Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vertex, Inc.VERX · Entity 4427 | See Remarks | February 13, 2026 | February 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vertex, Inc.
Report date February 13, 2026 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy The 2009 Jeffrey R. Westphal Generation Skipping Trust | 247,740 |
Reported balance
After 2026-02-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-02-13 · Purchase · Acquired 247,740 · Balance 247,740 F1: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.73 to $13.44 per share on February 13, 2026. The $13.0825 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The 2009 Jeffrey R. Westphal Generation Skipping Trust | 397,740 |
Reported balance
After 2026-02-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-17 · Purchase · Acquired 150,000 · Balance 397,740 F2: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.35 to $13.13 per share on February 17, 2026. The $12.5349 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. |
| Class A Common StockSEC Table I · non-derivative | Direct | 7,895 |
Reported balance
Holding disclosure · report date 2026-02-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,895 |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy The 2009 Jeffrey R. Westphal Generation Skipping Trust | 1,125,927 |
Reported balance
Holding disclosure · report date 2026-02-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,125,927 F3: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 388,000 |
Reported balance
Holding disclosure · report date 2026-02-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 388,000 F3: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.73 to $13.44 per share on February 13, 2026. The $13.0825 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.35 to $13.13 per share on February 17, 2026. The $12.5349 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F3: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2023 Filed Mar 10, 2023 20:28 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 62,857 | $18.63 | $1,171,245.91 |
DisclosureSEC source: 0001104659-23-031368 · tm238349-2_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 8,853,836 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.105. Read SEC document |
| March 02, 2023 Filed Mar 2, 2023 18:22 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 50,000 | $15.66 | $783,205.00 |
DisclosureSEC source: 0001104659-23-028054 · tm238349-1_4seq1.xml · nonDerivative · entry 3 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 8,916,693 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.83. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 18:22 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 38,916 | $15.73 | $611,985.23 |
DisclosureSEC source: 0001104659-23-028054 · tm238349-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 8,966,693 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $16.035. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 18:22 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 44,391 | $15.82 | $702,110.25 |
DisclosureSEC source: 0001104659-23-028054 · tm238349-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 9,005,609 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.43 to $16.03. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:00 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,500,000 | $15.15 | $22,725,000.00 |
DisclosureSEC source: 0001104659-22-120900 · tm2229593-2_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation-Skipping Trust Disclosed balance after: 9,050,000 F1 · shares: Represents the number of shares of Class A Common Stock to be sold pursuant to a registered block trade transaction in connection with an Underwriting Agreement, dated November 17, 2022, by and among the Company, the Selling Stockholder and the Underwriter, each as defined therein, that will close on November 22, 2022, subject to satisfaction of customary closing conditions. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 16:30 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 35,950 | $18.00 | $647,171.90 |
DisclosureSEC source: 0001104659-22-114436 · tm2229593-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,310,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21. F2 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee. Read SEC document |
| October 26, 2022 Filed Oct 26, 2022 17:46 UTC | Vertex, Inc. VERX · Entity 4427 | OtherCall Option (Obligation to Sell) · Derivative | 750,000 | $0.00 Strike: $7.85 | $0.00 |
DisclosureSEC source: 0001104659-22-111615 · tm2228999-1_4seq1.xml · derivative · entry 4 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 750,000 shares Expires 2022-10-27 F1 · shares: In connection with the privately negotiated sale of shares of Class A Common Stock reported in the Form 4 filed on August 2, 2022, the Reporting Person granted the buyer an option to purchase up to 750,000 additional shares of Class A Common Stock at a price of $7.85 per share. The buyer exercised this option and the shares were paid for and delivered on October 26, 2022. Read SEC document |
| October 26, 2022 Filed Oct 26, 2022 17:46 UTC | Vertex, Inc. VERX · Entity 4427 | OtherClass A Common Stock | 750,000 | $7.85 | $5,887,500.00 |
DisclosureSEC source: 0001104659-22-111615 · tm2228999-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 10,550,000 F1 · shares: In connection with the privately negotiated sale of shares of Class A Common Stock reported in the Form 4 filed on August 2, 2022, the Reporting Person granted the buyer an option to purchase up to 750,000 additional shares of Class A Common Stock at a price of $7.85 per share. The buyer exercised this option and the shares were paid for and delivered on October 26, 2022. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:55 UTC | Vertex, Inc. VERX · Entity 4427 | SaleCall Option (Obligation to Sell) · Derivative | 750,000 | $0.00 Strike: $7.85 | $0.00 |
DisclosureSEC source: 0001104659-22-085259 · tm2222127-1_4seq1.xml · derivative · entry 4 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 750,000 shares Expires 2022-10-27 F2 · price: In connection with the privately negotiated sale of shares of Class A Common Stock reported herein, the Reporting Person granted the buyer an option to purchase up to 750,000 additional shares of Class A Common Stock at a price of $7.85 per share. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:55 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 5,000,000 | $7.35 | $36,750,000.00 |
