Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALJ REGIONAL HOLDINGS INCALJJ · Entity 123937 | Director · CEO and Chairman · 10% owner | February 17, 2021 | February 19, 2021 |
| Apex Global Brands Inc.APEX · Entity 140574 | Director · 10% owner | June 11, 2020 | June 15, 2020 |
| Gold.com, Inc.GOLD · Entity 4810 | Director | February 19, 2026 | February 19, 2026 |
| TCW Direct Lending VII LLCN/A · Entity 45676 | Director | April 13, 2018 | April 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALJ REGIONAL HOLDINGS INC
Report date February 17, 2021 · Filed February 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,737,770 |
Reported balance
After 2021-02-17 transaction · row 1
1 source rowRow 1 · 2021-02-17 · Sale · Disposed 276,237 · Balance 8,737,770 |
| Common StockSEC Table I · non-derivative | IndirectBy Exemption Trust under the Ravich Revocable Trust of 1989 | 4,853,804 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,853,804 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Libra Securities Holdings, LLC | 1,484,677 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,484,677 |
| Common StockSEC Table I · non-derivative | IndirectHeld through pension plan | 668,669 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 668,669 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2022-08-02 | Direct | 350,000 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 350,000 |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2021-07-30 | IndirectHeld through pension plan | 199,800 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 199,800 F2: On July 30, 2019, Jess Ravich, through his pension plan (the "Pension Plan"), entered into agreements with ALJ Regional Holdings, Inc. (the "Issuer") under which the Pension Plan invested $1,080,000 in the Issuer and received 600,000 shares of the Issuer's common stock and a warrant to purchase 199,800 shares of the Issuer's common stock at an exercise price of $1.80 per share. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2021-07-30 | IndirectHeld by Libra Securities Holdings, LLC | 319,680 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 319,680 F1: On July 30, 2019, Libra Securities Holdings, LLC ("Libra") and ALJ Regional Holdings, Inc. (the "Issuer") entered into agreements under which Libra invested $1,728,000 in the Issuer and received 960,000 shares of the Issuer's common stock and a warrant to purchase 319,680 shares of the Issuer's common stock at an exercise price of $1.80 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 30, 2019, Libra Securities Holdings, LLC ("Libra") and ALJ Regional Holdings, Inc. (the "Issuer") entered into agreements under which Libra invested $1,728,000 in the Issuer and received 960,000 shares of the Issuer's common stock and a warrant to purchase 319,680 shares of the Issuer's common stock at an exercise price of $1.80 per share.
F2: On July 30, 2019, Jess Ravich, through his pension plan (the "Pension Plan"), entered into agreements with ALJ Regional Holdings, Inc. (the "Issuer") under which the Pension Plan invested $1,080,000 in the Issuer and received 600,000 shares of the Issuer's common stock and a warrant to purchase 199,800 shares of the Issuer's common stock at an exercise price of $1.80 per share.
Apex Global Brands Inc.
Report date June 11, 2020 · Filed June 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,430 |
Reported balance
After 2020-06-11 transaction · row 1
1 source rowRow 1 · 2020-06-11 · Grant · Acquired 13,776 · Balance 82,430 F1: Represents an award of stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 380,898 |
Reported balance
Holding disclosure · report date 2020-06-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 380,898 F1: Represents an award of stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors.
Gold.com, Inc.
