Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALJ REGIONAL HOLDINGS INCALJJ · Entity 123937 | Director · CEO and Chairman · 10% owner | February 17, 2021 | February 19, 2021 |
| Apex Global Brands Inc.APEX · Entity 140574 | Director · 10% owner | June 11, 2020 | June 15, 2020 |
| Gold.com, Inc.GOLD · Entity 4810 | Director | February 19, 2026 | February 19, 2026 |
| TCW Direct Lending VII LLCN/A · Entity 45676 | Director | April 13, 2018 | April 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALJ REGIONAL HOLDINGS INC
Report date February 17, 2021 · Filed February 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,737,770 |
Reported balance
After 2021-02-17 transaction · row 1
1 source rowRow 1 · 2021-02-17 · Sale · Disposed 276,237 · Balance 8,737,770 |
| Common StockSEC Table I · non-derivative | IndirectBy Exemption Trust under the Ravich Revocable Trust of 1989 | 4,853,804 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,853,804 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Libra Securities Holdings, LLC | 1,484,677 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,484,677 |
| Common StockSEC Table I · non-derivative | IndirectHeld through pension plan | 668,669 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 668,669 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2022-08-02 | Direct | 350,000 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 350,000 |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2021-07-30 | IndirectHeld through pension plan | 199,800 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 199,800 F2: On July 30, 2019, Jess Ravich, through his pension plan (the "Pension Plan"), entered into agreements with ALJ Regional Holdings, Inc. (the "Issuer") under which the Pension Plan invested $1,080,000 in the Issuer and received 600,000 shares of the Issuer's common stock and a warrant to purchase 199,800 shares of the Issuer's common stock at an exercise price of $1.80 per share. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2021-07-30 | IndirectHeld by Libra Securities Holdings, LLC | 319,680 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 319,680 F1: On July 30, 2019, Libra Securities Holdings, LLC ("Libra") and ALJ Regional Holdings, Inc. (the "Issuer") entered into agreements under which Libra invested $1,728,000 in the Issuer and received 960,000 shares of the Issuer's common stock and a warrant to purchase 319,680 shares of the Issuer's common stock at an exercise price of $1.80 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 30, 2019, Libra Securities Holdings, LLC ("Libra") and ALJ Regional Holdings, Inc. (the "Issuer") entered into agreements under which Libra invested $1,728,000 in the Issuer and received 960,000 shares of the Issuer's common stock and a warrant to purchase 319,680 shares of the Issuer's common stock at an exercise price of $1.80 per share.
F2: On July 30, 2019, Jess Ravich, through his pension plan (the "Pension Plan"), entered into agreements with ALJ Regional Holdings, Inc. (the "Issuer") under which the Pension Plan invested $1,080,000 in the Issuer and received 600,000 shares of the Issuer's common stock and a warrant to purchase 199,800 shares of the Issuer's common stock at an exercise price of $1.80 per share.
Apex Global Brands Inc.
Report date June 11, 2020 · Filed June 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,430 |
Reported balance
After 2020-06-11 transaction · row 1
1 source rowRow 1 · 2020-06-11 · Grant · Acquired 13,776 · Balance 82,430 F1: Represents an award of stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 380,898 |
Reported balance
Holding disclosure · report date 2020-06-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 380,898 F1: Represents an award of stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors.
Gold.com, Inc.
