Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EP Private Capital Fund INONE · Entity 77221 | Sr Principal/Portfolio Manager | July 25, 2025 | July 25, 2025 |
| Eagle Point Credit CoECC · Entity 5434 | Principal & Portfolio Manager | February 28, 2022 | February 28, 2022 |
| Eagle Point Defensive Income TrustNONE · Entity 77654 | Sr Principal/Portfolio Manager | July 07, 2025 | July 07, 2025 |
| Eagle Point Enhanced Income TrustNONE · Entity 77627 | Sr Principal/Portfolio Manager | May 31, 2024 | May 31, 2024 |
| Eagle Point Income CoEIC · Entity 6191 | Portfolio Manager | July 24, 2019 | July 25, 2019 |
| Eagle Point Institutional Income FundNONE · Entity 9078 | Sr Principal/Portfolio Manager | December 31, 2025 | February 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EP Private Capital Fund I
Report date July 25, 2025 · Filed July 25, 2025
This filing explicitly reported no securities owned.
Eagle Point Credit Co
Report date February 28, 2022 · Filed February 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 7.75% Series B Term Preferred Stock due 2026SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-28 transaction · row 1
1 source rowRow 1 · 2022-02-28 · Other · Disposed 192 · Balance 0 F1: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 27,447 |
Reported balance
Holding disclosure · report date 2022-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,447 |
| 6.6875% Notes due 2028SEC Table I · non-derivative | IndirectBy Spouse | Not disclosed |
Reported balance
Holding disclosure · report date 2022-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance Not disclosed F2: The amount reported reflects the aggregate principal amount of notes. F3: These securities are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. |
| 6.6875% Notes due 2028SEC Table I · non-derivative | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2022-02-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance Not disclosed F2: The amount reported reflects the aggregate principal amount of notes. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest).
F2: The amount reported reflects the aggregate principal amount of notes.
F3: These securities are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
Eagle Point Defensive Income Trust
Report date July 07, 2025 · Filed July 07, 2025
This filing explicitly reported no securities owned.
Eagle Point Enhanced Income Trust
Report date May 31, 2024 · Filed May 31, 2024
This filing explicitly reported no securities owned.
Eagle Point Income Co
Report date July 24, 2019 · Filed July 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 5,325 |
Reported balance
After 2019-07-24 transaction · row 1
1 source rowRow 1 · 2019-07-24 · Purchase · Acquired 5,325 · Balance 5,325 |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy spouse | 250 |
Reported balance
After 2019-07-24 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-07-24 · Purchase · Acquired 250 · Balance 250 F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy child | 250 |
Reported balance
After 2019-07-24 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-07-24 · Purchase · Acquired 250 · Balance 250 F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy child | 250 |
Reported balance
After 2019-07-24 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-07-24 · Purchase · Acquired 250 · Balance 250 F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Eagle Point Institutional Income Fund
Report date December 31, 2025 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $10.00 per shareSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2025-10-01 transaction · row 1
1 source rowRow 1 · 2025-10-01 · Other · Disposed 5,000 · Balance 5,000 F1: The reported transaction reflects the transfer of beneficial ownership of securities in connection with a legal separation agreement. The transfer reflects the division of marital assets and was not a market transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects the transfer of beneficial ownership of securities in connection with a legal separation agreement. The transfer reflects the division of marital assets and was not a market transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2025 Filed Feb 18, 2026 02:19 UTC | Eagle Point Institutional Income Fund NONE · Entity 9078 | OtherCommon Stock, par value $10.00 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001621014-26-000001 · primary_doc.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Sr Principal/Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 F1 · kind: The reported transaction reflects the transfer of beneficial ownership of securities in connection with a legal separation agreement. The transfer reflects the division of marital assets and was not a market transaction. F1 · shares: The reported transaction reflects the transfer of beneficial ownership of securities in connection with a legal separation agreement. The transfer reflects the division of marital assets and was not a market transaction. F1 · price: The reported transaction reflects the transfer of beneficial ownership of securities in connection with a legal separation agreement. The transfer reflects the division of marital assets and was not a market transaction. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:02 UTC | Eagle Point Institutional Income Fund None · Entity 9078 | PurchaseCommon Stock, par value $10.00 per share | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001621014-22-000005 · primary_doc.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Principal/Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 28, 2022 Filed Feb 28, 2022 21:29 UTC | Eagle Point Credit Co ECC · Entity 5434 | Other7.75% Series B Term Preferred Stock due 2026 | 192 | $25.00 | $4,800.00 |
