Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLUE OWL CAPITAL INC.OWL · Entity 3287 | Chief Financial Officer | September 11, 2026 | September 11, 2026 |
| Blue Owl Capital CorpORCC · Entity 3829 | Executive Vice President | December 31, 2021 | February 15, 2022 |
| Blue Owl Capital Corp IINONE · Entity 81984 | Executive Vice President | December 31, 2021 | February 15, 2022 |
| Blue Owl Capital Corp IIINONE · Entity 84112 | Executive Vice President | November 12, 2021 | November 15, 2021 |
| Blue Owl Credit Income Corp.NONE · Entity 81985 | Director · 10% owner | March 22, 2021 | March 23, 2021 |
| Blue Owl Digital Infrastructure TrustNONE · Entity 31600 | Director | August 09, 2025 | August 11, 2025 |
| Blue Owl Real Estate Net Lease TrustNONE · Entity 66994 | Director | February 06, 2026 | February 10, 2026 |
| Blue Owl Technology Finance Corp.NONE · Entity 3868 | Executive Vice President | November 05, 2021 | November 08, 2021 |
| Blue Owl Technology Finance Corp. IINONE · Entity 81482 | Director · Executive Vice President | September 23, 2022 | September 23, 2022 |
| Blue Owl Technology Income Corp.NONE · Entity 81983 | Director · Executive Vice President | February 11, 2022 | February 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLUE OWL CAPITAL INC.
Report date September 11, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class D SharesSEC Table I · non-derivative | IndirectSee Footnotes | 27,696 |
Reported balance
After 2026-09-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-11 · Gift · Disposed 10,000 · Balance 27,696 F1: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2: Consists of an aggregate of 27,696 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder on behalf of Mr. Kirshenbaum. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. |
| Blue Owl Operating Group UnitsSEC Table II · derivative / convertible security | IndirectSee Footnotes | 27,696 |
Reported balance
After 2026-09-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-11 · Gift · Disposed 10,000 · Balance 27,696 F3: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2: Consists of an aggregate of 27,696 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder on behalf of Mr. Kirshenbaum. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund.
F2: Consists of an aggregate of 27,696 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder on behalf of Mr. Kirshenbaum. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein.
F3: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire.
Blue Owl Capital Corp
Report date December 31, 2021 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,997 |
Reported balance
After 2021-02-26 transaction · row 1
1 source rowRow 1 · 2021-02-26 · Other · Disposed 13,996 · Balance 13,997 F1: Transferred from joint ownership with spouse to individual ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: Transferred from joint ownership with spouse to individual ownership.
Blue Owl Capital Corp II
Report date December 31, 2021 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,889 |
Reported balance
After 2021-02-26 transaction · row 1
1 source rowRow 1 · 2021-02-26 · Other · Disposed 13,889 · Balance 13,889 F1: Transferred from joint ownership with spouse to individual ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: Transferred from joint ownership with spouse to individual ownership.
Blue Owl Capital Corp III
Report date November 12, 2021 · Filed November 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 3,718,523 |
Reported balance
After 2021-11-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-11-12 · Purchase · Acquired 839,401 · Balance 3,718,523 F1: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Blue Owl Credit Income Corp.
Report date March 22, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 2,595,996 |
Reported balance
After 2021-03-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-22 · Purchase · Acquired 1,295,896 · Balance 2,595,996 F1: Purchased pursuant to a subscription agreement entered between Owl Rock Core Income Corp. and Owl Rock Feeder FIC Equity LLC, dated October 15, 2020. F2: Reflects 2,595,896 shares held by Owl Rock Feeder FIC ORCIC Equity LLC and 100 shares held by Owl Rock Capital Advisors LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Purchased pursuant to a subscription agreement entered between Owl Rock Core Income Corp. and Owl Rock Feeder FIC Equity LLC, dated October 15, 2020.
F2: Reflects 2,595,896 shares held by Owl Rock Feeder FIC ORCIC Equity LLC and 100 shares held by Owl Rock Capital Advisors LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Blue Owl Digital Infrastructure Trust
Report date August 09, 2025 · Filed August 11, 2025
This filing explicitly reported no securities owned.
