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Paine Andrew J III

Disclosed activity across 1 company

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66105
SEC CIK
0001669883

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KEYCORP /NEW/KEY · Entity 3220Head of Institutional BankFebruary 16, 2026February 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KEYCORP /NEW/

Report date February 16, 2026 · Filed February 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect197,727 Ending reported balance After 2026-02-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-17 · Exercise / conversion · Acquired 44,557 · Balance 211,140

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Row 2 · 2026-02-17 · Tax withholding · Disposed 13,413 · Balance 197,727

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect34,562 Reported balance After 2026-02-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-16 · Grant · Acquired 34,562 · Balance 34,562

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4: These restricted stock units, granted on February 16, 2026, vest in four equal annual installments beginning on February 17, 2027.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-17 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-17 · Exercise / conversion · Disposed 8,935 · Balance 0

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6: These restricted stock units, granted on February 14, 2022, vested in four equal annual installments ending on February 17, 2026.

F7: Includes approximately 408 dividend-equivalent restricted stock units accrued between March and December 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,129 Reported balance After 2026-02-17 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-02-17 · Exercise / conversion · Disposed 11,129 · Balance 11,129

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9: Includes approximately 1,018 dividend-equivalent restricted stock units accrued between March and December 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect25,920 Reported balance After 2026-02-17 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-02-17 · Exercise / conversion · Disposed 12,960 · Balance 25,920

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F11: Includes approximately 1,778 dividend-equivalent restricted stock units accrued between March and December 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect34,595 Reported balance After 2026-02-17 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-02-17 · Exercise / conversion · Disposed 11,532 · Balance 34,595

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F12: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

F13: Includes approximately 2,109 dividend-equivalent restricted stock units accrued between March and December 2025.

Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $23.87 · Expires 2036-02-16Direct37,821 Reported balance After 2026-02-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-16 · Grant · Acquired 37,821 · Balance 37,821

F5: The option to buy, granted on February 16, 2026, vests in four equal annual installments beginning on February 17, 2027.

Common SharesSEC Table I · non-derivativeIndirectBy Paine Investments LP445 Reported balance Holding disclosure · report date 2026-02-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 445

Common SharesSEC Table I · non-derivativeIndirectBy spouse4,265 Reported balance Holding disclosure · report date 2026-02-16 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,265

Common SharesSEC Table I · non-derivativeIndirectBy GRAT108,746 Reported balance Holding disclosure · report date 2026-02-16 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 108,746

F2: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.

Common SharesSEC Table I · non-derivativeIndirect401(k) Plan26,389 Reported balance Holding disclosure · report date 2026-02-16 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 26,389

F3: Reported as of February 9, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.

F3: Reported as of February 9, 2026.

F4: These restricted stock units, granted on February 16, 2026, vest in four equal annual installments beginning on February 17, 2027.

F5: The option to buy, granted on February 16, 2026, vests in four equal annual installments beginning on February 17, 2027.

F6: These restricted stock units, granted on February 14, 2022, vested in four equal annual installments ending on February 17, 2026.

F7: Includes approximately 408 dividend-equivalent restricted stock units accrued between March and December 2025.

F8: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9: Includes approximately 1,018 dividend-equivalent restricted stock units accrued between March and December 2025.

F10: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F11: Includes approximately 1,778 dividend-equivalent restricted stock units accrued between March and December 2025.

F12: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

F13: Includes approximately 2,109 dividend-equivalent restricted stock units accrued between March and December 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2026 Filed Feb 18, 2026 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 11,532 $0.00 $0.00
Disclosure

SEC source: 0001669883-26-000002 · wk-form4_1771450045.xml · derivative · entry 12

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,595

Underlying: Common Shares · 11,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F12 · derivative.exercise_date: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

F12 · derivative.expiration_date: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

F13 · balance_after: Includes approximately 2,109 dividend-equivalent restricted stock units accrued between March and December 2025.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 12,960 $0.00 $0.00
Disclosure

SEC source: 0001669883-26-000002 · wk-form4_1771450045.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,920

Underlying: Common Shares · 12,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F10 · derivative.expiration_date: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F11 · balance_after: Includes approximately 1,778 dividend-equivalent restricted stock units accrued between March and December 2025.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 11,129 $0.00 $0.00
Disclosure

SEC source: 0001669883-26-000002 · wk-form4_1771450045.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,129

Underlying: Common Shares · 11,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F8 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9 · balance_after: Includes approximately 1,018 dividend-equivalent restricted stock units accrued between March and December 2025.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 8,935 $0.00 $0.00
Disclosure

SEC source: 0001669883-26-000002 · wk-form4_1771450045.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vested in four equal annual installments ending on February 17, 2026.

F6 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vested in four equal annual installments ending on February 17, 2026.

