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Paine Andrew J III

Disclosed activity across 1 company

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66105
SEC CIK
0001669883

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KEYCORP /NEW/KEY · Entity 3220Head of Institutional BankFebruary 16, 2026February 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KEYCORP /NEW/

Report date February 16, 2026 · Filed February 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect197,727 Ending reported balance After 2026-02-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-17 · Exercise / conversion · Acquired 44,557 · Balance 211,140

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Row 2 · 2026-02-17 · Tax withholding · Disposed 13,413 · Balance 197,727

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect34,562 Reported balance After 2026-02-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-16 · Grant · Acquired 34,562 · Balance 34,562

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4: These restricted stock units, granted on February 16, 2026, vest in four equal annual installments beginning on February 17, 2027.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-17 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-17 · Exercise / conversion · Disposed 8,935 · Balance 0

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6: These restricted stock units, granted on February 14, 2022, vested in four equal annual installments ending on February 17, 2026.

F7: Includes approximately 408 dividend-equivalent restricted stock units accrued between March and December 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,129 Reported balance After 2026-02-17 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-02-17 · Exercise / conversion · Disposed 11,129 · Balance 11,129

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9: Includes approximately 1,018 dividend-equivalent restricted stock units accrued between March and December 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect25,920 Reported balance After 2026-02-17 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-02-17 · Exercise / conversion · Disposed 12,960 · Balance 25,920

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F11: Includes approximately 1,778 dividend-equivalent restricted stock units accrued between March and December 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect34,595 Reported balance After 2026-02-17 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-02-17 · Exercise / conversion · Disposed 11,532 · Balance 34,595

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F12: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

F13: Includes approximately 2,109 dividend-equivalent restricted stock units accrued between March and December 2025.

Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $23.87 · Expires 2036-02-16Direct37,821 Reported balance After 2026-02-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-16 · Grant · Acquired 37,821 · Balance 37,821

F5: The option to buy, granted on February 16, 2026, vests in four equal annual installments beginning on February 17, 2027.

Common SharesSEC Table I · non-derivativeIndirectBy Paine Investments LP445 Reported balance Holding disclosure · report date 2026-02-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 445

Common SharesSEC Table I · non-derivativeIndirectBy spouse4,265 Reported balance Holding disclosure · report date 2026-02-16 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,265

Common SharesSEC Table I · non-derivativeIndirectBy GRAT108,746 Reported balance Holding disclosure · report date 2026-02-16 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 108,746

F2: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.

Common SharesSEC Table I · non-derivativeIndirect401(k) Plan26,389 Reported balance Holding disclosure · report date 2026-02-16 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 26,389

F3: Reported as of February 9, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.

F3: Reported as of February 9, 2026.

F4: These restricted stock units, granted on February 16, 2026, vest in four equal annual installments beginning on February 17, 2027.

F5: The option to buy, granted on February 16, 2026, vests in four equal annual installments beginning on February 17, 2027.

F6: These restricted stock units, granted on February 14, 2022, vested in four equal annual installments ending on February 17, 2026.

F7: Includes approximately 408 dividend-equivalent restricted stock units accrued between March and December 2025.

F8: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9: Includes approximately 1,018 dividend-equivalent restricted stock units accrued between March and December 2025.

F10: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F11: Includes approximately 1,778 dividend-equivalent restricted stock units accrued between March and December 2025.

F12: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

F13: Includes approximately 2,109 dividend-equivalent restricted stock units accrued between March and December 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2023 Filed Feb 22, 2023 21:34 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,189 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,376

Underlying: Common Shares · 10,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F5 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F6 · balance_after: Includes approximately 1,255 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 13,536 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F3 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F4 · derivative.underlying_shares: Includes approximately 555 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 9,670 $19.15 $185,180.50
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,865

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 31,272 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2023 Filed Apr 25, 2023 20:24 UTC Amendment KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 19,563 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000067 · wf-form4a_168245425703823.xml · derivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,170

Underlying: Common Shares · 19,563 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share represents a right to receive the cash value of one share of common stock.

F2 · shares: The originally reported amount of deferred shares granted represented the deferral of the reporting person's payout of cash-settling performance shares at "target" (100%) rather than at the performance level approved by KeyCorp's Compensation and Organization Committee, which was 113.3%. The amended amount includes a proportional number of additional deferred shares.

F4 · price: In connection with the vesting on February 17, 2023, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 19,563 shares of common stock was deferred, resulting in the reporting person's receipt instead of 19,563 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.

F3 · derivative.exercise_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F3 · derivative.expiration_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F2 · derivative.underlying_shares: The originally reported amount of deferred shares granted represented the deferral of the reporting person's payout of cash-settling performance shares at "target" (100%) rather than at the performance level approved by KeyCorp's Compensation and Organization Committee, which was 113.3%. The amended amount includes a proportional number of additional deferred shares.

F5 · balance_after: Includes approximately 846 dividend-equivalent deferred shares accrued between March and December 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:19 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 13,246 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000053 · wf-form4_164608310733775.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,493

Underlying: Common Shares · 13,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 1,347 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:19 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 6,008 $24.13 $144,973.04
Disclosure

SEC source: 0000091576-22-000053 · wf-form4_164608310733775.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,263

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:19 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 13,246 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000053 · wf-form4_164608310733775.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:29 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 19,761 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000040 · wf-form4_164556895870581.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,761

Underlying: Common Shares · 19,761 shares

Expires not disclosed

F9 · derivative.exercise_price: Each deferred share represents a right to receive the cash value of one share of common stock.