Blue Owl Real Estate Net Lease Trust
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Blue Owl NLT Operating Partnership UnitsSEC Table II · derivative / convertible security | Direct | 187,677.536 |
Reported balance
After 2026-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-06 · Grant · Acquired 187,677.536 · Balance 187,677.536 F1: Represents Class I limited partner interests in Blue Owl NLT Operating Partnership LP, ("Blue Owl NLT Operating Partnership Units"), which may, subject to certain restrictions, be exchanged for a corresponding number of Class I common shares of beneficial interest, par value $0.01 per share of the Issuer or the cash equivalent. Blue Owl NLT Operating Partnership Units do not expire. F2: The Blue Owl NLT Operating Partnership Units represent a portion of the Blue Owl NLT Operating Partnership Units previously issued to Blue Owl Real Estate Net Lease Trust CPV LP as a performance allocation, a portion of which was allocated to the Reporting Person and distributed to him on February 6, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Class I limited partner interests in Blue Owl NLT Operating Partnership LP, ("Blue Owl NLT Operating Partnership Units"), which may, subject to certain restrictions, be exchanged for a corresponding number of Class I common shares of beneficial interest, par value $0.01 per share of the Issuer or the cash equivalent. Blue Owl NLT Operating Partnership Units do not expire.
F2: The Blue Owl NLT Operating Partnership Units represent a portion of the Blue Owl NLT Operating Partnership Units previously issued to Blue Owl Real Estate Net Lease Trust CPV LP as a performance allocation, a portion of which was allocated to the Reporting Person and distributed to him on February 6, 2026.
Blue Owl Technology Finance Corp.
Report date November 05, 2021 · Filed November 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 4,081,653 |
Reported balance
After 2021-11-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-11-05 · Purchase · Acquired 599,156 · Balance 4,081,653 F1: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Blue Owl Technology Finance Corp. II
Report date September 23, 2022 · Filed September 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 1,102,275 |
Reported balance
After 2022-09-23 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-09-23 · Purchase · Acquired 223,280 · Balance 1,102,275 F1: Reflects the shares held by Owl Rock Feeder FIC ORTF II LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the shares held by Owl Rock Feeder FIC ORTF II LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Blue Owl Technology Income Corp.
Report date February 11, 2022 · Filed February 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough LLC | 15,100 |
Reported balance
Holding disclosure · report date 2022-02-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15,100 F1: Reflects 15,000 shares held by Owl Rock Feeder FIC ORTIC LLC and 100 shares held by Owl Rock Technology Advisors LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 15,000 shares held by Owl Rock Feeder FIC ORTIC LLC and 100 shares held by Owl Rock Technology Advisors LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 11, 2026 20:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftBlue Owl Operating Group Units · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-389329 · ownership.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 27,696 Underlying: Class B Shares · 10,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · kind: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F1 · price: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F3 · derivative.exercise_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · derivative.expiration_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F2 · ownership.nature: Consists of an aggregate of 27,696 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder on behalf of Mr. Kirshenbaum. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 20:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftClass D Shares | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-389329 · ownership.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 27,696 F1 · kind: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F1 · price: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2 · ownership.nature: Consists of an aggregate of 27,696 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder on behalf of Mr. Kirshenbaum. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 15:16 UTC | Blue Owl Real Estate Net Lease Trust NONE · Entity 66994 | GrantBlue Owl NLT Operating Partnership Units · Derivative | 187,677.536 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-006791 · wk-form4_1770754570.xml · derivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,677.536 Underlying: Class I common shares of beneficial interest · 187,677.536 shares Expires not disclosed F1 · derivative.exercise_price: Represents Class I limited partner interests in Blue Owl NLT Operating Partnership LP, ("Blue Owl NLT Operating Partnership Units"), which may, subject to certain restrictions, be exchanged for a corresponding number of Class I common shares of beneficial interest, par value $0.01 per share of the Issuer or the cash equivalent. Blue Owl NLT Operating Partnership Units do not expire. F2 · kind: The Blue Owl NLT Operating Partnership Units represent a portion of the Blue Owl NLT Operating Partnership Units previously issued to Blue Owl Real Estate Net Lease Trust CPV LP as a performance allocation, a portion of which was allocated to the Reporting Person and distributed to him on February 6, 2026. F1 · derivative.exercise_date: Represents Class I limited partner interests in Blue Owl NLT Operating Partnership LP, ("Blue Owl NLT Operating Partnership Units"), which may, subject to certain restrictions, be exchanged for a corresponding number of Class I common shares of beneficial interest, par value $0.01 per share of the Issuer or the cash equivalent. Blue Owl NLT Operating Partnership Units do not expire. F1 · derivative.expiration_date: Represents Class I limited partner interests in Blue Owl NLT Operating Partnership LP, ("Blue Owl NLT Operating Partnership Units"), which may, subject to certain restrictions, be exchanged for a corresponding number of Class I common shares of beneficial interest, par value $0.01 per share of the Issuer or the cash equivalent. Blue Owl NLT Operating Partnership Units do not expire. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 17:13 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | PurchaseClass A Shares | 33,670 | $14.87 | $500,807.58 |