F7 · derivative.underlying_shares: Includes approximately 408 dividend-equivalent restricted stock units accrued between March and December 2025.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 13,413 $21.69 $290,927.97
Disclosure

SEC source: 0001669883-26-000002 · wk-form4_1771450045.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,727

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 44,557 Not disclosed Not disclosed
Disclosure

SEC source: 0001669883-26-000002 · wk-form4_1771450045.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 16, 2026 Filed Feb 18, 2026 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 37,821 $0.00 Strike: $23.87 $0.00
Disclosure

SEC source: 0001669883-26-000002 · wk-form4_1771450045.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,821

Underlying: Common Shares · 37,821 shares

Expires 2036-02-16

F5 · derivative.exercise_date: The option to buy, granted on February 16, 2026, vests in four equal annual installments beginning on February 17, 2027.

Read SEC document
February 16, 2026 Filed Feb 18, 2026 21:27 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 34,562 $0.00 $0.00
Disclosure

SEC source: 0001669883-26-000002 · wk-form4_1771450045.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,562

Underlying: Common Shares · 34,562 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 16, 2026, vest in four equal annual installments beginning on February 17, 2027.

F4 · derivative.expiration_date: These restricted stock units, granted on February 16, 2026, vest in four equal annual installments beginning on February 17, 2027.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 22:01 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 65,961 $23.23 $1,532,274.03
Disclosure

SEC source: 0001669883-26-000001 · wk-form4_1770760896.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,583

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.23 to $23.26.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:13 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 12,500 $0.00 $0.00
Disclosure

SEC source: 0001669883-25-000004 · wk-form4_1765577627.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,544

Read SEC document
September 09, 2025 Filed Sep 11, 2025 20:16 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 44,953 $0.00 Strike: $10.49 $0.00
Disclosure

SEC source: 0001669883-25-000003 · wk-form4_1757621813.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 44,953 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on February 17, 2020.

Read SEC document
September 09, 2025 Filed Sep 11, 2025 20:16 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 44,953 $19.29 $867,143.37
Disclosure

SEC source: 0001669883-25-000003 · wk-form4_1757621813.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,044

Read SEC document
September 09, 2025 Filed Sep 11, 2025 20:16 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 44,953 $10.43 $468,859.79
Disclosure

SEC source: 0001669883-25-000003 · wk-form4_1757621813.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2025 Filed Aug 12, 2025 20:13 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 39,406 $0.00 $0.00
Disclosure

SEC source: 0000091576-25-000112 · wk-form4_1755029601.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Indirect · By GRAT

Disclosed balance after: 132,000

F1 · ownership.nature: On April 25, 2025, the reporting person contributed 72,000 shares of KeyCorp common stock to a grantor retained annuity trust for the benefit of himself and his children. Upon termination of a separate grantor retained annuity trust on August 9, 2025, 39,406 shares of KeyCorp common stock were transferred to the reporting person's children. The remaining 50,000 shares in such trust were returned to the reporting person and continue to be reported in this Form 4 as directly owned.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:15 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 12,368 $0.00 $0.00
Disclosure

SEC source: 0000091576-25-000023 · wk-form4_1739999726.xml · derivative · entry 12

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,103

Underlying: Common Shares · 12,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F12 · derivative.exercise_date: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F12 · derivative.expiration_date: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F13 · balance_after: Includes approximately 2,563 dividend-equivalent restricted stock units accrued between March and December 2024.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:15 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,620 $0.00 $0.00
Disclosure

SEC source: 0000091576-25-000023 · wk-form4_1739999726.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,241

Underlying: Common Shares · 10,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F10 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F11 · balance_after: Includes approximately 1,650 dividend-equivalent restricted stock units accrued between March and December 2024.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:15 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 8,526 $0.00 $0.00
Disclosure

SEC source: 0000091576-25-000023 · wk-form4_1739999726.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,526

Underlying: Common Shares · 8,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F8 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F9 · balance_after: Includes approximately 883 dividend-equivalent restricted stock units accrued between March and December 2024.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:15 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 11,511 $0.00 $0.00
Disclosure

SEC source: 0000091576-25-000023 · wk-form4_1739999726.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments. The final installment vested on February 17, 2025.

F6 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments. The final installment vested on February 17, 2025.

F7 · derivative.underlying_shares: Includes approximately 596 dividend-equivalent restricted stock units accrued between March and December 2024.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:15 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 52,738 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0000091576-25-000023 · wk-form4_1739999726.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,738

Underlying: Common Shares · 52,738 shares

Expires 2035-02-17

F5 · derivative.exercise_date: The option to buy, granted on February 17, 2025, vests in four equal annual installments beginning on February 17, 2026.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:15 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 44,018 $0.00 $0.00
Disclosure

SEC source: 0000091576-25-000023 · wk-form4_1739999726.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,018

Underlying: Common Shares · 44,018 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

F4 · derivative.expiration_date: These restricted stock units, granted on February 17, 2025, vest in four equal annual installments beginning on February 17, 2026.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:15 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 13,304 $17.72 $235,746.88
Disclosure

SEC source: 0000091576-25-000023 · wk-form4_1739999726.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,790