DisclosureSEC source: 0001104659-22-085259 · tm2222127-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 11,300,000 Read SEC document |
| July 12, 2022 Filed Jul 13, 2022 17:04 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,987 | $11.12 | $22,090.08 |
DisclosureSEC source: 0001415889-22-007660 · form4-07132022_020736.xml · nonDerivative · entry 2 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,345,950 F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 17:04 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 69,562 | $11.36 | $790,293.88 |
DisclosureSEC source: 0001415889-22-007660 · form4-07132022_020736.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,347,937 F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 17:56 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 25,343 | $12.02 | $304,501.21 |
DisclosureSEC source: 0001104659-22-079260 · tm2220915-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,417,499 F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 16:30 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 6,723 | $12.03 | $80,906.60 |
DisclosureSEC source: 0001104659-22-078384 · tm2220406-2_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,442,842 F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 16:30 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 61,855 | $11.06 | $683,924.55 |
DisclosureSEC source: 0001104659-22-077369 · tm2220406-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,449,565 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.00 to $11.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee. The Reporting Person transferred the shares to the Sub-Trust in a transaction exempt from reporting under Rule 16a-13. In addition, the sale reported on the Reporting Person's Form 4 filed on May 25, 2022 was made by the Sub-Trust rather than The 2009 Jeffrey R. Westphal Generation-Skipping Trust. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 16:30 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 150,000 | $11.32 | $1,698,450.00 |
DisclosureSEC source: 0001104659-22-077369 · tm2220406-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,511,420 F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee. The Reporting Person transferred the shares to the Sub-Trust in a transaction exempt from reporting under Rule 16a-13. In addition, the sale reported on the Reporting Person's Form 4 filed on May 25, 2022 was made by the Sub-Trust rather than The 2009 Jeffrey R. Westphal Generation-Skipping Trust. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 16:18 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 5,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006837 · form4-06222022_010644.xml · derivative · entry 3 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R.Westphal Generation Skipping Trust Disclosed balance after: 9,249,286.237 Underlying: Class A Common Stock · 5,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 16:18 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 5,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006837 · form4-06222022_010644.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 17,961,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2022 Filed May 25, 2022 16:05 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 48,580 | $12.01 | $583,576.97 |
DisclosureSEC source: 0001415889-22-005657 · form4-05252022_010505.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 12,461,420 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.00 to $12.0459, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 15:41 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 800,000 | $14.60 | $11,680,000.00 |
DisclosureSEC source: 0001415889-22-000535 · form4-01132022_120129.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 12,510,000 Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 16:39 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 1,210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005618 · form4-12012021_011220.xml · derivative · entry 3 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R.Westphal Generation Skipping Trust Disclosed balance after: 14,749,286.237 Underlying: Class A Common Stock · 1,210,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 16:39 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 1,210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005618 · form4-12012021_011220.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 13,310,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 12,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064672 · tm2115866-1_4seq1.xml · derivative · entry 3 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R.Westphal Generation Skipping Trust Disclosed balance after: 15,959,286.237 Underlying: Class A Common Stock · 12,100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 12,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064672 · tm2115866-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 12,100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 16:31 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-000347 · tm2039692-1_4seq1.xml · derivative · entry 2 Westphal Jeffery · CIK 0001818851 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Underlying: Class A Common Stock · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. F2 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. F2 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock. F3 · derivative.underlying_shares: Acquired from the Irrevocable Trust of Rainer J. Westphal, Settlor, dated July 19, 2007 - Separate Trust for Benefit of Jeffrey Westphal in a series of transactions exempt from reporting under Rule 16a-13. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 16:31 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-000347 · tm2039692-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares of Class A Common Stock reported herein remain subject to a lock-up agreement with the underwriters for the Issuer's initial public offering. Read SEC document |
| December 30, 2020 Filed Feb 11, 2021 16:30 UTC | Vertex, Inc. VERX · Entity 4427 | GiftClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-020729 · tm215882-2_5seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,895 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.