Report date February 19, 2026 · Filed February 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectRavich Revocable Trust of 1989 | 38,476 |
Reported balance
After 2026-02-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-02-19 · Gift · Disposed 10,000 · Balance 38,476 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 58,433 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 58,433 |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Jess M Ravich Def Pen PL Trust | 9,900 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,900 |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Exemption Tr Under Ravich Rev of 1999 | 150,000 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 150,000 |
TCW Direct Lending VII LLC
Report date April 13, 2018 · Filed April 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common limited liability company unitsSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2018-04-13 transaction · row 1
1 source rowRow 1 · 2018-04-13 · Purchase · Acquired 5,000 · Balance 5,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2019 Filed Nov 18, 2019 06:01 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-19-000822 · ownership.xml · nonDerivative · entry 3 RAVICH JESS M · CIK 0001094988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,990,007 Read SEC document |
| August 22, 2019 Filed Nov 18, 2019 06:01 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-19-000822 · ownership.xml · nonDerivative · entry 2 RAVICH JESS M · CIK 0001094988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,998,007 Read SEC document |
| August 22, 2019 Filed Nov 18, 2019 06:01 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-19-000822 · ownership.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,006,007 Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 16:45 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | GrantWarrants · Derivative | 319,680 | Not disclosed Strike: $1.80 | Not disclosed |
DisclosureSEC source: 0000947871-19-000547 · ownership.xml · derivative · entry 7 RAVICH JESS M · CIK 0001094988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Libra Securities Holdings, LLC Disclosed balance after: 319,680 Underlying: Common Stock · 319,680 shares Expires 2021-07-30 F1 · price: On July 30, 2019, Libra Securities Holdings, LLC ("Libra") and ALJ Regional Holdings, Inc. (the "Issuer") entered into agreements under which Libra invested $1,728,000 in the Issuer and received 960,000 shares of the Issuer's common stock and a warrant to purchase 319,680 shares of the Issuer's common stock at an exercise price of $1.80 per share. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 16:45 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | GrantWarrants · Derivative | 199,800 | Not disclosed Strike: $1.80 | Not disclosed |
DisclosureSEC source: 0000947871-19-000547 · ownership.xml · derivative · entry 6 RAVICH JESS M · CIK 0001094988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held through pension plan Disclosed balance after: 199,800 Underlying: Common Stock · 199,800 shares Expires 2021-07-30 F2 · price: On July 30, 2019, Jess Ravich, through his pension plan (the "Pension Plan"), entered into agreements with ALJ Regional Holdings, Inc. (the "Issuer") under which the Pension Plan invested $1,080,000 in the Issuer and received 600,000 shares of the Issuer's common stock and a warrant to purchase 199,800 shares of the Issuer's common stock at an exercise price of $1.80 per share. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 16:45 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000547 · ownership.xml · nonDerivative · entry 4 RAVICH JESS M · CIK 0001094988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held through pension plan Disclosed balance after: 668,669 F2 · price: On July 30, 2019, Jess Ravich, through his pension plan (the "Pension Plan"), entered into agreements with ALJ Regional Holdings, Inc. (the "Issuer") under which the Pension Plan invested $1,080,000 in the Issuer and received 600,000 shares of the Issuer's common stock and a warrant to purchase 199,800 shares of the Issuer's common stock at an exercise price of $1.80 per share. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 16:45 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 960,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000547 · ownership.xml · nonDerivative · entry 3 RAVICH JESS M · CIK 0001094988 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Libra Securities Holdings, LLC Disclosed balance after: 1,484,677 F1 · price: On July 30, 2019, Libra Securities Holdings, LLC ("Libra") and ALJ Regional Holdings, Inc. (the "Issuer") entered into agreements under which Libra invested $1,728,000 in the Issuer and received 960,000 shares of the Issuer's common stock and a warrant to purchase 319,680 shares of the Issuer's common stock at an exercise price of $1.80 per share. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 15:13 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantCommon Stock | 84,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038743 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,623 F1 · kind: Represents an award of fully vested restricted stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 20:16 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 20,160 | $1.98 | $39,975.26 |
DisclosureSEC source: 0000947871-19-000162 · ownership.xml · nonDerivative · entry 4 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Libra Securities Holdings, LLC Disclosed balance after: 524,677 Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 20:16 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 1,749 | $1.89 | $3,313.13 |
DisclosureSEC source: 0000947871-19-000162 · ownership.xml · nonDerivative · entry 3 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Libra Securities Holdings, LLC Disclosed balance after: 504,517 Read SEC document |
| February 20, 2019 Filed Feb 20, 2019 19:08 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 77,060 | $1.85 | $142,391.47 |
DisclosureSEC source: 0000947871-19-000131 · ownership.xml · nonDerivative · entry 5 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Libra Securities Holdings, LLC Disclosed balance after: 502,768 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 19:08 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 21,233 | $1.85 | $39,247.08 |
DisclosureSEC source: 0000947871-19-000131 · ownership.xml · nonDerivative · entry 4 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Libra Securities Holdings, LLC Disclosed balance after: 425,708 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:08 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 54,475 | $1.78 | $96,769.39 |
DisclosureSEC source: 0000947871-19-000131 · ownership.xml · nonDerivative · entry 3 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Libra Securities Holdings, LLC Disclosed balance after: 404,475 Read SEC document |
| February 01, 2019 Filed Feb 20, 2019 18:07 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | Exercise / conversionWarrant (right to buy) · Derivative | 355,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001209191-19-011746 · doc4.xml · derivative · entry 3 RAVICH JESS M · CIK 0001094988 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 433,390 Underlying: Common Stock · 355,000 shares Expires 2025-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The securities were acquired by the Ravich Revocable Trust of 1989. The reporting person serves as the sole trustee of such trust and may be deemed to have sole beneficial ownership over the securities held of record by such trust. Read SEC document |
