Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR WI · Entity 3043 | Director | March 16, 2020 | March 16, 2020 |
| Otis Worldwide CorpOTIS · Entity 3170 | SVP, CAO & Controller | February 06, 2026 | February 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date March 16, 2020 · Filed March 16, 2020
This filing explicitly reported no securities owned.
Otis Worldwide Corp
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,504 |
Ending reported balance
After 2026-02-10 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-02-06 · Exercise / conversion · Acquired 349 · Balance 4,544 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2026-02-06 · Tax withholding · Disposed 102 · Balance 4,442 Row 3 · 2026-02-07 · Exercise / conversion · Acquired 344 · Balance 4,786 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 4 · 2026-02-07 · Tax withholding · Disposed 100 · Balance 4,686 Row 5 · 2026-02-10 · Sale · Disposed 1,182 · Balance 3,504 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 318 |
Reported balance
After 2026-02-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-06 · Exercise / conversion · Disposed 349 · Balance 318 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-07 · Exercise / conversion · Disposed 344 · Balance 0 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.
F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2021 Filed Jul 30, 2021 16:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 2,220 | $87.44 | $194,121.91 |
DisclosureSEC source: 0001062993-21-006833 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.441 to $87.455, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:37 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 5,516 | $63.93 Strike: $63.93 | $352,637.88 |
DisclosureSEC source: 0001062993-21-001094 · form4.xml · derivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,516 Underlying: Common Stock · 5,516 shares Expires 2031-02-04 F3 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:37 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-001094 · form4.xml · derivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock. F2 · price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock. F3 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant. F2 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:37 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 463 | $63.93 | $29,599.59 |
DisclosureSEC source: 0001062993-21-001094 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 F1 · shares: As a result of the spinoff of the issuer by UTC, the reporting person holds Otis shares in our former parent's 401(k) plan. This plan has advised participants that it will mandatorily start to sell the Otis shares held in it on April 3, 2021. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 492 | $82.44 | $40,560.48 |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,983 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 620 | $82.44 | $51,112.80 |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,781 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 2,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 154 | $82.44 | $12,695.76 |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,911 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-000124 · form4.xml · derivative · entry 7 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting. F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-000124 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting. F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 554 | $65.59 | $36,336.86 |
DisclosureSEC source: 0001062993-21-000124 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,220 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,911 | $65.59 | $125,342.49 |
DisclosureSEC source: 0001062993-21-000124 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 235 | $65.59 | $15,413.65 |
DisclosureSEC source: 0001062993-21-000124 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 810 | $65.59 | $53,127.90 |
DisclosureSEC source: 0001062993-21-000124 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · derivative · entry 7 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Underlying: Common Stock · 73 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F3 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · derivative.underlying_shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694 Underlying: Common Stock · 59 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · price: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.exercise_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.expiration_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.underlying_shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 59 | $66.94 | $3,949.46 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 59 | $66.94 | $3,949.46 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 73 | $66.94 | $4,886.62 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 73 | $66.94 | $4,886.62 |
DisclosureSEC source: 0001062993-20-006001 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 16:03 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units (RSUs) · Derivative | 9,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008559 · doc4.xml · derivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Underlying: Common Stock · 9,900 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.