DisclosureSEC source: 0001621014-22-000003 · primary_doc.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 13:19 UTC | Eagle Point Credit Co ECC · Entity 5434 | Other6.6875% Notes due 2028 | 26,250 | $25.00 | $656,250.00 |
DisclosureSEC source: 0001621014-22-000002 · primary_doc.xml · nonDerivative · entry 4 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes. F2 · price: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of notes. F3 · ownership.nature: These securities are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 13:19 UTC | Eagle Point Credit Co ECC · Entity 5434 | Other6.75% Notes due 2027 | 166,550 | $25.00 | $4,163,750.00 |
DisclosureSEC source: 0001621014-22-000002 · primary_doc.xml · nonDerivative · entry 3 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes. F2 · price: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). F3 · ownership.nature: These securities are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 13:19 UTC | Eagle Point Credit Co ECC · Entity 5434 | Other6.6875% Notes due 2028 | 82,225 | $25.00 | $2,055,625.00 |
DisclosureSEC source: 0001621014-22-000002 · primary_doc.xml · nonDerivative · entry 2 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes. F2 · price: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of notes. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 13:19 UTC | Eagle Point Credit Co ECC · Entity 5434 | Other6.75% Notes due 2027 | 249,000 | $25.00 | $6,225,000.00 |
DisclosureSEC source: 0001621014-22-000002 · primary_doc.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes. F2 · price: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 22:36 UTC | Eagle Point Credit Co ECC · Entity 5434 | Other7.75% Series B Term Preferred Stock due 2026 | 193 | $25.00 | $4,825.00 |
DisclosureSEC source: 0001621014-22-000001 · primary_doc.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192 F1 · price: The securities were called for redemption by the Issuer at a price equal to their liquidation preference price (plus accrued but unpaid dividends). Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 11:23 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase6.75% Notes due 2027 | 33,825 | $27,398.00 | $926,737,350.00 |
DisclosureSEC source: 0001621014-20-000001 · primary_doc.xml · nonDerivative · entry 8 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 166,550 F1 · shares: The amount reported reflects the aggregate principal amount of notes F9 · price: The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $20.25 per $25 aggregate principal amount. F1 · balance_after: The amount reported reflects the aggregate principal amount of notes F7 · ownership.nature: These shares are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 11:23 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase6.75% Notes due 2027 | 1,500 | $1,230.00 | $1,845,000.00 |
DisclosureSEC source: 0001621014-20-000001 · primary_doc.xml · nonDerivative · entry 5 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes F5 · price: The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $20.50 per $25 aggregate principal amount. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of notes Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 11:23 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase6.6875% Notes due 2028 | 6,500 | $5,213.00 | $33,884,500.00 |
DisclosureSEC source: 0001621014-20-000001 · primary_doc.xml · nonDerivative · entry 3 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes F3 · price: The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $20.05 per $25 aggregate principal amount F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of notes Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 11:23 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase6.75% Notes due 2027 | 132,725 | $111,764.00 | $14,833,876,900.00 |
DisclosureSEC source: 0001621014-20-000001 · primary_doc.xml · nonDerivative · entry 7 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes F8 · price: The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $21.05 per $25 aggregate principal amount. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of notes F7 · ownership.nature: These shares are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 11:23 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase6.6875% Notes due 2028 | 52,500 | $45,392.00 | $2,383,080,000.00 |
DisclosureSEC source: 0001621014-20-000001 · primary_doc.xml · nonDerivative · entry 6 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes F6 · price: The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $21.62 per $25 aggregate principal amount. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of notes F7 · ownership.nature: These shares are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 11:23 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase6.75% Notes due 2027 | 247,500 | $212,622.00 | $52,623,945,000.00 |
DisclosureSEC source: 0001621014-20-000001 · primary_doc.xml · nonDerivative · entry 4 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes F4 · price: The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $21.48 per $25 aggregate principal amount. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of notes Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 11:23 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase6.6875% Notes due 2028 | 62,325 | $54,178.00 | $3,376,643,850.00 |
