Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALJ REGIONAL HOLDINGS INCALJJ · Entity 123937 | Director · CEO and Chairman · 10% owner | February 17, 2021 | February 19, 2021 |
| Apex Global Brands Inc.APEX · Entity 140574 | Director · 10% owner | June 11, 2020 | June 15, 2020 |
| Gold.com, Inc.GOLD · Entity 4810 | Director | February 19, 2026 | February 19, 2026 |
| TCW Direct Lending VII LLCN/A · Entity 45676 | Director | April 13, 2018 | April 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALJ REGIONAL HOLDINGS INC
Report date February 17, 2021 · Filed February 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,737,770 |
Reported balance
After 2021-02-17 transaction · row 1
1 source rowRow 1 · 2021-02-17 · Sale · Disposed 276,237 · Balance 8,737,770 |
| Common StockSEC Table I · non-derivative | IndirectBy Exemption Trust under the Ravich Revocable Trust of 1989 | 4,853,804 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,853,804 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Libra Securities Holdings, LLC | 1,484,677 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,484,677 |
| Common StockSEC Table I · non-derivative | IndirectHeld through pension plan | 668,669 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 668,669 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2022-08-02 | Direct | 350,000 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 350,000 |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2021-07-30 | IndirectHeld through pension plan | 199,800 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 199,800 F2: On July 30, 2019, Jess Ravich, through his pension plan (the "Pension Plan"), entered into agreements with ALJ Regional Holdings, Inc. (the "Issuer") under which the Pension Plan invested $1,080,000 in the Issuer and received 600,000 shares of the Issuer's common stock and a warrant to purchase 199,800 shares of the Issuer's common stock at an exercise price of $1.80 per share. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2021-07-30 | IndirectHeld by Libra Securities Holdings, LLC | 319,680 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 319,680 F1: On July 30, 2019, Libra Securities Holdings, LLC ("Libra") and ALJ Regional Holdings, Inc. (the "Issuer") entered into agreements under which Libra invested $1,728,000 in the Issuer and received 960,000 shares of the Issuer's common stock and a warrant to purchase 319,680 shares of the Issuer's common stock at an exercise price of $1.80 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 30, 2019, Libra Securities Holdings, LLC ("Libra") and ALJ Regional Holdings, Inc. (the "Issuer") entered into agreements under which Libra invested $1,728,000 in the Issuer and received 960,000 shares of the Issuer's common stock and a warrant to purchase 319,680 shares of the Issuer's common stock at an exercise price of $1.80 per share.
F2: On July 30, 2019, Jess Ravich, through his pension plan (the "Pension Plan"), entered into agreements with ALJ Regional Holdings, Inc. (the "Issuer") under which the Pension Plan invested $1,080,000 in the Issuer and received 600,000 shares of the Issuer's common stock and a warrant to purchase 199,800 shares of the Issuer's common stock at an exercise price of $1.80 per share.
Apex Global Brands Inc.
Report date June 11, 2020 · Filed June 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,430 |
Reported balance
After 2020-06-11 transaction · row 1
1 source rowRow 1 · 2020-06-11 · Grant · Acquired 13,776 · Balance 82,430 F1: Represents an award of stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 380,898 |
Reported balance
Holding disclosure · report date 2020-06-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 380,898 F1: Represents an award of stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of stock issued under the issuer's 2013 Stock Incentive Plan as compensation for service on the issuer's board of directors.
Gold.com, Inc.