DisclosureSEC source: 0001193125-25-306958 · ownership.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,670 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $14.775 to $14.90. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported transaction represents open market purchases of the Issuer's Class A common stock by the Alan Kirshenbaum Revocable Trust. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 16:59 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftBlue Owl Operating Group Units · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-202323 · ownership.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 37,696 Underlying: Class B Shares · 20,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · kind: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F1 · price: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F3 · derivative.exercise_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · derivative.expiration_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Third Amended and Restated Exchange Agreement, dated as of April 1, 2025, or (at the election of an exchange committee of the general partner of Blue Owl Holdings) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F2 · ownership.nature: Consists of an aggregate of 37,696 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder on behalf of Mr. Kirshenbaum. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 16:59 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftClass D Shares | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-202323 · ownership.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 37,696 F1 · kind: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F1 · price: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2 · ownership.nature: Consists of an aggregate of 37,696 shares of Class D common stock ("Class D Shares") and an equal number of common units ("Blue Owl Operating Group Units") of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), associated with such Class D Shares, held directly by Owl Rock Feeder on behalf of Mr. Kirshenbaum. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 16:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | OtherBlue Owl Operating Group Units · Derivative | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-035553 · ownership.xml · derivative · entry 3 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,785,000 Underlying: Class A Shares · 140,000 shares Expires not disclosed F1 · security: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · security: The reported Incentive Units of Blue Owl Management Vehicle will vest on December 15, 2029. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_price: The reported Incentive Units of Blue Owl Management Vehicle will vest on December 15, 2029. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F3 · kind: For estate planning purposes, the reporting person transferred, based on fair market value on the date of such transfer, 140,000 Incentive Units to an entity controlled by a trust whose trustee is the reporting person's son, and the reporting person continues to have investment power over securities held by the entity (the "Controlled Entity"), but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: The reported Incentive Units of Blue Owl Management Vehicle will vest on December 15, 2029. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units of Blue Owl Management Vehicle will vest on December 15, 2029. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · derivative.underlying: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · derivative.underlying: The reported Incentive Units of Blue Owl Management Vehicle will vest on December 15, 2029. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · ownership.nature: The reported Incentive Units of Blue Owl Management Vehicle will vest on December 15, 2029. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 16:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | OtherClass C Shares | 140,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-035553 · ownership.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,785,000 F1 · security: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · security: The reported Incentive Units of Blue Owl Management Vehicle will vest on December 15, 2029. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F3 · kind: For estate planning purposes, the reporting person transferred, based on fair market value on the date of such transfer, 140,000 Incentive Units to an entity controlled by a trust whose trustee is the reporting person's son, and the reporting person continues to have investment power over securities held by the entity (the "Controlled Entity"), but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F3 · price: For estate planning purposes, the reporting person transferred, based on fair market value on the date of such transfer, 140,000 Incentive Units to an entity controlled by a trust whose trustee is the reporting person's son, and the reporting person continues to have investment power over securities held by the entity (the "Controlled Entity"), but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F2 · ownership.nature: The reported Incentive Units of Blue Owl Management Vehicle will vest on December 15, 2029. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantBlue Owl Operating Group Units · Derivative | 2,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133294 · ownership.xml · derivative · entry 3 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,925,000 Underlying: Class A Shares · 2,100,000 shares Expires not disclosed F1 · security: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · security: Consists of (i) 350,000 Incentive Units of Blue Owl Management Vehicle, which are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date and (ii) 1,750,000 Incentive Units of Blue Owl Management Vehicle, which will vest in five equal installments on December 15th of 2025, 2026, 2027, 2028 and 2029, respectively. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, F3 · security: (Continued from footnote 2) Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_price: Consists of (i) 350,000 Incentive Units of Blue Owl Management Vehicle, which are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date and (ii) 1,750,000 Incentive Units of Blue Owl Management Vehicle, which will vest in five equal installments on December 15th of 2025, 2026, 2027, 2028 and 2029, respectively. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, F3 · derivative.exercise_price: (Continued from footnote 2) Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_date: Consists of (i) 350,000 Incentive Units of Blue Owl Management Vehicle, which are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date and (ii) 1,750,000 Incentive Units of Blue Owl Management Vehicle, which will vest in five equal installments on December 15th of 2025, 2026, 2027, 2028 and 2029, respectively. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, F3 · derivative.exercise_date: (Continued from footnote 2) Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: Consists of (i) 350,000 Incentive Units of Blue Owl Management Vehicle, which are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date and (ii) 1,750,000 Incentive Units of Blue Owl Management Vehicle, which will vest in five equal installments on December 15th of 2025, 2026, 2027, 2028 and 2029, respectively. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, F3 · derivative.expiration_date: (Continued from footnote 2) Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.nature: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · ownership.nature: Consists of (i) 350,000 Incentive Units of Blue Owl Management Vehicle, which are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date and (ii) 1,750,000 Incentive Units of Blue Owl Management Vehicle, which will vest in five equal installments on December 15th of 2025, 2026, 2027, 2028 and 2029, respectively. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, F3 · ownership.nature: (Continued from footnote 2) Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass C Shares | 2,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133294 · ownership.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,925,000 F1 · security: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · security: Consists of (i) 350,000 Incentive Units of Blue Owl Management Vehicle, which are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date and (ii) 1,750,000 Incentive Units of Blue Owl Management Vehicle, which will vest in five equal installments on December 15th of 2025, 2026, 2027, 2028 and 2029, respectively. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, F3 · security: (Continued from footnote 2) Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F1 · ownership.nature: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · ownership.nature: Consists of (i) 350,000 Incentive Units of Blue Owl Management Vehicle, which are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date and (ii) 1,750,000 Incentive Units of Blue Owl Management Vehicle, which will vest in five equal installments on December 15th of 2025, 2026, 2027, 2028 and 2029, respectively. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, F3 · ownership.nature: (Continued from footnote 2) Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| September 13, 2024 Filed Sep 13, 2024 20:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftBlue Owl Operating Group Units · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-106569 · ownership.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 57,696 Underlying: Class B Shares · 10,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Second Amended and Restated Exchange Agreement, dated as of February 21, 2024, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · kind: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F1 · price: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F3 · derivative.exercise_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Second Amended and Restated Exchange Agreement, dated as of February 21, 2024, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · derivative.expiration_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Second Amended and Restated Exchange Agreement, dated as of February 21, 2024, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F2 · ownership.nature: Consists of an aggregate of 57,696 shares of Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) associated with such Class D Shares (the "Paired Units"), held directly by Owl Rock Feeder on behalf of Mr. Kirshenbaum. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. The reported amounts exclude 5,086,389 Paired Units held directly by Owl Rock Feeder on behalf of Alan Kirshenbaum 2015 Family Trust and Kirshenbaum 2019 Family Trust, which Paired Units were previously reported voluntarily but, as he neither serves as a trustee nor exercises investment control of either such trust, Mr. Kirshenbaum does not have beneficial ownership. Read SEC document |
| September 13, 2024 Filed Sep 13, 2024 20:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftClass D Shares | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-106569 · ownership.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 57,696 F1 · kind: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F1 · price: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2 · ownership.nature: Consists of an aggregate of 57,696 shares of Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) associated with such Class D Shares (the "Paired Units"), held directly by Owl Rock Feeder on behalf of Mr. Kirshenbaum. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. The reported amounts exclude 5,086,389 Paired Units held directly by Owl Rock Feeder on behalf of Alan Kirshenbaum 2015 Family Trust and Kirshenbaum 2019 Family Trust, which Paired Units were previously reported voluntarily but, as he neither serves as a trustee nor exercises investment control of either such trust, Mr. Kirshenbaum does not have beneficial ownership. Read SEC document |
| May 08, 2024 Filed May 8, 2024 20:46 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | OtherBlue Owl Operating Group Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-056151 · ownership.xml · derivative · entry 5 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 825,000 Underlying: Class A Shares · 600,000 shares Expires not disclosed F1 · security: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · security: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · security: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_price: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · derivative.exercise_price: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F5 · kind: For estate planning purposes, the reporting person transferred 600,000 Incentive Units to the Controlled Entity based on fair market value on the date of such transfer. F2 · derivative.exercise_date: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · derivative.exercise_date: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · derivative.expiration_date: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F1 · derivative.underlying: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · derivative.underlying: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · derivative.underlying: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F2 · ownership.nature: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · ownership.nature: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. Read SEC document |