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:15 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 43,026 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-25-000023 · wk-form4_1739999726.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
November 08, 2024 Filed Nov 8, 2024 22:56 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 14,249 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000110 · wk-form4_1731106299.xml · nonDerivative · entry 4

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 4,265

Read SEC document
November 06, 2024 Filed Nov 8, 2024 22:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 45,000 $0.00 Strike: $10.49 $0.00
Disclosure

SEC source: 0000091576-24-000110 · wk-form4_1731106299.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,953

Underlying: Common Shares · 45,000 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option vested in four equal annual installments ending on February 17, 2020.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 22:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 21,362 $0.00 Strike: $14.11 $0.00
Disclosure

SEC source: 0000091576-24-000110 · wk-form4_1731106299.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,362 shares

Expires 2025-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in four equal annual installments ending on February 17, 2019.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 22:56 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 66,362 $19.03 $1,262,868.86
Disclosure

SEC source: 0000091576-24-000110 · wk-form4_1731106299.xml · nonDerivative · entry 3

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,068

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.02 to $19.06.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 22:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 45,000 $10.49 $472,050.00
Disclosure

SEC source: 0000091576-24-000110 · wk-form4_1731106299.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 22:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 21,362 $14.11 $301,417.82
Disclosure

SEC source: 0000091576-24-000110 · wk-form4_1731106299.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 21:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 14,800 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000043 · wk-form4_1709069938.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vested in four equal annual installments. The final installment vested on February 24, 2024.

F4 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vested in four equal annual installments. The final installment vested on February 24, 2024.

F5 · derivative.underlying_shares: Includes approximately 987 dividend-equivalent restricted stock units accrued between March and December 2023.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 21:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 6,712 $14.26 $95,713.12
Disclosure

SEC source: 0000091576-24-000043 · wk-form4_1709069938.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,474

Read SEC document
February 24, 2024 Filed Feb 27, 2024 21:39 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 14,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-24-000043 · wk-form4_1709069938.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,071 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · derivative · entry 15

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,211

Underlying: Common Shares · 10,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F14 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F14 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F15 · balance_after: Includes approximately 2,685 dividend-equivalent restricted stock units accrued between March and December 2023.

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 8,086 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · derivative · entry 14

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,170

Underlying: Common Shares · 8,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F12 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F12 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F13 · balance_after: Includes approximately 1,617 dividend-equivalent restricted stock units accrued between March and December 2023.

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 10,916 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · derivative · entry 13

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,915

Underlying: Common Shares · 10,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F10 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F11 · balance_after: Includes approximately 1,455 dividend-equivalent restricted stock units accrued between March and December 2023.

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 9,102 $14.07 $128,065.14
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · nonDerivative · entry 4

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,386

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 29,074 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · nonDerivative · entry 3

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 18,731 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · derivative · entry 12

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,731

Underlying: Common Shares · 18,731 shares

Expires not disclosed

F7 · derivative.exercise_price: Each deferred share represents a right to receive the cash value of one share of common stock.

F9 · price: In connection with the vesting on February 17, 2024, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 18,731 shares of common stock was deferred, resulting in the reporting person's receipt instead of 18,731 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.

F8 · derivative.exercise_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F8 · derivative.expiration_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 64,139 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,139

Underlying: Common Shares · 64,139 shares

Expires 2034-02-16

F6 · derivative.exercise_date: The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 46,908 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,908

Underlying: Common Shares · 46,908 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F5 · derivative.expiration_date: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 13,307 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,307 shares

Expires 2024-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal annual installments ending on February 17, 2018.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 13,307 $14.06 $187,096.42
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,414

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 13,307 $12.92 $171,926.44
Disclosure

SEC source: 0000091576-24-000035 · wk-form4_1708561046.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2023 Filed May 4, 2023 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 PurchaseCommon Shares 75,000 $9.78 $733,500.00
Disclosure

SEC source: 0000091576-23-000075 · wf-form4_168323504537086.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,414

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.77 to $9.79.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:10 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 13,814 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000051 · wf-form4_167761860521152.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,814

Underlying: Common Shares · 13,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 1,135 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:10 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 6,265 $18.32 $114,774.80
Disclosure

SEC source: 0000091576-23-000051 · wf-form4_167761860521152.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,414

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:10 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 13,814 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000051 · wf-form4_167761860521152.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 17,267 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,874

Underlying: Common Shares · 17,267 shares

Expires not disclosed

F11 · derivative.exercise_price: Each deferred share represents a right to receive the cash value of one share of common stock.

F13 · price: In connection with the vesting on February 17, 2023, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 17,267 shares of common stock was deferred, resulting in the reporting person's receipt instead of 17,267 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.

F12 · derivative.exercise_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F12 · derivative.expiration_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F14 · balance_after: Includes approximately 846 dividend-equivalent deferred shares accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 56,737 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,737

Underlying: Common Shares · 56,737 shares

Expires 2033-02-17

F10 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 37,597 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,597

Underlying: Common Shares · 37,597 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 7,547 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,639

Underlying: Common Shares · 7,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F7 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F8 · balance_after: Includes approximately 1,240 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.