| February 01, 2019 Filed Feb 20, 2019 18:07 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | Exercise / conversionCommon Stock | 355,000 | $0.50 | $177,500.00 |
DisclosureSEC source: 0001209191-19-011746 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,142,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The securities were acquired by the Ravich Revocable Trust of 1989. The reporting person serves as the sole trustee of such trust and may be deemed to have sole beneficial ownership over the securities held of record by such trust. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 18:25 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantCommon Stock | 36,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063564 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,572 F1 · kind: Represents an award of fully vested restricted stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 17:25 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantCommon Stock | 20,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051514 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,105 F1 · kind: Represents an award of restricted stock units that vest immediately. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting and settlement of the unit. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 21:04 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | GrantCommon Stock | 109,223 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000685 · ownership.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,880,937 Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 12:23 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantWarrants (right to buy) · Derivative | 355,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001209191-18-045630 · doc4.xml · derivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 355,000 Underlying: Common Stock · 355,000 shares Expires 2025-08-03 F1 · price: The warrants were issued pursuant to the terms of that certain Exchange Agreement dated as of August 3, 2018, between the Company, the Registered Holder, and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: The securities were issued to the Ravich Revocable Trust of 1989. The reporting person serves as the sole trustee of such trust and may be deemed to have sole beneficial ownership over the securities held of record by such trust. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 17:17 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 20,000 | $1.59 | $31,778.00 |
DisclosureSEC source: 0000947871-18-000509 · ss96369_4.xml · nonDerivative · entry 2 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,771,714 Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:17 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 110,100 | $1.54 | $169,135.62 |
DisclosureSEC source: 0000947871-18-000509 · ss96369_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,751,714 Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 14:38 UTC | TCW Direct Lending VII LLC N/A · Entity 45676 | PurchaseCommon limited liability company units | 5,000 | $100.00 | $500,000.00 |
DisclosureSEC source: 0001715933-18-000004 · primary_doc.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 16:36 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 5,105 | $2.14 | $10,948.69 |
DisclosureSEC source: 0000947871-18-000251 · ss84412_4.xml · nonDerivative · entry 2 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,641,614 F1 · balance_after: Includes 300,000 shares of common stock held directly that, in Mr. Ravich's previous Form 4 reports, were mistakenly reported to be indirectly owned through the Exemption Trust under the Ravich Revocable Trust of 1989. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:36 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 67,716 | $2.09 | $141,221.72 |
DisclosureSEC source: 0000947871-18-000251 · ss84412_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,636,509 F1 · balance_after: Includes 300,000 shares of common stock held directly that, in Mr. Ravich's previous Form 4 reports, were mistakenly reported to be indirectly owned through the Exemption Trust under the Ravich Revocable Trust of 1989. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 19:18 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 300,000 | $2.25 | $676,320.00 |
DisclosureSEC source: 0000947871-18-000167 · ss80722_4.xml · nonDerivative · entry 2 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,153,804 Read SEC document |
| December 07, 2017 Filed Jan 12, 2018 14:59 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantWarrants (right to buy) · Derivative | 195,556 | Not disclosed Strike: $2.25 | Not disclosed |
DisclosureSEC source: 0001209191-18-003375 · doc4.xml · derivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 195,556 Underlying: Common Stock · 195,556 shares Expires 2024-12-07 F1 · price: The warrants were issued as consideration for the reporting person's agreement to purchase junior participation interests in the issuer's outstanding credit facility. F2 · ownership.nature: The securities were issued to the Ravich Revocable Trust of 1989. The reporting person serves as the sole trustee of such trust and may be deemed to have sole beneficial ownership over the securities held of record by such trust. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:00 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantCommon Stock | 17,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058697 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,759 F1 · kind: Represents an award of restricted stock units that vest in equal annual installments over three years beginning on the first anniversary of the date of grant. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting and settlement of the unit. Read SEC document |
| October 26, 2017 Filed Oct 26, 2017 19:44 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | GrantCommon Stock | 30,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000832 · ss64970_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,268,793 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 18:50 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000658 · ss55720_4.xml · derivative · entry 5 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 1,000,000 shares Expires 2020-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 18:50 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | Exercise / conversionCommon Stock | 1,000,000 | $1.00 | $1,000,000.00 |
DisclosureSEC source: 0000947871-17-000658 · ss55720_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,238,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 17:14 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantWarrants (right to buy) · Derivative | 237,834 | Not disclosed Strike: $4.22 | Not disclosed |
