
DisclosureSEC source: 0001415889-25-009434 · form4-04012025_100418.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 580,517 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.99 to $60.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| April 01, 2025 Filed Apr 1, 2025 18:25 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 6,767 | $59.55 | $402,974.85 |
DisclosureSEC source: 0001415889-25-009434 · form4-04012025_100418.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 597,450 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.97 to $59.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| March 30, 2025 Filed Apr 1, 2025 18:25 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantClass A Common Stock | 170,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009434 · form4-04012025_100418.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 604,217 F1 · kind: Represents the grant of restricted stock units ("RSUs") that vest as follows: 2.5% of the RSUs shall vest on each of the first four Quarterly Vesting Dates (as defined below) that occur following March 15, 2025, and the remainder shall vest in twelve equal installments on each subsequent Quarterly Vesting Date thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the 2024 Equity Incentive Plan) through each applicable vesting date. "Quarterly Vesting Date" shall mean the 15th of each of March, June, September and December. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 19:20 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 187,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-008968 · form4-03252025_110301.xml · derivative · entry 8 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 187,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 19:20 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 187,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-008968 · form4-03252025_110301.xml · derivative · entry 7 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,500 Underlying: Class A Common Stock · 187,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 19:20 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008968 · form4-03252025_110301.xml · derivative · entry 6 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Class B Common Stock · 25,000 shares Expires 2031-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F7 · derivative.exercise_date: The RSUs shall vest as follows: 10% of the shares subject to the RSU vest on March 15, 2025, 20% of the shares subject to the RSU vest on March 15, 2026, 35% of the shares subject to the RSU vest on March 15, 2027, and 35% of the shares subject to the RSU vest on March 15, 2028, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 19:20 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008968 · form4-03252025_110301.xml · derivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,000 Underlying: Class B Common Stock · 100,000 shares Expires 2030-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F6 · derivative.exercise_date: The RSUs shall vest as follows: 50,000 shares subject to the RSU vested on March 15, 2024, 100,000 shares subject to the RSU vest on March 15, 2025, 125,000 shares vest on March 15, 2026, and 150,000 shares vest on March 15, 2027, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 19:20 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008968 · form4-03252025_110301.xml · derivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class B Common Stock · 6,250 shares Expires 2029-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F5 · derivative.exercise_date: The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 19:20 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008968 · form4-03252025_110301.xml · derivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 56,250 shares Expires 2028-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F4 · derivative.exercise_date: The RSUs shall vest as follows: 1/4 of the shares subject to the RSU vested on March 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 19:20 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 85,001 | $70.04 | $5,953,827.04 |
DisclosureSEC source: 0001415889-25-008968 · form4-03252025_110301.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,909 F2 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). F1 · balance_after: Includes 367 shares purchased through the Issuer's employee stock purchase plan on March 20, 2025. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 19:20 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008968 · form4-03252025_110301.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 518,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 367 shares purchased through the Issuer's employee stock purchase plan on March 20, 2025. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 25,000 | $70.00 | $1,750,000.00 |
DisclosureSEC source: 0001415889-25-008465 · form4-03182025_060301.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 331,043 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:43 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 200 | $67.85 | $13,570.00 |
DisclosureSEC source: 0001415889-25-006785 · form4-03052025_120346.xml · nonDerivative · entry 7 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 356,043 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.45 to $68.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:43 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 800 | $66.43 | $53,144.00 |
DisclosureSEC source: 0001415889-25-006785 · form4-03052025_120346.xml · nonDerivative · entry 6 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 356,243 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.13 to $67.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:43 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,900 | $65.40 | $124,260.00 |
DisclosureSEC source: 0001415889-25-006785 · form4-03052025_120346.xml · nonDerivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 357,043 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.01 to $66.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:43 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 7,303 | $64.44 | $470,605.32 |
DisclosureSEC source: 0001415889-25-006785 · form4-03052025_120346.xml · nonDerivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 358,943 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.01 to $64.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:43 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,051 | $63.23 | $256,144.73 |
DisclosureSEC source: 0001415889-25-006785 · form4-03052025_120346.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 366,246 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.01 to $64.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:43 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,590 | $62.74 | $99,756.60 |
DisclosureSEC source: 0001415889-25-006785 · form4-03052025_120346.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 370,297 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.01 to $63.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:43 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 9,156 | $61.31 | $561,354.36 |
