Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR WI · Entity 3043 | Director | March 16, 2020 | March 16, 2020 |
| Otis Worldwide CorpOTIS · Entity 3170 | SVP, CAO & Controller | February 06, 2026 | February 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date March 16, 2020 · Filed March 16, 2020
This filing explicitly reported no securities owned.
Otis Worldwide Corp
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,504 |
Ending reported balance
After 2026-02-10 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-02-06 · Exercise / conversion · Acquired 349 · Balance 4,544 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2026-02-06 · Tax withholding · Disposed 102 · Balance 4,442 Row 3 · 2026-02-07 · Exercise / conversion · Acquired 344 · Balance 4,786 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 4 · 2026-02-07 · Tax withholding · Disposed 100 · Balance 4,686 Row 5 · 2026-02-10 · Sale · Disposed 1,182 · Balance 3,504 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 318 |
Reported balance
After 2026-02-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-06 · Exercise / conversion · Disposed 349 · Balance 318 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-07 · Exercise / conversion · Disposed 344 · Balance 0 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.
F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2024 Filed Feb 8, 2024 17:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 3,772 | $0.00 Strike: $91.94 | $0.00 |
DisclosureSEC source: 0001062993-24-002588 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,772 Underlying: Common Stock · 3,772 shares Expires 2034-02-05 F2 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 17:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 998 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002588 · form4.xml · derivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 998 Underlying: Common Stock · 998 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F2 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 17:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 1,688 | $91.94 | $155,194.72 |
DisclosureSEC source: 0001062993-24-002588 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,031 Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 17:15 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantCommon Stock | 5,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002588 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,719 F4 · shares: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 5, 2021. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 200% level. F4 · price: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 5, 2021. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 200% level. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:49 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 402 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002096 · form4.xml · derivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:49 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 117 | $90.89 | $10,634.13 |
DisclosureSEC source: 0001062993-24-002096 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 509 Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:49 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002096 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 16:49 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 354 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002096 · form4.xml · derivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363 Underlying: Common Stock · 354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 16:49 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 130 | $90.97 | $11,826.10 |
DisclosureSEC source: 0001062993-24-002096 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224 Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 16:49 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002096 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · SVP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| July 28, 2023 Filed Jul 28, 2023 18:08 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 6,372 | $90.50 | $576,675.56 |
DisclosureSEC source: 0001062993-23-015443 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.49 to $90.59, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 18:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 10,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012803 · form4.xml · derivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. F2 · derivative.expiration_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 18:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 3,927 | $81.51 | $320,089.77 |
DisclosureSEC source: 0001062993-23-012803 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,372 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 18:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 10,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012803 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 3,671 | $0.00 Strike: $83.63 | $0.00 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · derivative · entry 23 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,671 Underlying: Common Stock · 3,671 shares Expires 2033-02-06 F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · derivative · entry 22 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075 Underlying: Common Stock · 1,075 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F5 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 1,745 | $0.00 Strike: $50.58 | $0.00 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · derivative · entry 21 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,745 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 1,447 | $0.00 Strike: $60.88 | $0.00 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · derivative · entry 20 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,447 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 340 | $0.00 Strike: $59.53 | $0.00 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · derivative · entry 19 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 340 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 1,811 | $84.44 | $152,920.84 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 15 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 1,107 | $84.49 | $93,530.43 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 14 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 100 | $84.52 | $8,452.00 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 13 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,918 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 1,044 | $84.47 | $88,186.68 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 12 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,745 | $50.58 | $88,262.10 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 11 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 1,042 | $84.47 | $88,017.74 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 10 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,447 | $60.88 | $88,093.36 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 9 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 239 | $84.47 | $20,188.33 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 8 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,912 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 340 | $59.53 | $20,240.20 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 7 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 433 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · derivative · entry 18 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396 Underlying: Common Stock · 433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 126 | $84.73 | $10,675.98 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 6 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 5 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · derivative · entry 17 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,808 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date. F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 525 | $84.73 | $44,483.25 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 4 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504 Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · derivative · entry 16 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706 Underlying: Common Stock · 349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 128 | $84.73 | $10,845.44 |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 16:08 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022190 · form4.xml · derivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826 Underlying: Common Stock · 29 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · derivative.underlying_shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 16:08 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 29 | $77.37 | $2,243.73 |
DisclosureSEC source: 0001062993-22-022190 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 16:08 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 29 | $77.37 | $2,243.73 |
DisclosureSEC source: 0001062993-22-022190 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2022 Filed Aug 9, 2022 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 600 | $79.50 | $47,700.12 |
DisclosureSEC source: 0001062993-22-017561 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 08, 2022 Filed Aug 9, 2022 16:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 2,383 | $79.51 | $189,472.33 |
DisclosureSEC source: 0001062993-22-017561 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · derivative · entry 11 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F5 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date. F5 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 2,137 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · derivative · entry 10 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 418 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · derivative · entry 9 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846 Underlying: Common Stock · 418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 4,213 | $81.85 Strike: $81.85 | $344,834.05 |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · derivative · entry 8 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213 Underlying: Common Stock · 4,213 shares Expires 2032-02-02 F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 16:36 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 1,040 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002922 · form4.xml · derivative · entry 7 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040 Underlying: Common Stock · 1,040 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 15:32 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 61 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012007 · form4.xml · derivative · entry 3 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,776 Underlying: Common Stock · 61 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · derivative.underlying_shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 15:32 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 61 | $80.40 | $4,904.40 |
DisclosureSEC source: 0001062993-21-012007 · form4.xml · nonDerivative · entry 2 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 15:32 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 61 | $80.40 | $4,904.40 |
DisclosureSEC source: 0001062993-21-012007 · form4.xml · nonDerivative · entry 1 Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.