Report date February 19, 2026 · Filed February 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectRavich Revocable Trust of 1989 | 38,476 |
Reported balance
After 2026-02-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-02-19 · Gift · Disposed 10,000 · Balance 38,476 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 58,433 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 58,433 |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Jess M Ravich Def Pen PL Trust | 9,900 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,900 |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Exemption Tr Under Ravich Rev of 1999 | 150,000 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 150,000 |
TCW Direct Lending VII LLC
Report date April 13, 2018 · Filed April 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common limited liability company unitsSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2018-04-13 transaction · row 1
1 source rowRow 1 · 2018-04-13 · Purchase · Acquired 5,000 · Balance 5,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2017 Filed Jan 6, 2017 19:22 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.91 | $19,525.00 |
DisclosureSEC source: 0000947871-17-000016 · ss26047_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,923,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.85-$3.93 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 09:36 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.03 | $20,156.00 |
DisclosureSEC source: 0000947871-17-000014 · ss25890_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,928,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.98-$4.13 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 17:15 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.17 | $20,866.00 |
DisclosureSEC source: 0000947871-17-000012 · ss25705_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,933,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.15-$4.23 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 17:50 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.25 | $21,257.00 |
DisclosureSEC source: 0000947871-17-000011 · ss25533_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,938,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.21-$4.37 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 19:37 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.41 | $22,065.00 |
DisclosureSEC source: 0000947871-16-001824 · ss25254_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,943,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.35-$4.63 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 29, 2016 Filed Dec 29, 2016 18:13 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.30 | $21,490.50 |
DisclosureSEC source: 0000947871-16-001817 · ss25136_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,948,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.14-$4.64 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 28, 2016 Filed Dec 28, 2016 17:36 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.28 | $21,398.00 |
DisclosureSEC source: 0000947871-16-001814 · ss24972_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,953,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.21-$4.415 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 27, 2016 Filed Dec 27, 2016 19:12 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.23 | $21,127.00 |
DisclosureSEC source: 0000947871-16-001810 · ss24899_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,958,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.18-$4.30 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 16:47 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.20 | $20,975.00 |
DisclosureSEC source: 0000947871-16-001807 · ss24792_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,963,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.07-$4.25 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 22, 2016 Filed Dec 22, 2016 18:30 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.05 | $20,254.00 |
DisclosureSEC source: 0000947871-16-001802 · ss24651_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,968,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.99-$4.11 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 21, 2016 Filed Dec 21, 2016 17:32 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.08 | $20,396.50 |
DisclosureSEC source: 0000947871-16-001797 · ss24499_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,973,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.04-$4.16 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 20, 2016 Filed Dec 20, 2016 17:25 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.20 | $21,008.50 |
DisclosureSEC source: 0000947871-16-001791 · ss24309_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,978,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.13-$4.25 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 19, 2016 Filed Dec 19, 2016 17:53 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.13 | $20,634.00 |
DisclosureSEC source: 0000947871-16-001789 · ss24119_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,983,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.09-$4.18 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 16, 2016 Filed Dec 16, 2016 18:10 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.04 | $20,213.00 |
DisclosureSEC source: 0000947871-16-001778 · ss23859_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,988,751 F1 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 F2 · security: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.01-$4.10 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.01-$4.10 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 20:26 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.00 | $19,990.00 |
DisclosureSEC source: 0000947871-16-001774 · ss23716_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,993,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.92-$4.04 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 18:07 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.02 | $20,092.50 |
DisclosureSEC source: 0000947871-16-001772 · ss23485_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,998,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.94-$4.07 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 18:30 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.97 | $19,871.50 |
DisclosureSEC source: 0000947871-16-001771 · ss23319_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,003,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.86-$4.06 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 19:04 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.14 | $20,696.00 |
DisclosureSEC source: 0000947871-16-001766 · ss23165_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,008,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.05-$4.25 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 19:23 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.24 | $21,204.00 |
DisclosureSEC source: 0000947871-16-001759 · ss23001_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,013,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.22-$4.28 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 18:25 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.30 | $21,494.00 |
DisclosureSEC source: 0000947871-16-001756 · ss22845_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,018,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.27-$4.34 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 07, 2016 Filed Dec 7, 2016 19:03 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.33 | $21,674.00 |
DisclosureSEC source: 0000947871-16-001748 · ss22670_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,023,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.26-$4.37 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 06, 2016 Filed Dec 6, 2016 17:42 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.27 | $21,373.00 |
DisclosureSEC source: 0000947871-16-001742 · ss22458_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,028,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.24-$4.30 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 05, 2016 Filed Dec 5, 2016 17:27 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.27 | $21,353.00 |
