person · Reporting owner

ROHRS THOMAS M

Disclosed activity across 4 companies

Tapewire entity: 66689
SEC CIK: 0001254354

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497	Director	April 30, 2021	May 04, 2021
ICHOR HOLDINGS, LTD.ICHR · Entity 4529	Director	February 12, 2026	February 12, 2026
INTEVAC INCIVAC · Entity 81388	Director	May 20, 2021	May 21, 2021
Quanergy Systems, Inc.QNGY · Entity 122456	Director	September 08, 2022	September 12, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED ENERGY INDUSTRIES INC

Report date April 30, 2021 · Filed May 04, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,813	Reported balance After 2021-04-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-04-30 · Grant · Acquired 1,813 · Balance 1,813 F1: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. F2: As of the date of this filing, 1,813 shares held by the reporting person are unvested.
Common StockSEC Table I · non-derivative	IndirectBy Trust	27,000	Reported balance Holding disclosure · report date 2021-04-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 27,000 F3: These shares are held in The Thomas M. Rohrs and Marion Rohrs Revocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy.

F2: As of the date of this filing, 1,813 shares held by the reporting person are unvested.

F3: These shares are held in The Thomas M. Rohrs and Marion Rohrs Revocable Trust.

ICHOR HOLDINGS, LTD.

Report date February 12, 2026 · Filed February 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary Shares, par value $0.0001SEC Table I · non-derivative	Direct	53,024	Ending reported balance After 2026-02-12 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-02-12 · Exercise / conversion · Acquired 53,908 · Balance 106,932 Row 2 · 2026-02-12 · Sale · Disposed 53,908 · Balance 53,024 F1: The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $43.76 to $46.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.56 · Expires 2026-05-14	Direct	0	Reported balance After 2026-02-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-02-12 · Exercise / conversion · Disposed 53,908 · Balance 0 F2: The option vests as follows: 25% of the option vests on May 14, 2020 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $43.76 to $46.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: The option vests as follows: 25% of the option vests on May 14, 2020 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

INTEVAC INC

Report date May 20, 2021 · Filed May 21, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	55,000	Reported balance After 2021-05-20 transaction · row 1 1 source row Row 1 · 2021-05-20 · Grant · Acquired 9,000 · Balance 55,000 F1: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date.

Quanergy Systems, Inc.

