Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PROSPECT CAPITAL CORPPSEC · Entity 4873 | Director · Chief Operating Officer | February 11, 2026 | February 13, 2026 |
| Pathway Capital Opportunity Fund, Inc.[NA] · Entity 167560 | Director · President and CEO | September 02, 2014 | August 10, 2017 |
| Prospect Enhanced Yield FundPAYIX · Entity 39732 | Director · Chief Executive Officer | October 28, 2025 | October 29, 2025 |
| Prospect Floating Rate & Alternative Income Fund, Inc.N/A · Entity 88695 | Director · President and CEO | April 01, 2019 | April 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PROSPECT CAPITAL CORP
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 3,443,930.422 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Purchase · Acquired 942,800 · Balance 3,443,930.422 |
Pathway Capital Opportunity Fund, Inc.
Report date September 02, 2014 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Prospect Enhanced Yield Fund
Report date October 28, 2025 · Filed October 29, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 148,033.42 |
Reported balance
After 2025-10-28 transaction · row 1
1 source rowRow 1 · 2025-10-28 · Purchase · Acquired 55,226.83 · Balance 148,033.42 |
Prospect Floating Rate & Alternative Income Fund, Inc.
Report date April 01, 2019 · Filed April 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 4,000 | $5.81 | $23,239.60 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 2 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,208,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,000 | $5.76 | $11,520.00 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204,195.805 Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $7.19 | $71,900.00 |
DisclosureSEC source: 0001171843-17-007861 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,195.805 Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $7.08 | $70,799.00 |
DisclosureSEC source: 0001171843-17-007855 · f4_eliasek122617.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,195.805 Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.94 | $69,400.00 |
DisclosureSEC source: 0001171843-17-007837 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182,195.805 Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.94 | $69,400.00 |
DisclosureSEC source: 0001171843-17-007802 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,195.805 Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.92 | $69,200.00 |
DisclosureSEC source: 0001171843-17-007769 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162,195.805 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:11 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.77 | $67,700.00 |
DisclosureSEC source: 0001171843-17-007751 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,195.805 Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 16:04 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.79 | $67,900.00 |
DisclosureSEC source: 0001171843-17-007729 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,195.805 Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.82 | $68,200.00 |
DisclosureSEC source: 0001171843-17-007702 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132,195.805 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.83 | $68,300.00 |
DisclosureSEC source: 0001171843-17-007682 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,195.805 Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.75 | $67,500.00 |
DisclosureSEC source: 0001171843-17-007657 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,195.805 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.73 | $67,300.00 |
DisclosureSEC source: 0001171843-17-007630 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,195.805 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.69 | $66,900.00 |
DisclosureSEC source: 0001171843-17-007583 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,195.805 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.69 | $66,900.00 |
DisclosureSEC source: 0001171843-17-007551 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,195.805 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.73 | $67,300.00 |
DisclosureSEC source: 0001171843-17-007516 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,195.805 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 16:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.85 | $68,500.00 |
DisclosureSEC source: 0001171843-17-007484 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,195.805 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.85 | $68,500.00 |
DisclosureSEC source: 0001171843-17-007460 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,195.805 Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 16:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.87 | $68,700.00 |
DisclosureSEC source: 0001171843-17-007431 · f4_eliasek120417.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,195.805 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.77 | $67,700.00 |
DisclosureSEC source: 0001171843-17-007394 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,195.805 Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $6.85 | $68,500.00 |
DisclosureSEC source: 0001171843-17-007376 · f4_eliasek113017.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,195.805 Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 16:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 8,206 | $6.90 | $56,621.40 |
DisclosureSEC source: 0001171843-17-007344 · formfour.xml · nonDerivative · entry 2 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,195.805 Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 16:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,794 | $6.85 | $12,288.90 |
DisclosureSEC source: 0001171843-17-007344 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,989.805 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 65,000 | $6.07 | $394,504.50 |
DisclosureSEC source: 0001171843-17-007103 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,195.805 Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:09 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 65,000 | $5.96 | $387,400.00 |
DisclosureSEC source: 0001171843-17-007056 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,195.805 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 16:11 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 65,000 | $5.65 | $367,250.00 |
DisclosureSEC source: 0001171843-17-006999 · formfour.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,195.805 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.