DisclosureSEC source: 0001621014-20-000001 · primary_doc.xml · nonDerivative · entry 2 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes F2 · price: The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $21.73 per $25 aggregate principal amount. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of notes Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 11:23 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase7.75% Series B Term Preferred Stock due 2026 | 273 | $22.79 | $6,221.67 |
DisclosureSEC source: 0001621014-20-000001 · primary_doc.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385 Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 16:31 UTC | Eagle Point Income Co EIC · Entity 6191 | PurchaseCommon Stock, par value $0.001 per share | 250 | $19.89 | $4,972.50 |
DisclosureSEC source: 0001144204-19-036033 · tv525861_form4.xml · nonDerivative · entry 4 Spinner Daniel M. · CIK 0001621014 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 250 F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 16:31 UTC | Eagle Point Income Co EIC · Entity 6191 | PurchaseCommon Stock, par value $0.001 per share | 250 | $19.89 | $4,972.50 |
DisclosureSEC source: 0001144204-19-036033 · tv525861_form4.xml · nonDerivative · entry 3 Spinner Daniel M. · CIK 0001621014 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 250 F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 16:31 UTC | Eagle Point Income Co EIC · Entity 6191 | PurchaseCommon Stock, par value $0.001 per share | 250 | $19.89 | $4,972.50 |
DisclosureSEC source: 0001144204-19-036033 · tv525861_form4.xml · nonDerivative · entry 2 Spinner Daniel M. · CIK 0001621014 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 250 F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 16:31 UTC | Eagle Point Income Co EIC · Entity 6191 | PurchaseCommon Stock, par value $0.001 per share | 5,325 | $19.89 | $105,914.25 |
DisclosureSEC source: 0001144204-19-036033 · tv525861_form4.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,325 Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 22:00 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase7.75% Series B Term Preferred Stock due 2026 | 112 | $24.58 | $2,752.96 |
DisclosureSEC source: 0001621014-18-000004 · primary_doc.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Principal/Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112 Read SEC document |
| May 29, 2018 Filed May 30, 2018 20:03 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase6.6875% Notes due 2028 | 14,625 | $14,442.00 | $211,214,250.00 |
DisclosureSEC source: 0001621014-18-000002 · primary_doc.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Principal and Portfolio Manage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,625 F1 · shares: The price reported in Column 4 is an aggregate purchase price, and the other amounts shown reflect an aggregate principal amount of the notes. These notes were purchased in multiple transactions at prices ranging from $24.67 to $24.70, inclusive, per $25 aggregate principal amount. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of notes purchased at each separate price within the range set forth in this footnote. F1 · price: The price reported in Column 4 is an aggregate purchase price, and the other amounts shown reflect an aggregate principal amount of the notes. These notes were purchased in multiple transactions at prices ranging from $24.67 to $24.70, inclusive, per $25 aggregate principal amount. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of notes purchased at each separate price within the range set forth in this footnote. F1 · balance_after: The price reported in Column 4 is an aggregate purchase price, and the other amounts shown reflect an aggregate principal amount of the notes. These notes were purchased in multiple transactions at prices ranging from $24.67 to $24.70, inclusive, per $25 aggregate principal amount. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of notes purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2018 Filed May 24, 2018 20:14 UTC | Eagle Point Credit Co ECC · Entity 5434 | Other7.00% Notes due 2020 | 5,875 | $5,936.69 | $34,878,053.75 |
DisclosureSEC source: 0001621014-18-000001 · primary_doc.xml · nonDerivative · entry 2 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The Issuer's 7.00% notes due 2020 were redeemed in full on May 24, 2018 at a price equal to the aggregate principal amount thereof plus accrued but unpaid interest to, but excluding, the date of redemption. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:14 UTC | Eagle Point Credit Co ECC · Entity 5434 | Purchase6.6875% Notes due 2028 | 75,000 | $73,933.00 | $5,544,975,000.00 |
DisclosureSEC source: 0001621014-18-000001 · primary_doc.xml · nonDerivative · entry 1 Spinner Daniel M. · CIK 0001621014 · Principal & Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F2 · price: The price reported in Column 4 is an aggregate purchase price. These notes were purchased in multiple transactions at prices ranging from $24.61 to $24.65, inclusive, per $25 aggregate principal amount. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of notes purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.