| May 08, 2024 Filed May 8, 2024 20:46 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftBlue Owl Operating Group Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-056151 · ownership.xml · derivative · entry 4 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,425,000 Underlying: Class A Shares · 75,000 shares Expires not disclosed F1 · security: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · security: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · security: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_price: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · derivative.exercise_price: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F4 · kind: For estate planning purposes, the reporting person gifted 75,000 Incentive Units to an entity controlled by a trust whose trustee is the reporting person's son, and the reporting person continues to have investment power over securities held by the entity (the "Controlled Entity"), but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · derivative.exercise_date: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · derivative.expiration_date: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F1 · derivative.underlying: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · derivative.underlying: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · derivative.underlying: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F2 · ownership.nature: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · ownership.nature: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. Read SEC document |
| May 08, 2024 Filed May 8, 2024 20:46 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | OtherClass C Shares | 600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-056151 · ownership.xml · nonDerivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 825,000 F1 · security: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · security: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · security: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F5 · kind: For estate planning purposes, the reporting person transferred 600,000 Incentive Units to the Controlled Entity based on fair market value on the date of such transfer. F5 · price: For estate planning purposes, the reporting person transferred 600,000 Incentive Units to the Controlled Entity based on fair market value on the date of such transfer. F2 · ownership.nature: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · ownership.nature: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. Read SEC document |
| May 08, 2024 Filed May 8, 2024 20:46 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftClass C Shares | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-056151 · ownership.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,425,000 F1 · security: Represents shares of Class C common stock of the Issuer ("Class C Shares") and Common Units of each of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings"), and Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry" and, together with Blue Owl Holdings, the "Blue Owl Operating Partnerships"), issued or to be issued to Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle"), in respect of Class P Units (each of which consists of one Class P Unit of Blue Owl Holdings and one Class P Unit of Blue Owl Carry) issued to Blue Owl Management Vehicle on behalf of the reporting person pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time. The reporting person holds Incentive Units of Blue Owl Management Vehicle, which correspond to the Class P Units and the resulting Common Units and Class C Shares on a 1-for-1 basis. F2 · security: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · security: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. F4 · kind: For estate planning purposes, the reporting person gifted 75,000 Incentive Units to an entity controlled by a trust whose trustee is the reporting person's son, and the reporting person continues to have investment power over securities held by the entity (the "Controlled Entity"), but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F2 · ownership.nature: The reported Incentive Units of Blue Owl Management Vehicle are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the reporting person for an equal number of newly issued shares of the Issuer's Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). F3 · ownership.nature: (Continued from footnote 2) Blue Owl Operating Group Units do not expire. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 17:20 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantBlue Owl Operating Group Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-067414 · ownership.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,500,000 Underlying: Class A Shares · 200,000 shares Expires not disclosed F2 · derivative.exercise_price: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_date: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · ownership.nature: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 17:20 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass C Shares | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-067414 · ownership.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,500,000 F1 · security: Represents Class C common stock of Blue Owl Capital, Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · security: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · ownership.nature: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 17:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftBlue Owl Operating Group Units · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019160 · doc4.