Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rubrik, Inc.RBRK · Entity 2594 | Pres.,Global Sales & Field Ops | January 31, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rubrik, Inc.
Report date January 31, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 772,794 |
Reported balance
After 2026-01-31 transaction · row 1
1 source rowRow 1 · 2026-01-31 · Grant · Acquired 442,022 · Balance 772,794 F1: Represents the grant of restricted stock units which are subject to service-based vesting conditions. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 147,341 |
Reported balance
After 2026-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-31 · Grant · Acquired 147,341 · Balance 147,341 F2: Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units which are subject to service-based vesting conditions.
F2: Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2026 Filed Feb 3, 2026 21:34 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantPerformance Stock Units · Derivative | 147,341 | $0.00 | $0.00 |
DisclosureSEC source: 0002020217-26-000004 · form4-02042026_020226.xml · derivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,341 Underlying: Class A Common Stock · 147,341 shares Expires not disclosed F2 · derivative.exercise_price: Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date. F2 · derivative.exercise_date: Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date. F2 · derivative.expiration_date: Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 21:34 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantClass A Common Stock | 442,022 | $0.00 | $0.00 |
DisclosureSEC source: 0002020217-26-000004 · form4-02042026_020226.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,794 F1 · kind: Represents the grant of restricted stock units which are subject to service-based vesting conditions. Read SEC document |
| January 12, 2026 Filed Jan 13, 2026 17:51 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,933 | $71.40 | $280,816.20 |
DisclosureSEC source: 0002020217-26-000002 · form4-01132026_100148.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 330,772 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $71.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 12, 2026 Filed Jan 13, 2026 17:51 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,067 | $70.94 | $288,512.98 |
DisclosureSEC source: 0002020217-26-000002 · form4-01132026_100148.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 334,705 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.27 to $71.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 12, 2026 Filed Jan 13, 2026 17:51 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,000 | $69.76 | $139,520.00 |
DisclosureSEC source: 0002020217-26-000002 · form4-01132026_100148.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 338,772 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.22 to $70.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| December 17, 2025 Filed Dec 18, 2025 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,946 | $76.19 | $148,265.74 |
DisclosureSEC source: 0002020217-25-000020 · form4-12182025_081205.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,772 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| December 17, 2025 Filed Dec 18, 2025 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,851 | $76.18 | $217,189.18 |
DisclosureSEC source: 0002020217-25-000020 · form4-12182025_081205.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,718 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002020217-25-000020 · form4-12182025_081205.xml · derivative · entry 6 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002020217-25-000020 · form4-12182025_081205.xml · derivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,250 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0002020217-25-000020 · form4-12182025_081205.xml · derivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,250 Underlying: Class B Common Stock · 6,250 shares Expires 2029-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F3 · derivative.exercise_date: The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 20:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0002020217-25-000020 · form4-12182025_081205.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 10, 2025 18:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 700 | $92.12 | $64,484.00 |
DisclosureSEC source: 0002020217-25-000018 · form4-12102025_061203.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 339,319 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.94 to $92.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| December 10, 2025 Filed Dec 10, 2025 18:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,900 | $91.24 | $355,836.00 |
DisclosureSEC source: 0002020217-25-000018 · form4-12102025_061203.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 340,019 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.86 to $91.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| December 10, 2025 Filed Dec 10, 2025 18:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 5,400 | $90.37 | $487,998.00 |
DisclosureSEC source: 0002020217-25-000018 · form4-12102025_061203.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 343,919 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.86 to $90.85 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,735 | $76.24 | $284,756.40 |
DisclosureSEC source: 0002020217-25-000014 · form4-11122025_051101.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 349,319 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.04 to $76.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 6,265 | $75.69 | $474,197.85 |
DisclosureSEC source: 0002020217-25-000014 · form4-11122025_051101.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 353,054 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.04 to $76.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 13, 2025 Filed Oct 14, 2025 17:13 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 100 | $85.05 | $8,505.00 |
DisclosureSEC source: 0002020217-25-000012 · form4-10142025_091052.xml · nonDerivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 359,319 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 Read SEC document |
| October 13, 2025 Filed Oct 14, 2025 17:13 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,029 | $84.12 | $86,559.48 |
DisclosureSEC source: 0002020217-25-000012 · form4-10142025_091052.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 359,419 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.65 to $84.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 13, 2025 Filed Oct 14, 2025 17:13 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 6,824 | $83.15 | $567,415.60 |
DisclosureSEC source: 0002020217-25-000012 · form4-10142025_091052.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 360,448 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.64 to $83.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 13, 2025 Filed Oct 14, 2025 17:13 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,047 | $82.00 | $167,854.00 |
DisclosureSEC source: 0002020217-25-000012 · form4-10142025_091052.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Pres.,Global Sales & Field Ops 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 367,272 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.62 to $82.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | GiftClass A Common Stock | 38,860 | $0.00 | $0.00 |
DisclosureSEC source: 0002020217-25-000010 · form4-10012025_051001.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,139 F1 · balance_after: Includes 367 shares purchased through the Issuer's employee stock purchase plan on September 20, 2025. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002020217-25-000008 · form4-09182025_050906.xml · derivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002020217-25-000008 · form4-09182025_050906.xml · derivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,250 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0002020217-25-000008 · form4-09182025_050906.xml · derivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Class B Common Stock · 6,250 shares Expires 2029-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F3 · derivative.exercise_date: The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,670 | $74.21 | $346,560.70 |