Report date February 19, 2026 · Filed February 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectRavich Revocable Trust of 1989 | 38,476 |
Reported balance
After 2026-02-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-02-19 · Gift · Disposed 10,000 · Balance 38,476 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 58,433 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 58,433 |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Jess M Ravich Def Pen PL Trust | 9,900 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,900 |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Exemption Tr Under Ravich Rev of 1999 | 150,000 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 150,000 |
TCW Direct Lending VII LLC
Report date April 13, 2018 · Filed April 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common limited liability company unitsSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2018-04-13 transaction · row 1
1 source rowRow 1 · 2018-04-13 · Purchase · Acquired 5,000 · Balance 5,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2016 Filed Oct 26, 2016 17:12 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.31 | $21,529.00 |
DisclosureSEC source: 0000947871-16-001574 · ss16406_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,168,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.25-$4.40 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 25, 2016 Filed Oct 25, 2016 17:09 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.36 | $21,802.00 |
DisclosureSEC source: 0000947871-16-001572 · ss16194_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,173,751 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 F2 · balance_after: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.35-$4.41 Read SEC document |
| October 24, 2016 Filed Oct 24, 2016 16:53 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.41 | $22,032.50 |
DisclosureSEC source: 0000947871-16-001569 · ss16046_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,178,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.37-$4.45 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 21, 2016 Filed Oct 21, 2016 17:57 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | PurchaseCommon Stock | 5,000 | $4.35 | $21,769.00 |
DisclosureSEC source: 0000947871-16-001566 · ss15818_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,183,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.33-$4.40 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 20, 2016 Filed Oct 20, 2016 17:26 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.39 | $21,944.00 |
DisclosureSEC source: 0000947871-16-001563 · ss15660_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,188,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.37-$4.41 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 19, 2016 Filed Oct 19, 2016 17:18 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.37 | $21,839.50 |
DisclosureSEC source: 0000947871-16-001562 · ss15474_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,193,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.34-$4.44 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 18, 2016 Filed Oct 18, 2016 17:59 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.37 | $21,866.50 |
DisclosureSEC source: 0000947871-16-001561 · ss15299_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,198,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.35-$4.40 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 17, 2016 Filed Oct 17, 2016 18:10 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.33 | $21,656.00 |
DisclosureSEC source: 0000947871-16-001560 · ss15114_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,203,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.29-$4.36 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 18:08 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.34 | $21,683.00 |
DisclosureSEC source: 0000947871-16-001557 · ss14904_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,208,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.31-$4.36 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 13, 2016 Filed Oct 13, 2016 18:32 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.40 | $21,999.50 |
DisclosureSEC source: 0000947871-16-001556 · ss14708_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,213,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.38-$4.43 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 12, 2016 Filed Oct 12, 2016 18:32 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.45 | $22,251.50 |
DisclosureSEC source: 0000947871-16-001553 · ss14509_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,218,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.42- $4.50 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 11, 2016 Filed Oct 11, 2016 17:24 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.46 | $22,311.00 |
DisclosureSEC source: 0000947871-16-001550 · ss14328_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,223,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.43 - $4.515 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 06:49 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.50 | $22,476.00 |
DisclosureSEC source: 0000947871-16-001545 · ss14169_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,228,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.46 - $4.52 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 07, 2016 Filed Oct 7, 2016 17:31 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.43 | $22,139.50 |
DisclosureSEC source: 0000947871-16-001544 · ss13911_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,233,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.38 - $4.51 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 18:29 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.50 | $22,488.00 |
DisclosureSEC source: 0000947871-16-001542 · ss13743_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,238,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.40 - $4.54 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 19:16 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.38 | $21,895.00 |
DisclosureSEC source: 0000947871-16-001538 · ss13560_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,243,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.33 - $4.44 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 04, 2016 Filed Oct 4, 2016 18:21 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.42 | $22,116.00 |
DisclosureSEC source: 0000947871-16-001535 · ss13359_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,248,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.39 - $4.55 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 19:00 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.57 | $22,846.00 |
DisclosureSEC source: 0000947871-16-001533 · ss13163_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,253,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.53 - $4.69 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 19:09 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.52 | $22,578.00 |
DisclosureSEC source: 0000947871-16-001531 · ss12807_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,258,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.5 - $4.61 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| September 29, 2016 Filed Sep 29, 2016 17:28 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.51 | $22,559.00 |
DisclosureSEC source: 0000947871-16-001523 · ss12564_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,263,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.5 - $4.57 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| September 28, 2016 Filed Sep 28, 2016 17:37 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.57 | $22,845.50 |
DisclosureSEC source: 0000947871-16-001518 · ss12386_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,268,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.53 - $4.66 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:28 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.64 | $23,195.00 |
DisclosureSEC source: 0000947871-16-001515 · ss12197_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,273,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.57-$4.74 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| September 26, 2016 Filed Sep 26, 2016 19:15 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.61 | $23,063.50 |
DisclosureSEC source: 0000947871-16-001514 · ss12023_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,278,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.55- $4.71 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 08:23 UTC | ALJ REGIONAL HOLDINGS INC ALJJ · Entity 123937 | SaleCommon Stock | 5,000 | $4.80 | $24,007.50 |
DisclosureSEC source: 0000947871-16-001512 · ss11828_4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Exemption Trust under the Ravich Revocable Trust of 1989 Disclosed balance after: 5,283,751 F2 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $4.75 - $4.93 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.