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,154,085 Underlying: Class B Shares · 20,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · kind: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F1 · price: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F3 · derivative.exercise_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · derivative.expiration_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · ownership.nature: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2 · ownership.nature: Consists of an aggregate of 5,154,085 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Feeder, 1.31% of which is held on behalf of Mr. Kirshenbaum; 51.05% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.64% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 17:30 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GiftClass D Shares | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019160 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,154,085 F1 · kind: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F1 · price: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F1 · ownership.direct: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2 · ownership.direct: Consists of an aggregate of 5,154,085 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Feeder, 1.31% of which is held on behalf of Mr. Kirshenbaum; 51.05% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.64% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. F1 · ownership.nature: The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. F2 · ownership.nature: Consists of an aggregate of 5,154,085 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Feeder, 1.31% of which is held on behalf of Mr. Kirshenbaum; 51.05% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.64% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 16:48 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantBlue Owl Operating Group Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-037449 · doc4.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,300,000 Underlying: Class A Shares · 200,000 shares Expires not disclosed F2 · derivative.exercise_price: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_date: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F3 · balance_after: The reported securities include 1,100,000 Incentive Units that were inadvertently reflected on Form 4s filed by the Reporting Person on December 17, 2021 and January 14, 2022, as Incentive Units and Class D Shares exchangeable into the Issuer's Class B common stock or cash, at the issuer's election. F2 · ownership.nature: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 16:48 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass C Shares | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-037449 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,300,000 F1 · security: Represents Class C common stock of Blue Owl Capital, Inc. ("Class C Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · security: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F3 · balance_after: The reported securities include 1,100,000 Incentive Units that were inadvertently reflected on Form 4s filed by the Reporting Person on December 17, 2021 and January 14, 2022, as Incentive Units and Class D Shares exchangeable into the Issuer's Class B common stock or cash, at the issuer's election. F2 · ownership.nature: The reported Incentive Units are fully vested upon the grant date, but are subject to a lock-up period of one year from the grant date. After attainment of required capital account thresholds, Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class C Shares. After expiration of the lock-up and cancellation of an equal number of Class C Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class A common stock ("Class A Shares") (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships, a cash payment equal to the five-day volume weighted average price of shares of Class A Shares immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. Read SEC document |
| September 23, 2022 Filed Sep 23, 2022 17:30 UTC | Blue Owl Technology Finance Corp. II NONE · Entity 81482 | PurchaseCommon Stock | 223,280 | $14.47 | $3,230,861.60 |
DisclosureSEC source: 0000899243-22-031901 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,102,275 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC ORTF II LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 16:39 UTC | Blue Owl Technology Finance Corp. II NONE · Entity 81482 | PurchaseCommon Stock | 308,884 | $14.15 | $4,370,708.60 |
DisclosureSEC source: 0000899243-22-024517 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 878,995 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC ORTF II LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 16:24 UTC | Blue Owl Technology Finance Corp. II NONE · Entity 81482 | PurchaseCommon Stock | 201,528 | $14.41 | $2,904,018.48 |
DisclosureSEC source: 0000899243-22-012788 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 570,111 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC ORTF II LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 16:31 UTC | Blue Owl Technology Finance Corp. II NONE · Entity 81482 | PurchaseCommon Stock | 203,689 | $14.31 | $2,914,789.59 |
DisclosureSEC source: 0000899243-22-006174 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 368,583 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC ORTF II LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 17:14 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantBlue Owl Operating Group Units · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001823945-22-000007 · wf-form4_164219844950255.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,274,085 Underlying: Class B Shares · 1,000,000 shares Expires not disclosed F1 · security: Represents Class D common stock of Blue Owl Capital Inc. ("Class D Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · derivative.exercise_price: The reported Incentive Units vest in five equal installments on each of the first, second, third, fourth and fifth anniversaries of December 15, 2021. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_date: The reported Incentive Units vest in five equal installments on each of the first, second, third, fourth and fifth anniversaries of December 15, 2021. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units vest in five equal installments on each of the first, second, third, fourth and fifth anniversaries of December 15, 2021. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of an aggregate of 1,100,000 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by, or to be issued and held by, Blue Owl Management Vehicle on behalf of Mr. Kirshenbaum and 5,174,085 Class D Shares and an equal number of Blue Owl Operating Group Units held or to be held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Blue Owl Management Vehicle and Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 17:14 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass D Shares | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001823945-22-000007 · wf-form4_164219844950255.