DisclosureSEC source: 0002020217-25-000008 · form4-09182025_050906.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 407,632 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 17:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0002020217-25-000008 · form4-09182025_050906.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 17:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,225 | $88.35 | $373,278.75 |
DisclosureSEC source: 0001415889-25-023716 · form4-09042025_050902.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 406,052 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.14 to $88.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 17:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 7,075 | $87.73 | $620,689.75 |
DisclosureSEC source: 0001415889-25-023716 · form4-09042025_050902.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 410,277 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.14 to $88.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 17:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,200 | $86.70 | $104,040.00 |
DisclosureSEC source: 0001415889-25-023716 · form4-09042025_050902.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 417,352 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.12 to $87.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 17:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 100 | $89.88 | $8,988.00 |
DisclosureSEC source: 0001415889-25-020979 · form4-08042025_090840.xml · nonDerivative · entry 6 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 418,552 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 17:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,860 | $88.84 | $165,242.40 |
DisclosureSEC source: 0001415889-25-020979 · form4-08042025_090840.xml · nonDerivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 418,652 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.30 to $89.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 17:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,540 | $87.68 | $398,067.20 |
DisclosureSEC source: 0001415889-25-020979 · form4-08042025_090840.xml · nonDerivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 420,512 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.26 to $88.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 17:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 5,000 | $86.74 | $433,700.00 |
DisclosureSEC source: 0001415889-25-020979 · form4-08042025_090840.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 425,052 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.25 to $87.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 17:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 500 | $85.56 | $42,780.00 |
DisclosureSEC source: 0001415889-25-020979 · form4-08042025_090840.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 430,052 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.15 to $86.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 17:59 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 500 | $84.65 | $42,325.00 |
DisclosureSEC source: 0001415889-25-020979 · form4-08042025_090840.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 430,552 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.97 to $84.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 19:19 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,348 | $89.31 | $209,699.88 |
DisclosureSEC source: 0001415889-25-019450 · form4-07072025_110701.xml · nonDerivative · entry 6 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 431,052 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.12 to $89.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 19:19 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,110 | $88.72 | $98,479.20 |
DisclosureSEC source: 0001415889-25-019450 · form4-07072025_110701.xml · nonDerivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 433,400 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.04 to $89.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 19:19 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 880 | $87.24 | $76,771.20 |
DisclosureSEC source: 0001415889-25-019450 · form4-07072025_110701.xml · nonDerivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 434,510 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.74 to $87.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 19:19 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 6,199 | $86.07 | $533,547.93 |
DisclosureSEC source: 0001415889-25-019450 · form4-07072025_110701.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 435,390 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.73 to $86.69 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 19:19 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 11,663 | $85.33 | $995,203.79 |
DisclosureSEC source: 0001415889-25-019450 · form4-07072025_110701.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 441,589 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.73 to $85.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 19:19 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,800 | $84.14 | $235,592.00 |
DisclosureSEC source: 0001415889-25-019450 · form4-07072025_110701.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 453,252 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.69 to $84.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 16:49 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-017875 · form4-06202025_080645.xml · derivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 16:49 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-017875 · form4-06202025_080645.xml · derivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,250 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 16:49 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-017875 · form4-06202025_080645.xml · derivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,750 Underlying: Class B Common Stock · 6,250 shares Expires 2029-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F3 · derivative.exercise_date: The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 16:49 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,782 | $88.56 | $423,507.79 |
DisclosureSEC source: 0001415889-25-017875 · form4-06202025_080645.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 456,052 F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 16:49 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-017875 · form4-06202025_080645.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 25,000 | $100.18 | $2,504,500.00 |
DisclosureSEC source: 0001415889-25-016336 · form4-06092025_060602.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 454,584 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,694 | $99.71 | $168,908.74 |
DisclosureSEC source: 0001415889-25-015637 · form4-06042025_060601.xml · nonDerivative · entry 6 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,584 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.65 to $99.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 10,476 | $99.32 | $1,040,476.32 |
DisclosureSEC source: 0001415889-25-015637 · form4-06042025_060601.xml · nonDerivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 481,278 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.65 to $99.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,252 | $98.10 | $417,121.20 |
DisclosureSEC source: 0001415889-25-015637 · form4-06042025_060601.xml · nonDerivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 491,754 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.65 to $98.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.