Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rubrik, Inc.RBRK · Entity 2594 | Pres.,Global Sales & Field Ops | January 31, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rubrik, Inc.
Report date January 31, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 772,794 |
Reported balance
After 2026-01-31 transaction · row 1
1 source rowRow 1 · 2026-01-31 · Grant · Acquired 442,022 · Balance 772,794 F1: Represents the grant of restricted stock units which are subject to service-based vesting conditions. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 147,341 |
Reported balance
After 2026-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-31 · Grant · Acquired 147,341 · Balance 147,341 F2: Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units which are subject to service-based vesting conditions.
F2: Represents the grant of Performance Stock Units ("PSUs"). The PSUs vest upon the Issuer's Class A Common Stock achieving specified per share prices, subject to the Reporting Person's Continuous Service through each performance achievement date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2024 Filed Dec 4, 2024 18:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 16,418 | $49.70 | $815,974.60 |
DisclosureSEC source: 0001415889-24-028313 · form4-12042024_061201.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 346,127 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.31 to $50.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 22, 2024 Filed Nov 22, 2024 21:12 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 25,000 | $50.38 | $1,259,500.00 |
DisclosureSEC source: 0001415889-24-027595 · form4-11232024_021146.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 362,545 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 17:47 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 25,000 | $41.39 | $1,034,750.00 |
DisclosureSEC source: 0001415889-24-026187 · form4-11052024_101120.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 387,545 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.14 to $41.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 17:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 25,000 | $40.00 | $1,000,000.00 |
DisclosureSEC source: 0001415889-24-025123 · form4-10152024_091006.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 412,545 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 17:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 300 | $31.77 | $9,531.00 |
DisclosureSEC source: 0001415889-24-024642 · form4-10032024_091017.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 437,545 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.75 to $31.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 17:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 24,700 | $31.24 | $771,628.00 |
DisclosureSEC source: 0001415889-24-024642 · form4-10032024_091017.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 437,845 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.73 to $31.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:36 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-024116 · form4-10012024_121042.xml · derivative · entry 8 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F9 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F9 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F9 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:36 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-024116 · form4-10012024_121042.xml · derivative · entry 7 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 125,000 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F9 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F9 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F9 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:36 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024116 · form4-10012024_121042.xml · derivative · entry 6 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,500 Underlying: Class B Common Stock · 12,500 shares Expires 2029-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F8 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:36 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024116 · form4-10012024_121042.xml · derivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112,500 Underlying: Class B Common Stock · 112,500 shares Expires 2028-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F7 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/4 of the shares subject to the RSU vested on March 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:36 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 21,527 | $31.59 | $680,037.93 |
DisclosureSEC source: 0001415889-24-024116 · form4-10012024_121042.xml · nonDerivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 462,545 F3 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.36 to $31.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:36 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 28,473 | $30.94 | $880,954.62 |
DisclosureSEC source: 0001415889-24-024116 · form4-10012024_121042.xml · nonDerivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 484,072 F3 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.36 to $31.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:36 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 54,672 | $31.41 | $1,717,220.18 |
DisclosureSEC source: 0001415889-24-024116 · form4-10012024_121042.xml · nonDerivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 512,545 F2 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:36 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024116 · form4-10012024_121042.xml · nonDerivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 567,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 337 additional shares of Class A Common Stock acquired under the Rubrik, Inc. 2024 Employee Stock Purchase Plan on September 20, 2024. This transaction is exempt from Rule 16b-3(c). Also includes shares of Class A Common Stock that were converted from Class B Common Stock in connection with the Issuer's initial public offering but inadvertently reported as Class B Common Stock in prior reports. Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 441,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 12 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,880 Underlying: Class A Common Stock · 441,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | Tax withholdingRestricted Stock Units · Derivative | 21,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 11 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,000 Underlying: Class B Common Stock · 21,745 shares Expires 2030-03-24 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F7 · shares: Represents the number of shares withheld by the Issuer in connection with the net settlement of the applicable RSUs prior to the open of trading on April 25, 2024, which settlement date was determined by the Issuer's board of directors, to satisfy the tax obligation realized upon vesting of such RSUs. F5 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 50,000 shares subject to the RSU vested on March 15, 2024, 100,000 shares subject to the RSU vest on March 15, 2025, 125,000 shares vest on March 15, 2026, and 150,000 shares vest on March 15, 2027, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | Tax withholdingRestricted Stock Units · Derivative | 21,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 10 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class B Common Stock · 21,752 shares Expires 2029-04-13 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F7 · shares: Represents the number of shares withheld by the Issuer in connection with the net settlement of the applicable RSUs prior to the open of trading on April 25, 2024, which settlement date was determined by the Issuer's board of directors, to satisfy the tax obligation realized upon vesting of such RSUs. F4 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | Tax withholdingRestricted Stock Units · Derivative | 289,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 9 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Class B Common Stock · 289,623 shares Expires 2028-03-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F7 · shares: Represents the number of shares withheld by the Issuer in connection with the net settlement of the applicable RSUs prior to the open of trading on April 25, 2024, which settlement date was determined by the Issuer's board of directors, to satisfy the tax obligation realized upon vesting of such RSUs. F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/4 of the shares subject to the RSU vested on March 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 28,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 8 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,745 Underlying: Class B Common Stock · 28,255 shares Expires 2030-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F5 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 50,000 shares subject to the RSU vested on March 15, 2024, 100,000 shares subject to the RSU vest on March 15, 2025, 125,000 shares vest on March 15, 2026, and 150,000 shares vest on March 15, 2027, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 28,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 7 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,752 Underlying: Class B Common Stock · 28,248 shares Expires 2029-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F4 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 385,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 6 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,623 Underlying: Class B Common Stock · 385,377 shares Expires 2028-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/4 of the shares subject to the RSU vested on March 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 5 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Class B Common Stock · 250,000 shares Expires 2031-03-25 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F6 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 10% of the shares subject to the RSU vest on March 15, 2025, 20% of the shares subject to the RSU vest on March 15, 2026, 35% of the shares subject to the RSU vest on March 15, 2027, and 35% of the shares subject to the RSU vest on March 15, 2028, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantRestricted Stock Units · Derivative | 425,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 4 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,000 Underlying: Class B Common Stock · 425,000 shares Expires 2030-03-24 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F5 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 50,000 shares subject to the RSU vested on March 15, 2024, 100,000 shares subject to the RSU vest on March 15, 2025, 125,000 shares vest on March 15, 2026, and 150,000 shares vest on March 15, 2027, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 3 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class B Common Stock · 100,000 shares Expires 2029-04-13 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F4 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 2 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Class B Common Stock · 150,000 shares Expires 2028-03-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: all of the shares subject to the RSU will vest upon the Issuer's achievement of a specified average price per share prior to the expiration of the RSU award, subject to the Reporting Person subject to the Reporting Person continuing to have a Service Relationship (as defined in the Amended and Restated Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:54 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantRestricted Stock Units · Derivative | 900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011635 · form4-04272024_010448.xml · derivative · entry 1 McCarthy Brian K. · CIK 0002020217 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900,000 Underlying: Class B Common Stock · 900,000 shares Expires 2028-03-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/4 of the shares subject to the RSU vested on March 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.