DisclosureSEC source: 0001415889-25-006785 · form4-03052025_120346.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 371,887 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.01 to $62.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 19:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 10,922 | $71.36 | $779,393.92 |
DisclosureSEC source: 0001415889-25-003157 · form4-02062025_120231.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 381,043 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.11 to $71.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 19:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 11,687 | $70.78 | $827,205.86 |
DisclosureSEC source: 0001415889-25-003157 · form4-02062025_120231.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 391,965 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $71.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 19:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,391 | $69.77 | $166,820.07 |
DisclosureSEC source: 0001415889-25-003157 · form4-02062025_120231.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 403,652 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.10 to $70.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 07, 2025 Filed Jan 8, 2025 20:14 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-001169 · form4-01092025_010106.xml · derivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| January 07, 2025 Filed Jan 8, 2025 20:14 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-001169 · form4-01092025_010106.xml · derivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| January 07, 2025 Filed Jan 8, 2025 20:14 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001169 · form4-01092025_010106.xml · derivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 150,000 shares Expires 2028-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F3 · derivative.exercise_date: The RSUs shall vest as follows: all of the shares subject to the RSU will vest upon the Issuer's achievement of a specified average price per share prior to the expiration of the RSU award, subject to the Reporting Person subject to the Reporting Person continuing to have a Service Relationship (as defined in the Amended and Restated Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| January 07, 2025 Filed Jan 8, 2025 20:14 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 65,517 | $66.06 | $4,327,849.92 |
DisclosureSEC source: 0001415889-25-001169 · form4-01092025_010106.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,043 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| January 07, 2025 Filed Jan 8, 2025 20:14 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-001169 · form4-01092025_010106.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 471,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2025 Filed Jan 3, 2025 18:38 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 400 | $68.94 | $27,576.00 |
DisclosureSEC source: 0001415889-25-000634 · form4-01032025_110127.xml · nonDerivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 321,560 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.79 to $69.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 03, 2025 Filed Jan 3, 2025 18:38 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,600 | $67.73 | $243,828.00 |
DisclosureSEC source: 0001415889-25-000634 · form4-01032025_110127.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 321,960 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.56 to $68.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 03, 2025 Filed Jan 3, 2025 18:38 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 17,245 | $67.03 | $1,155,932.35 |
DisclosureSEC source: 0001415889-25-000634 · form4-01032025_110127.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 325,560 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.55 to $67.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 03, 2025 Filed Jan 3, 2025 18:38 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,755 | $66.33 | $249,069.15 |
DisclosureSEC source: 0001415889-25-000634 · form4-01032025_110127.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 342,805 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.55 to $66.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 62,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-029929 · form4-12192024_081212.xml · derivative · entry 6 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 62,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 62,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-029929 · form4-12192024_081212.xml · derivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Class A Common Stock · 62,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029929 · form4-12192024_081212.xml · derivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,250 Underlying: Class B Common Stock · 6,250 shares Expires 2029-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F4 · derivative.exercise_date: The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029929 · form4-12192024_081212.xml · derivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,250 Underlying: Class B Common Stock · 56,250 shares Expires 2028-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F3 · derivative.exercise_date: The RSUs shall vest as follows: 1/4 of the shares subject to the RSU vested on March 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 28,485 | $72.34 | $2,060,579.26 |
DisclosureSEC source: 0001415889-24-029929 · form4-12192024_081212.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,560 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029929 · form4-12192024_081212.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2024 Filed Dec 6, 2024 18:02 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 21,198 | $64.65 | $1,370,450.70 |
DisclosureSEC source: 0001415889-24-028548 · form4-12062024_111214.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 312,545 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 Read SEC document |
| December 06, 2024 Filed Dec 6, 2024 18:02 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,802 | $62.80 | $238,765.60 |
DisclosureSEC source: 0001415889-24-028548 · form4-12062024_111214.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 333,743 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.50 to $63.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 304 | $51.55 | $15,671.20 |
DisclosureSEC source: 0001415889-24-028313 · form4-12042024_061201.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 337,545 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.54 to $51.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 8,278 | $50.55 | $418,452.90 |
DisclosureSEC source: 0001415889-24-028313 · form4-12042024_061201.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 337,849 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.31 to $51.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.