DisclosureSEC source: 0001209191-17-049030 · doc4.xml · derivative · entry 2 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 237,834 Underlying: Common Stock · 237,834 shares Expires not disclosed F1 · date: Reflects securities acquired from the Issuer pursuant to a common stock purchase agreement between the reporting person and the Issuer dated August 11, 2017. The closing under such agreement and the issuance of such securities is expected to occur on or about August 18, 2017. F4 · price: The warrants were issued as consideration for the reporting person's agreement to participate in certain potential future equity financings of the Issuer. F3 · derivative.expiration_date: The warrants will expire on the seven-year anniversary of their initial issuance date. F2 · ownership.nature: The securities were purchased by the Ravich Revocable Trust of 1989. The reporting person serves as the sole trustee of such trust and may be deemed to have sole beneficial ownership over the securities held of record by such trust. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 17:14 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantCommon Stock | 473,934 | $4.22 | $2,000,001.48 |
DisclosureSEC source: 0001209191-17-049030 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 815,782 F1 · date: Reflects securities acquired from the Issuer pursuant to a common stock purchase agreement between the reporting person and the Issuer dated August 11, 2017. The closing under such agreement and the issuance of such securities is expected to occur on or about August 18, 2017. F2 · ownership.nature: The securities were purchased by the Ravich Revocable Trust of 1989. The reporting person serves as the sole trustee of such trust and may be deemed to have sole beneficial ownership over the securities held of record by such trust. Read SEC document |
| February 22, 2017 Filed Feb 22, 2017 18:47 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 300 | $4.05 | $1,215.00 |
DisclosureSEC source: 0000947871-17-000162 · ss32119_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,853,804 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 14, 2017 Filed Feb 14, 2017 21:57 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 900 | $4.05 | $3,645.00 |
DisclosureSEC source: 0000947871-17-000144 · ss31123_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,854,104 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 20:07 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 3,323 | $4.06 | $13,485.07 |
DisclosureSEC source: 0000947871-17-000113 · ss30928_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,855,004 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.05 -$4.07 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 19:32 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.05 | $20,254.50 |
DisclosureSEC source: 0000947871-17-000110 · ss30674_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,858,327 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.05 -$4.0725 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 18:50 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.05 | $20,260.50 |
DisclosureSEC source: 0000947871-17-000103 · ss30473_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,863,327 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.05 -$4.075 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 08, 2017 Filed Feb 8, 2017 18:06 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 4,010 | $4.05 | $16,240.50 |
DisclosureSEC source: 0000947871-17-000102 · ss30319_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,868,327 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 07, 2017 Filed Feb 7, 2017 18:40 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.06 | $20,298.00 |
DisclosureSEC source: 0000947871-17-000095 · ss30149_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,872,337 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.05-$4.11 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 18:08 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.30 | $21,477.50 |
DisclosureSEC source: 0000947871-17-000091 · ss29933_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,877,337 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.05-$4.35 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 17:17 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 3,100 | $4.05 | $12,562.13 |
DisclosureSEC source: 0000947871-17-000088 · ss29706_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,882,337 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.05-$4.06 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 18:09 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 3,314 | $4.06 | $13,445.89 |
DisclosureSEC source: 0000947871-17-000083 · ss29519_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,885,437 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.05-$4.09 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 17:34 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.05 | $20,255.00 |
DisclosureSEC source: 0000947871-17-000079 · ss29277_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,888,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.05-$4.055 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 17, 2017 Filed Jan 17, 2017 18:46 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.76 | $18,800.00 |
DisclosureSEC source: 0000947871-17-000046 · ss27320_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,893,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.75-$3.84 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 13, 2017 Filed Jan 13, 2017 18:50 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.80 | $19,007.50 |
DisclosureSEC source: 0000947871-17-000039 · ss27002_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,998,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.79-$3.84 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 19:26 UTC Amendment | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.80 | $19,007.50 |
DisclosureSEC source: 0000947871-17-000047 · ss27323_4a.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,898,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.79-$3.84 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 18:46 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.82 | $19,075.50 |
DisclosureSEC source: 0000947871-17-000037 · ss26851_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,903,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.81-$3.94 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 19:18 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.79 | $18,948.00 |
DisclosureSEC source: 0000947871-17-000030 · ss26679_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,908,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.75-$3.85 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 10, 2017 Filed Jan 10, 2017 17:29 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.87 | $19,366.50 |
DisclosureSEC source: 0000947871-17-000024 · ss26468_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,913,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.86-$3.91 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| January 09, 2017 Filed Jan 9, 2017 18:02 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $3.87 | $19,346.00 |
DisclosureSEC source: 0000947871-17-000020 · ss26288_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 4,918,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.81-$3.89 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.