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,274,085 F1 · security: Represents Class D common stock of Blue Owl Capital Inc. ("Class D Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · security: The reported Incentive Units vest in five equal installments on each of the first, second, third, fourth and fifth anniversaries of December 15, 2021. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of an aggregate of 1,100,000 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by, or to be issued and held by, Blue Owl Management Vehicle on behalf of Mr. Kirshenbaum and 5,174,085 Class D Shares and an equal number of Blue Owl Operating Group Units held or to be held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Blue Owl Management Vehicle and Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 16:58 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantBlue Owl Operating Group Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001823945-21-000076 · wf-form4_163977829429496.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,274,085 Underlying: Class B Shares · 100,000 shares Expires not disclosed F1 · security: Represents Class D common stock of Blue Owl Capital Inc. ("Class D Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · derivative.exercise_price: The reported Incentive Units were fully vested upon grant. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.exercise_date: The reported Incentive Units were fully vested upon grant. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F2 · derivative.expiration_date: The reported Incentive Units were fully vested upon grant. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of an aggregate of 100,000 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by, or to be issued and held by, Blue Owl Management Vehicle on behalf of Mr. Kirshenbaum and 5,174,085 Class D Shares and an equal number of Blue Owl Operating Group Units held or to be held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Blue Owl Management Vehicle and Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 16:58 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | GrantClass D Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001823945-21-000076 · wf-form4_163977829429496.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,274,085 F1 · security: Represents Class D common stock of Blue Owl Capital Inc. ("Class D Shares") and Class P Units of Blue Owl Management Vehicle LP, a Delaware limited partnership ("Blue Owl Management Vehicle") equal to the number of Incentive Units (each of which consists of one Class P Unit of Blue Owl Capital Carry LP, a Delaware limited partnership ("Blue Owl Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a Delaware limited partnership ("Blue Owl Holdings" and together with Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or to be issued by the Blue Owl Operating Partnerships pursuant to the Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as amended from time to time, and held by Blue Owl Management Vehicle on behalf of the Reporting Person. F2 · security: The reported Incentive Units were fully vested upon grant. Incentive Units settle by delivery of an equal number of Common Units of each of the Blue Owl Operating Partnerships (collectively, "Blue Owl Operating Group Units") and Class D Shares. Upon the cancellation of an equal number of Class D Shares, Blue Owl Operating Group Units may be exchanged from time to time at the request of the Reporting Person for an equal number of newly issued shares of Blue Owl Capital Inc.'s Class B common stock (or at the election of an exchange committee of the general partner of the Blue Owl Operating Partnerships a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date). Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of an aggregate of 100,000 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by, or to be issued and held by, Blue Owl Management Vehicle on behalf of Mr. Kirshenbaum and 5,174,085 Class D Shares and an equal number of Blue Owl Operating Group Units held or to be held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Blue Owl Management Vehicle and Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 16:33 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 839,401 | $15.15 | $12,716,925.15 |
DisclosureSEC source: 0000899243-21-044584 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 3,718,523 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 16:30 UTC | Blue Owl Technology Finance Corp. NONE · Entity 3868 | PurchaseCommon Stock | 599,156 | $18.33 | $10,982,529.48 |
DisclosureSEC source: 0000899243-21-043499 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 4,081,653 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:24 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionBlue Owl Operating Group Units · Derivative | 199,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001823945-21-000056 · wf-form4_163614386257342.xml · derivative · entry 3 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,174,085 Underlying: Class B Shares · 199,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F4 · derivative.exercise_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F4 · derivative.expiration_date: Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of an aggregate of 5,174,085 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:24 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionSeries E-2 Seller Earnout Units · Derivative | 199,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001823945-21-000056 · wf-form4_163614386257342.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Shares · 199,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · derivative.exercise_date: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_date: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · derivative.expiration_date: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.expiration_date: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F3 · ownership.nature: Consists of an aggregate of 5,174,085 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:24 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionClass D Shares | 199,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001823945-21-000056 · wf-form4_163614386257342.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,174,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of his Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days. F3 · ownership.nature: Consists of an aggregate of 5,174,085 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| September 28, 2021 Filed Sep 29, 2021 16:05 UTC | Blue Owl Technology Finance Corp. NONE · Entity 3868 | PurchaseCommon Stock | 594,502 | $18.38 | $10,926,946.76 |