F11 · price: In connection with the vesting on February 17, 2022, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 19,761 shares of common stock was deferred, resulting in the reporting person's receipt instead of 19,761 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.

F10 · derivative.exercise_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F10 · derivative.expiration_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:29 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 9,770 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000040 · wf-form4_164556895870581.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,310

Underlying: Common Shares · 9,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F7 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F8 · balance_after: Includes approximately 1,325 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:29 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 12,980 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000040 · wf-form4_164556895870581.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,981

Underlying: Common Shares · 12,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F5 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F6 · balance_after: Includes approximately 880 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:29 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,591 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000040 · wf-form4_164556895870581.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F3 · derivative.expiration_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F4 · derivative.underlying_shares: Includes approximately 359 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:29 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 10,220 $25.73 $262,960.60
Disclosure

SEC source: 0000091576-22-000040 · wf-form4_164556895870581.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,025

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:29 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 33,341 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000040 · wf-form4_164556895870581.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:49 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 43,252 $0.00 Strike: $28.50 $0.00
Disclosure

SEC source: 0000091576-22-000022 · wf-form4_164504815482167.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,252

Underlying: Common Shares · 43,252 shares

Expires 2032-02-17

F4 · derivative.exercise_date: The option to buy, granted on February 14, 2022, vests in four equal annual installments beginning on February 17, 2023.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:49 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 28,946 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000022 · wf-form4_164504815482167.xml · derivative · entry 5

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,946

Underlying: Common Shares · 28,946 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F3 · derivative.expiration_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

Read SEC document
December 13, 2021 Filed Dec 13, 2021 21:08 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 985 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000136 · wf-form4_163942967082541.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 18,514

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:08 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 1,070 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000136 · wf-form4_163942967082541.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 19,499

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:55 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 12,676 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,676 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:55 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 39,919 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 39,919 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:55 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 35,218 $21.34 $751,552.12
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · nonDerivative · entry 3

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,904

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.33 to $21.35.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:55 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 12,676 $9.33 $118,267.08
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:55 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 39,919 $7.98 $318,553.62
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 12,797 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000054 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,392

Underlying: Common Shares · 12,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 2,718 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 5,804 $21.54 $125,018.16
Disclosure

SEC source: 0000091576-21-000054 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,527

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 12,797 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000054 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 12,540 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000040 · edgar.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,080

Underlying: Common Shares · 12,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F7 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F8 · balance_after: Includes approximately 1,997 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,232 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000040 · edgar.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,232

Underlying: Common Shares · 10,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F5 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F6 · balance_after: Includes approximately 1,086 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,966 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000040 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.

F3 · derivative.expiration_date: These restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.

F4 · derivative.underlying_shares: Includes approximately 582 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 10,357 $19.72 $204,240.04
Disclosure

SEC source: 0000091576-21-000040 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,533

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 33,738 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000040 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:44 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 71,005 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000030 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,005

Underlying: Common Shares · 71,005 shares

Expires 2031-02-17

F4 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:44 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 37,755 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000030 · edgar.xml · derivative · entry 5

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,755

Underlying: Common Shares · 37,755 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 77,702 $0.00 Strike: $18.98 $0.00
Disclosure

SEC source: 0001799551-20-000034 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,702

Underlying: Common Shares · 77,702 shares

Expires 2030-02-24

F4 · derivative.exercise_date: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 48,472 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000034 · edgar.xml · derivative · entry 5

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,472

Underlying: Common Shares · 48,472 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 11,875 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,624

Underlying: Common Shares · 11,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F11 · balance_after: Includes approximately 1,810 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 9,689 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,377

Underlying: Common Shares · 9,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F9 · balance_after: Includes approximately 1,108 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,384 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,384

Underlying: Common Shares · 10,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F7 · balance_after: Includes approximately 791 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 30,884 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 30,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.expiration_date: These restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F5 · derivative.underlying_shares: Includes approximately 1,177 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 21,498 $19.73 $424,155.54
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · nonDerivative · entry 4

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,153

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantCommon Shares 47,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · nonDerivative · entry 3

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,650

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 21,054 $19.73 $415,395.42
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,246

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 62,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 21:21 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 3,891 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000076 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 20,569

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:12 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 99,999 $18.26 $1,825,981.74
Disclosure

SEC source: 0001294671-19-000057 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,469

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.24 to $18.29.

Read SEC document
February 18, 2019 Filed Feb 21, 2019 00:41 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 65,146 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001294671-19-000024 · edgar.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,146

Underlying: Common Shares · 65,146 shares

Expires 2029-02-18

F12 · derivative.exercise_date: The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

Read SEC document
February 18, 2019 Filed Feb 21, 2019 00:41 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 45,688 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000024 · edgar.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,688

Underlying: Common Shares · 45,688 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F11 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F11 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

Read SEC document
February 17, 2019 Filed Feb 21, 2019 00:41 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 9,319 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000024 · edgar.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,958

Underlying: Common Shares · 9,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F9 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F10 · balance_after: Includes approximately 1,121 dividend-equivalent restricted stock units accrued between March and December 2018.

Read SEC document
February 17, 2019 Filed Feb 21, 2019 00:41 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 9,989 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000024 · edgar.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,976

Underlying: Common Shares · 9,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F7 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F8 · balance_after: Includes approximately 901 dividend-equivalent restricted stock units accrued between March and December 2018.

Read SEC document
February 17, 2019 Filed Feb 21, 2019 00:41 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 29,707 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000024 · edgar.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,707

Underlying: Common Shares · 29,707 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F5 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F6 · balance_after: Includes approximately 1,787 dividend-equivalent restricted stock units accrued between March and December 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.