DisclosureSEC source: 0000947871-16-001741 · ss22277_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,033,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.25-$4.30 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 02, 2016 Filed Dec 2, 2016 17:14 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.26 | $21,293.50 |
DisclosureSEC source: 0000947871-16-001739 · ss22029_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,038,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.25-$4.31 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 17:55 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.29 | $21,473.00 |
DisclosureSEC source: 0000947871-16-001738 · ss21855_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,043,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.25-$4.35 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 16:57 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.37 | $21,835.50 |
DisclosureSEC source: 0000947871-16-001733 · ss21663_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,048,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.32-$4.43 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 18:43 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.34 | $21,707.50 |
DisclosureSEC source: 0000947871-16-001727 · ss21441_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,053,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.30-$4.39 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 12:52 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | PurchaseCommon Stock | 101,602 | $9.50 | $965,219.00 |
DisclosureSEC source: 0001209191-16-152421 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,848 Read SEC document |
| November 28, 2016 Filed Nov 28, 2016 17:14 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.35 | $21,774.00 |
DisclosureSEC source: 0000947871-16-001725 · ss21151_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,058,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.30-$4.40 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 15:05 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.40 | $21,981.00 |
DisclosureSEC source: 0000947871-16-001723 · ss21054_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,063,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.34-$4.50 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 16:58 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.46 | $22,315.50 |
DisclosureSEC source: 0000947871-16-001712 · ss20712_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,068,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.36-$4.58 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 18:14 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.50 | $22,502.50 |
DisclosureSEC source: 0000947871-16-001710 · ss20564_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,073,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.41-$4.56 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 18:23 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.34 | $21,680.50 |
DisclosureSEC source: 0000947871-16-001707 · ss20392_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,078,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.28-$4.45 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 19:53 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.27 | $21,328.50 |
DisclosureSEC source: 0000947871-16-001704 · ss20153_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,083,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.23-$4.34 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 19:41 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.38 | $21,889.00 |
DisclosureSEC source: 0000947871-16-001699 · ss19985_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,088,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.34-$4.42 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 17:57 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.32 | $21,587.00 |
DisclosureSEC source: 0000947871-16-001682 · ss19770_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,093,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.29-$4.36 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 19:07 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.35 | $21,745.00 |
DisclosureSEC source: 0000947871-16-001679 · ss19549_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,098,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.29-$4.51 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 19:10 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.48 | $22,384.00 |
DisclosureSEC source: 0000947871-16-001672 · ss19327_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,103,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.41-$4.57 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 09:05 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.30 | $21,511.00 |
DisclosureSEC source: 0000947871-16-001658 · ss19107_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,108,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.14-$4.45 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 19:49 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.10 | $20,486.00 |
DisclosureSEC source: 0000947871-16-001655 · ss18890_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,113,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.93-$4.23 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 09, 2016 Filed Nov 9, 2016 17:23 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.91 | $19,569.00 |
DisclosureSEC source: 0000947871-16-001648 · ss18666_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,118,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.86-$4.03 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 08, 2016 Filed Nov 8, 2016 19:50 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.91 | $19,531.50 |
DisclosureSEC source: 0000947871-16-001647 · ss18511_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,123,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.87 - $3.985 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 07, 2016 Filed Nov 7, 2016 18:50 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.86 | $19,291.50 |
DisclosureSEC source: 0000947871-16-001637 · ss18310_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,128,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.80 - $3.93 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 16:41 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.85 | $19,245.00 |
DisclosureSEC source: 0000947871-16-001633 · ss18277_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,133,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.80 - $3.90 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 03, 2016 Filed Nov 3, 2016 18:12 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.82 | $19,112.50 |
DisclosureSEC source: 0000947871-16-001619 · ss17808_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,138,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.78-$3.90 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 02, 2016 Filed Nov 2, 2016 16:49 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.84 | $19,194.00 |
DisclosureSEC source: 0000947871-16-001608 · ss17574_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,143,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.75-$3.96 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 19:20 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.94 | $19,683.00 |
DisclosureSEC source: 0000947871-16-001604 · ss17392_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,148,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.93-$3.98 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 17:58 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.97 | $19,864.00 |
DisclosureSEC source: 0000947871-16-001599 · ss17056_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,153,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.93-$4.03 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 18:00 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.93 | $19,669.50 |
DisclosureSEC source: 0000947871-16-001593 · ss16784_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,158,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.87-$4.06 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 27, 2016 Filed Oct 27, 2016 19:47 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.17 | $20,827.00 |
DisclosureSEC source: 0000947871-16-001592 · ss16614_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,163,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.1-$4.23 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.