DisclosureSEC source: 0000899243-21-038182 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 3,482,497 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| September 24, 2021 Filed Sep 24, 2021 16:05 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 628,541 | $15.11 | $9,497,254.51 |
DisclosureSEC source: 0000899243-21-037606 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,879,122 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 16:31 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 358,169 | $14.97 | $5,361,789.93 |
DisclosureSEC source: 0000899243-21-034152 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,250,581 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 16:31 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionSERIES E-1 SELLER EARNOUT UNITS · Derivative | 199,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029689 · doc4.xml · derivative · entry 3 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B common stock · 199,789 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · ownership.nature: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · ownership.nature: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F3 · ownership.nature: Consists of an aggregate of 4,974,296 shares of Class D common stock, and an equal number of Blue Owl Operating Group Units (as described in footnote (4)) held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 16:31 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionBLUE OWL OPERATING GROUP UNITS · Derivative | 199,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029689 · doc4.xml · derivative · entry 2 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,974,296 Underlying: Class B common stock · 199,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · derivative.exercise_price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F4 · derivative.exercise_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F4 · derivative.expiration_date: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. F3 · ownership.nature: Consists of an aggregate of 4,974,296 shares of Class D common stock, and an equal number of Blue Owl Operating Group Units (as described in footnote (4)) held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. F4 · ownership.nature: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 16:31 UTC | BLUE OWL CAPITAL INC. OWL · Entity 3287 | ConversionCLASS D COMMON STOCK | 199,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029689 · doc4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,974,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · kind: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F1 · price: Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA). F2 · price: The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA). F3 · ownership.nature: Consists of an aggregate of 4,974,296 shares of Class D common stock, and an equal number of Blue Owl Operating Group Units (as described in footnote (4)) held directly by Owl Rock Capital Feeder LLC ("Owl Rock Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum; 50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.46% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. F4 · ownership.nature: Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. Read SEC document |
| July 08, 2021 Filed Jul 9, 2021 16:36 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 304,309 | $14.75 | $4,488,557.75 |
DisclosureSEC source: 0001104659-21-090673 · tm2121833-1_4seq1.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,892,412 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 16:51 UTC | Blue Owl Technology Finance Corp. NONE · Entity 3868 | PurchaseCommon Stock | 566,261 | $16.62 | $9,411,257.82 |
DisclosureSEC source: 0001104659-21-085787 · tm2120761-3_4seq1.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,887,995 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| May 13, 2021 Filed May 14, 2021 17:10 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 367,880 | $14.74 | $5,422,551.20 |
DisclosureSEC source: 0001104659-21-066971 · tm2116361-1_4seq1.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,588,104 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:03 UTC | Blue Owl Credit Income Corp. NONE · Entity 81985 | PurchaseCommon Stock | 1,295,896 | $9.26 | $11,999,996.96 |
DisclosureSEC source: 0001104659-21-040369 · tm2110635-3_4seq1.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,595,996 F1 · kind: Purchased pursuant to a subscription agreement entered between Owl Rock Core Income Corp. and Owl Rock Feeder FIC Equity LLC, dated October 15, 2020. F2 · balance_after: Reflects 2,595,896 shares held by Owl Rock Feeder FIC ORCIC Equity LLC and 100 shares held by Owl Rock Capital Advisors LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2021 Filed Mar 16, 2021 17:46 UTC | Blue Owl Technology Finance Corp. NONE · Entity 3868 | PurchaseCommon Stock | 118,624 | $15.57 | $1,846,975.68 |
DisclosureSEC source: 0001104659-21-037252 · tm219941-1_4seq1.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · COO and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,321,734 F1 · balance_after: Reflects the shares held by Owl Rock FIC Tech BDC LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2021 Filed Feb 15, 2022 16:42 UTC | Blue Owl Capital Corp II NONE · Entity 81984 | OtherCommon Stock | 13,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006411 · doc5.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,889 F1 · kind: Transferred from joint ownership with spouse to individual ownership. Read SEC document |
| February 26, 2021 Filed Feb 15, 2022 16:36 UTC | Blue Owl Capital Corp ORCC · Entity 3829 | OtherCommon Stock | 13,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006405 · doc5.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,997 F1 · kind: Transferred from joint ownership with spouse to individual ownership. Read SEC document |
| December 30, 2020 Filed Dec 30, 2020 16:10 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 202,115 | $14.52 | $2,934,709.80 |
DisclosureSEC source: 0001104659-20-140538 · tm2039600-3_4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,220,223 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 16:26 UTC | Blue Owl Capital Corp III NONE · Entity 84112 | PurchaseCommon Stock | 307,028 | $14.32 | $4,396,640.96 |
DisclosureSEC source: 0001104659-20-133659 · tm2038049-2_4seq1.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,018,109 F1 · balance_after: Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.