Report date September 08, 2022 · Filed September 12, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	150,000	Reported balance After 2022-09-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2022-09-08 · Grant · Acquired 150,000 · Balance 150,000 F1: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock. F2: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F2: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 15, 2019 Filed May 16, 2019 18:49 UTC	INTEVAC INC IVAC · Entity 81388	GrantCommon Stock	9,000	$0.00	$0.00	Disclosure SEC source: 0001503453-19-000022 · edgardoc.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document
May 14, 2019 Filed May 20, 2019 21:02 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	GrantOption (right to buy) · Derivative	53,908	$0.00 Strike: $22.56	$0.00	Disclosure SEC source: 0001209191-19-031440 · doc4.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,908 Underlying: Ordinary Shares, par value $0.0001 · 53,908 shares Expires 2026-05-14 F3 · derivative.exercise_date: The option vests as follows: 25% of the option vests on May 14, 2020 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document
May 14, 2019 Filed May 20, 2019 21:02 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	GrantOrdinary Shares, par value $0.0001	62,057	$0.00	$0.00	Disclosure SEC source: 0001209191-19-031440 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,105 F1 · shares: Represents a restricted stock unit ("RSU") grant, which vests as follows: 25% of the RSU vests on May 14, 2020 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · balance_after: Includes 55,002 unvested RSUs that were previously reported under Table II. Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:15 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionRestricted Stock Unit · Derivative	2,187	$0.00	$0.00	Disclosure SEC source: 0001209191-18-053295 · doc4.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,876 Underlying: Ordinary Shares · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on March 31, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F1 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on March 31, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F1 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on March 31, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:15 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOrdinary Shares, par value $0.0001	2,187	$0.00	$0.00	Disclosure SEC source: 0001209191-18-053295 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:23 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	ConversionRestricted Stock Unit · Derivative	2,187	$0.00 Strike: $21.22	$0.00	Disclosure SEC source: 0001209191-18-041064 · doc4.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,063 Underlying: Ordinary Shares · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F1 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:23 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOrdinary Shares, par value $0.0001	2,187	$0.00	$0.00	Disclosure SEC source: 0001209191-18-041064 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 23, 2018 Filed May 25, 2018 20:29 UTC	ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497	GiftCommon Stock	10,750	$0.00	$0.00	Disclosure SEC source: 0001209191-18-033532 · doc4.xml · nonDerivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,000 F4 · ownership.nature: Shares held by the Thomas M. Rohrs and Marion Rohrs Revocable Trust. The reporting person is a trustee of the trust and disclaims beneficial ownership of the reported securities except herein to the extent of he pecuniary interest. Read SEC document
May 16, 2018 Filed May 17, 2018 18:43 UTC	INTEVAC INC IVAC · Entity 81388	GrantNon-Qualified Stock Option (right to buy) · Derivative	13,000	$0.00 Strike: $4.70	$0.00	Disclosure SEC source: 0001503453-18-000041 · edgardoc.xml · derivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2025-05-16 F1 · derivative.exercise_date: The option will vest and become exercisable upon the Reporting Person's completion of 11 months of service measured from the grant date. Read SEC document
May 15, 2018 Filed May 18, 2018 20:31 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOption (right to buy) · Derivative	150,000	$0.00 Strike: $8.05	$0.00	Disclosure SEC source: 0001209191-18-031418 · doc4.xml · derivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,908 Underlying: Ordinary Shares · 150,000 shares Expires 2021-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 15, 2018 Filed May 18, 2018 20:31 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	SaleOrdinary Shares, par value $0.0001	150,000	$26.09	$3,913,500.00	Disclosure SEC source: 0001209191-18-031418 · doc4.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,321 Read SEC document
May 15, 2018 Filed May 18, 2018 20:31 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOrdinary Shares, par value $0.0001	150,000	$8.05	$1,207,500.00	Disclosure SEC source: 0001209191-18-031418 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 03, 2018 Filed May 7, 2018 21:43 UTC	ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497	GrantCommon Stock	6,000	$61.48	$368,880.00	Disclosure SEC source: 0001209191-18-028398 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,750 F1 · shares: The restricted stock units granted on May 3, 2018 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2018 proxy. F2 · balance_after: As of this filing Mr. Rohrs holds 24,750 shares in street name. Read SEC document
February 15, 2018 Filed Feb 21, 2018 22:04 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	GrantRestricted Stock Unit · Derivative	50,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-011991 · doc4.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Ordinary Shares · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document
February 15, 2018 Filed Feb 21, 2018 22:04 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	GrantOption (right to buy) · Derivative	125,000	$0.00 Strike: $24.89	$0.00	Disclosure SEC source: 0001209191-18-011991 · doc4.xml · derivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Ordinary Shares · 125,000 shares Expires 2025-02-15 F1 · derivative.exercise_date: The option vests as follows: 25% of the option vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document
December 29, 2017 Filed Jan 3, 2018 07:47 UTC	INTEVAC INC IVAC · Entity 81388	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	4,000	$4.49 Strike: $4.49	$17,960.00	Disclosure SEC source: 0001503453-18-000002 · edgardoc.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 4,000 shares Expires 2020-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 29, 2017 Filed Jan 3, 2018 07:47 UTC	INTEVAC INC IVAC · Entity 81388	Exercise / conversionCommon Stock	4,000	$4.49	$17,960.00	Disclosure SEC source: 0001503453-18-000002 · edgardoc.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:10 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOption (right to buy) · Derivative	130,767	$0.00 Strike: $8.05	$0.00	Disclosure SEC source: 0001209191-17-060655 · doc4.xml · derivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,473 Underlying: Ordinary Shares · 130,767 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the award vested on June 30, 2014 and the remainder vests ratably on a quarterly basis over a three year period thereafter. The option is fully vested. Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:10 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	SaleOrdinary Shares, par value $0.0001	130,767	$27.85	$3,641,860.95	Disclosure SEC source: 0001209191-17-060655 · doc4.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,323 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:10 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOrdinary Shares, par value $0.0001	130,767	$8.05	$1,052,674.35	Disclosure SEC source: 0001209191-17-060655 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 15, 2017 Filed Aug 15, 2017 22:34 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOption (right to buy) · Derivative	31,989	$0.00 Strike: $8.05	$0.00	Disclosure SEC source: 0001209191-17-049065 · doc4.xml · derivative · entry 9 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,240 Underlying: Ordinary Shares · 31,989 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on June 30, 2014 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested. Read SEC document
