TapewireFind a company

person · Reporting owner

Paine Andrew J III

Disclosed activity across 1 company

Tapewire entity
66105
SEC CIK
0001669883

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KEYCORP /NEW/KEY · Entity 3220Head of Institutional BankFebruary 16, 2026February 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KEYCORP /NEW/

Report date February 16, 2026 · Filed February 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect197,727 Ending reported balance After 2026-02-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-17 · Exercise / conversion · Acquired 44,557 · Balance 211,140

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Row 2 · 2026-02-17 · Tax withholding · Disposed 13,413 · Balance 197,727

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect34,562 Reported balance After 2026-02-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-16 · Grant · Acquired 34,562 · Balance 34,562

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4: These restricted stock units, granted on February 16, 2026, vest in four equal annual installments beginning on February 17, 2027.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-17 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-17 · Exercise / conversion · Disposed 8,935 · Balance 0

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6: These restricted stock units, granted on February 14, 2022, vested in four equal annual installments ending on February 17, 2026.

F7: Includes approximately 408 dividend-equivalent restricted stock units accrued between March and December 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,129 Reported balance After 2026-02-17 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-02-17 · Exercise / conversion · Disposed 11,129 · Balance 11,129

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9: Includes approximately 1,018 dividend-equivalent restricted stock units accrued between March and December 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect25,920 Reported balance After 2026-02-17 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-02-17 · Exercise / conversion · Disposed 12,960 · Balance 25,920

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F11: Includes approximately 1,778 dividend-equivalent restricted stock units accrued between March and December 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect34,595 Reported balance After 2026-02-17 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-02-17 · Exercise / conversion · Disposed 11,532 · Balance 34,595

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F12: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

F13: Includes approximately 2,109 dividend-equivalent restricted stock units accrued between March and December 2025.

Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $23.87 · Expires 2036-02-16Direct37,821 Reported balance After 2026-02-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-16 · Grant · Acquired 37,821 · Balance 37,821

F5: The option to buy, granted on February 16, 2026, vests in four equal annual installments beginning on February 17, 2027.

Common SharesSEC Table I · non-derivativeIndirectBy Paine Investments LP445 Reported balance Holding disclosure · report date 2026-02-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 445

Common SharesSEC Table I · non-derivativeIndirectBy spouse4,265 Reported balance Holding disclosure · report date 2026-02-16 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,265

Common SharesSEC Table I · non-derivativeIndirectBy GRAT108,746 Reported balance Holding disclosure · report date 2026-02-16 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 108,746

F2: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.

Common SharesSEC Table I · non-derivativeIndirect401(k) Plan26,389 Reported balance Holding disclosure · report date 2026-02-16 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 26,389

F3: Reported as of February 9, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.

F3: Reported as of February 9, 2026.

F4: These restricted stock units, granted on February 16, 2026, vest in four equal annual installments beginning on February 17, 2027.

F5: The option to buy, granted on February 16, 2026, vests in four equal annual installments beginning on February 17, 2027.

F6: These restricted stock units, granted on February 14, 2022, vested in four equal annual installments ending on February 17, 2026.

F7: Includes approximately 408 dividend-equivalent restricted stock units accrued between March and December 2025.

F8: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9: Includes approximately 1,018 dividend-equivalent restricted stock units accrued between March and December 2025.

F10: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F11: Includes approximately 1,778 dividend-equivalent restricted stock units accrued between March and December 2025.

F12: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

F13: Includes approximately 2,109 dividend-equivalent restricted stock units accrued between March and December 2025.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2019 Filed Feb 21, 2019 00:41 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,831 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000024 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.

F3 · derivative.expiration_date: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.

F4 · derivative.underlying_shares: Includes approximately 326 dividend-equivalent restricted stock units accrued between March and December 2018.