August 15, 2017 Filed Aug 15, 2017 22:34 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOption (right to buy) · Derivative	4,298	$0.00 Strike: $8.05	$0.00	Disclosure SEC source: 0001209191-17-049065 · doc4.xml · derivative · entry 7 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,298 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested. Read SEC document
August 15, 2017 Filed Aug 15, 2017 22:34 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	SaleOrdinary Shares, par value $0.0001	31,989	$19.87	$635,621.43	Disclosure SEC source: 0001209191-17-049065 · doc4.xml · nonDerivative · entry 5 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,078 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
August 15, 2017 Filed Aug 15, 2017 22:34 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	SaleOrdinary Shares, par value $0.0001	4,298	$19.86	$85,358.28	Disclosure SEC source: 0001209191-17-049065 · doc4.xml · nonDerivative · entry 4 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
August 15, 2017 Filed Aug 15, 2017 22:34 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOrdinary Shares, par value $0.0001	36,287	$8.05	$292,110.35	Disclosure SEC source: 0001209191-17-049065 · doc4.xml · nonDerivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:34 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOption (right to buy) · Derivative	47,256	$0.00 Strike: $8.05	$0.00	Disclosure SEC source: 0001209191-17-049065 · doc4.xml · derivative · entry 8 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,229 Underlying: Ordinary Shares · 47,256 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on June 30, 2014 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested. Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:34 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOption (right to buy) · Derivative	47,224	$0.00 Strike: $8.05	$0.00	Disclosure SEC source: 0001209191-17-049065 · doc4.xml · derivative · entry 6 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298 Underlying: Ordinary Shares · 47,224 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested. Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:34 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	SaleOrdinary Shares, par value $0.0001	94,480	$19.45	$1,837,636.00	Disclosure SEC source: 0001209191-17-049065 · doc4.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,078 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:34 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	Exercise / conversionOrdinary Shares, par value $0.0001	94,480	$8.05	$760,564.00	Disclosure SEC source: 0001209191-17-049065 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 03, 2017 Filed Jul 5, 2017 20:11 UTC	ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497	SaleCommon Stock	4,000	$64.87	$259,480.00	Disclosure SEC source: 0001209191-17-043267 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,750 F1 · shares: Sale in accordance with Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $64.31 to $65.59. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: As of this filing Mr. Rohrs holds 18,750 shares in street name. Read SEC document
May 17, 2017 Filed May 23, 2017 09:17 UTC	INTEVAC INC IVAC · Entity 81388	GrantNon-Qualified Stock Option (right to buy) · Derivative	13,000	$0.00 Strike: $13.10	$0.00	Disclosure SEC source: 0001503453-17-000059 · edgardoc.xml · derivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2024-05-17 F1 · derivative.exercise_date: The option will vest and become exercisable upon the Reporting Person's completion of 11 months of service measured from the grant date. Read SEC document
May 04, 2017 Filed May 8, 2017 23:37 UTC	ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497	GrantCommon Stock	6,000	$74.29	$445,740.00	Disclosure SEC source: 0001209191-17-030706 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 F1 · shares: The restricted stock units granted on May 4, 2017 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy. F2 · balance_after: As of this filing Mr. Rohrs holds 22,750 shares in street name. Read SEC document
May 02, 2017 Filed May 3, 2017 22:05 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	SaleOrdinary Shares, par value $0.0001	126,354	$18.53	$2,340,707.85	Disclosure SEC source: 0000899243-17-011690 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 F1 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per Ordinary Share. Read SEC document
April 13, 2017 Filed Apr 18, 2017 01:56 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	GrantRestricted Stock Unit · Derivative	35,000	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010377 · doc4.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Ordinary Shares · 35,000 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document
April 13, 2017 Filed Apr 18, 2017 01:56 UTC	ICHOR HOLDINGS, LTD. ICHR · Entity 4529	GrantOption (Right to buy) · Derivative	80,000	$0.00 Strike: $17.14	$0.00	Disclosure SEC source: 0000899243-17-010377 · doc4.xml · derivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Ordinary Shares · 80,000 shares Expires 2024-04-13 F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:12 UTC	ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497	SaleCommon Stock	4,000	$68.56	$274,240.00	Disclosure SEC source: 0001209191-17-025741 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,750 F1 · shares: Sale in accordance with Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $67.98 to $69.48. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: As of this filing Mr. Rohrs holds 14,750 shares in street name and 8,000 RSUs are unvested. Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:05 UTC	ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497	SaleCommon Stock	4,000	$54.86	$219,440.00	Disclosure SEC source: 0001209191-17-002212 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,750 F1 · shares: Sale in accordance with Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $54.23 to $55.47. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: As of this filing Mr. Rohrs holds 18,750 shares in street name and 8,000 RSUs are unvested. Read SEC document
November 03, 2016 Filed Nov 7, 2016 21:16 UTC	ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497	SaleCommon Stock	4,000	$47.82	$191,280.00	Disclosure SEC source: 0001209191-16-148618 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,750 F1 · shares: Sale in accordance with 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from 47.36 to 48.52. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Mr. Rohrs has been granted a total of 87,000 RSUs in eleven grants: (A) 5,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008;(D) 6,000 RSUs granted on May 6, 2009 and (E) 6,000 RSUs granted on May 4, 2010. These RSUs (A-E)vest in vest annually in four equal installments beginning 1 year after grant date. (F) 8,000 RSUs granted on May 4, 2011; (G) 8,000 RSUs granted on May 2, 2012; (H) 8,000 RSUs granted on May 1, 2013; (I) 8,000 RSUs granted on May 7, 2014; (J) 8,000 RSUs granted on May 7, 2015; (K) 8,000 RSUs granted on May 5, 2016. These RSUs (F-K) vested 100% on the first anniversary of the grant date. As of this filing Mr. Rohrs holds 22,750 shares in street name. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.