Read SEC document
February 17, 2019 Filed Feb 21, 2019 00:41 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 27,144 $17.51 $475,291.44
Disclosure

SEC source: 0001294671-19-000024 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,468

Read SEC document
February 17, 2019 Filed Feb 21, 2019 00:41 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 59,846 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-19-000024 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:51 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 2,470 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000051 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 24,460

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:39 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 37,109 $0.00 Strike: $21.02 $0.00
Disclosure

SEC source: 0001294671-18-000025 · edgar.xml · derivative · entry 12

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,109

Underlying: Common Shares · 37,109 shares

Expires 2028-02-19

F14 · derivative.exercise_date: The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:39 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 36,156 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000025 · edgar.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,156

Underlying: Common Shares · 36,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F13 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F13 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 9,689 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000025 · edgar.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,064

Underlying: Common Shares · 9,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F11 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F11 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F12 · balance_after: Includes approximately 777 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 28,813 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000025 · edgar.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,627

Underlying: Common Shares · 28,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F9 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F10 · balance_after: Includes approximately 1,736 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,506 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000025 · edgar.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,506

Underlying: Common Shares · 10,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F7 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F8 · balance_after: Includes approximately 423 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 8,841 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000025 · edgar.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F5 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F6 · derivative.underlying_shares: Includes approximately 177 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 53,003 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000025 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 53,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 16, 2015, vested in full on February 17, 2018.

F3 · derivative.expiration_date: These restricted stock units, granted on February 16, 2015, vested in full on February 17, 2018.

F4 · derivative.underlying_shares: Includes approximately 2,028 dividend-equivalent restricted stock units accrued since June 2016.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 43,137 $21.02 $906,739.74
Disclosure

SEC source: 0001294671-18-000025 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,767

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 110,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000025 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:00 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 2,300 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000011 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 26,930

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 34,696 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001294671-17-000095 · edgar.xml · derivative · entry 12

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 34,696 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option vested in four equal annual installments ending on March 4, 2015.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 20,000 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0001294671-17-000095 · edgar.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 20,000 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option, which was issued on June 12, 2009 in connection with KeyCorp's participation in the U.S. Treasury's Troubled Assets Relief Program ("TARP"), was fully vested on the date of grant, but not exercisable until KeyCorp's repayment of its TARP obligations (which occurred on the date shown).

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 25,000 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001294671-17-000095 · edgar.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 25,000 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 46,854 $18.56 $869,610.24
Disclosure

SEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 6

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,052

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.52 to $18.59.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 34,696 $9.26 $321,284.96
Disclosure

SEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 5

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 13,025 $18.55 $241,613.75
Disclosure

SEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 4

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,210

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 20,000 $6.12 $122,400.00
Disclosure

SEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 3

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 19,817 $18.55 $367,605.35
Disclosure

SEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,235

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 25,000 $11.16 $279,000.00
Disclosure

SEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 20:11 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 2,576 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000048 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 29,230

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 7,940 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000040 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · shares: Includes approximately 147 dividend-equivalent restricted stock units accrued between June and December 2016.

F4 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

F4 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 3,808 $19.36 $73,722.88
Disclosure

SEC source: 0001294671-17-000040 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,478

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 7,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000040 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 22:11 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 39,130 $0.00 Strike: $18.96 $0.00
Disclosure

SEC source: 0001294671-17-000026 · edgar.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,130

Underlying: Common Shares · 39,130 shares

Expires 2027-02-20

F12 · derivative.exercise_date: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 22:11 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 37,974 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000026 · edgar.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,974

Underlying: Common Shares · 37,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F11 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F11 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 28,234 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000026 · edgar.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,704

Underlying: Common Shares · 28,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F9 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F10 · balance_after: Includes approximately 2,095 dividend-equivalent restricted stock units accrued between June and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,295 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000026 · edgar.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,589

Underlying: Common Shares · 10,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F7 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F8 · balance_after: Includes approximately 573 dividend-equivalent restricted stock units accrued between June and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 8,664 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000026 · edgar.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,664

Underlying: Common Shares · 8,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F5 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F6 · balance_after: Includes approximately 321 dividend-equivalent restricted stock units accrued between June and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 37,133 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000026 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 37,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · shares: Includes approximately 689 dividend-equivalent restricted stock units accrued between June and December 2016.

F4 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vested in full on February 17, 2017.

F4 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vested in full on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 35,181 $18.96 $667,031.76
Disclosure

SEC source: 0001294671-17-000026 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,901

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:11 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 84,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000026 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
November 01, 2016 Filed Dec 22, 2016 18:29 UTC KEYCORP /NEW/ KEY · Entity 3220 PurchaseCommon Shares 445 $14.06 $6,256.70
Disclosure

SEC source: 0001294671-16-000204 · edgar.xml · nonDerivative · entry 4

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paine Investments LP

Disclosed balance after: 445

F2 · shares: The reporting person is a general partner of the partnership that owns the reported securities. The reporting person exercised no investment authority over the purchase and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.