Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Appgate, Inc.APGT · Entity 115091 | Director | October 25, 2021 | October 25, 2021 |
| Bark, Inc.BARK · Entity 6772 | Director | August 11, 2022 | August 15, 2022 |
| KLDiscovery Inc.KLDI · Entity 138111 | Director | June 17, 2020 | June 19, 2020 |
| Northern Star Investment Corp. IINSTB · Entity 92129 | Director · President, COO · 10% owner | April 08, 2024 | April 09, 2024 |
| Northern Star Investment Corp. IIINSTC · Entity 92610 | Director · President, COO · 10% owner | March 25, 2024 | March 27, 2024 |
| Northern Star Investment Corp. IVNSTD · Entity 92608 | Director · President, COO · 10% owner | March 25, 2024 | March 27, 2024 |
| Pivotal Investment Corp IIIPICC · Entity 110751 | Director · 10% owner | August 07, 2023 | August 08, 2023 |
| Propel Media, Inc.PROM · Entity 169642 | Director | February 06, 2018 | February 08, 2018 |
| SPRUCE POWER HOLDING CORPSPRU · Entity 7389 | Director | June 24, 2025 | February 20, 2026 |
| Yale Transaction Finders, Inc.YTFD · Entity 7780 | Director · CEO, CFO · 10% owner | November 20, 2023 | November 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Appgate, Inc.
Report date October 25, 2021 · Filed October 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Ironbound Partners Fund | 9,290,803 |
Reported balance
After 2021-10-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-10-25 · Disposition to issuer · Disposed 210 · Balance 9,290,803 F1: The reporting person contributed these shares to the Issuer for cancellation for no additional consideration. F2: Held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person was deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person contributed these shares to the Issuer for cancellation for no additional consideration.
F2: Held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person was deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein.
Bark, Inc.
Report date August 11, 2022 · Filed August 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,363 |
Reported balance
After 2022-08-11 transaction · row 1
1 source rowRow 1 · 2022-08-11 · Exercise / conversion · Acquired 36,363 · Balance 136,363 F1: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. These RSUs vested in full on August 11, 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-08-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-11 · Exercise / conversion · Disposed 36,363 · Balance 0 F1: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. These RSUs vested in full on August 11, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. These RSUs vested in full on August 11, 2022.
KLDiscovery Inc.
Report date June 17, 2020 · Filed June 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,739 |
Reported balance
After 2020-06-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-17 · Grant · Acquired 21,739 · Balance 21,739 F1: Represents an award of Restricted Stock Units ("RSUs"), which will vest the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, subject to the Reporting Person's continued service through such vesting date, and is subject to acceleration upon certain events. The RSUs will be settled in shares of the Issuer's Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectBy Pivotal Acquisition Holdings LLC | 5,070,608 |
Reported balance
Holding disclosure · report date 2020-06-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,070,608 F2: These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the Issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC, an affiliate of Reporting Person (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Restricted Stock Units ("RSUs"), which will vest the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, subject to the Reporting Person's continued service through such vesting date, and is subject to acceleration upon certain events. The RSUs will be settled in shares of the Issuer's Common Stock upon vesting.
F2: These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the Issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC, an affiliate of Reporting Person (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein.
Northern Star Investment Corp. II
Report date April 08, 2024 · Filed April 09, 2024
Jointly reported with Northern Star II Sponsor LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Indirectby Northern Star II Sponsor LLC | 9,766,667 |
Reported balance
After 2024-04-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-04-08 · Conversion · Acquired 58,333 · Balance 9,766,667 F1: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Indirectby Northern Star II Sponsor LLC | 0 |
Reported balance
After 2024-04-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-04-08 · Conversion · Disposed 58,333 · Balance 0 F2: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F1: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his pecuniary interest therein.
F2: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.
Northern Star Investment Corp. III
Report date March 25, 2024 · Filed March 27, 2024
Jointly reported with Northern Star III Sponsor LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Indirectby Northern Star III Sponsor LLC | 9,883,333 |
Reported balance
After 2024-03-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-03-25 · Conversion · Acquired 174,999 · Balance 9,883,333 F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F2: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Indirectby Northern Star III Sponsor LLC | 0 |
Reported balance
After 2024-03-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-25 · Conversion · Disposed 174,999 · Balance 0 F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F2: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.
F2: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing member, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his pecuniary interest therein.
Northern Star Investment Corp. IV
Report date March 25, 2024 · Filed March 27, 2024
Jointly reported with Northern Star IV Sponsor LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Indirectby Northern Star III Sponsor LLC | 9,766,667 |
Reported balance
After 2024-03-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-03-25 · Conversion · Acquired 58,333 · Balance 9,766,667 F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F2: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Indirectby Northern Star IV Sponsor LLC | 0 |
Reported balance
After 2024-03-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-25 · Conversion · Disposed 58,333 · Balance 0 F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F2: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock converts into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.
F2: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein.
Pivotal Investment Corp III
Report date August 07, 2023 · Filed August 08, 2023
Jointly reported with Pivotal Investment Holdings III LLC, Griffin Kevin
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 60,000 |
Reported balance
After 2023-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-07 · Other · Acquired 60,000 · Balance 60,000 F1: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F2: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Pivotal Investment Holdings III LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering. F3: These shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 120,000 |
Reported balance
After 2023-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-08-07 · Other · Acquired 60,000 · Balance 120,000 F1: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date. F2: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Pivotal Investment Holdings III LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering. F3: These shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.
F2: These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Pivotal Investment Holdings III LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares, in connection with an agreement between the Sponsor and the transferor. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.
F3: These shares are owned directly by Sponsor, a ten percent owner of the issuer, and indirectly by its managing members, Ironbound Partners Fund, LLC and Pivotal Spac Funding III LLC. Ironbound Partners Fund, LLC is an affiliate of Jonathan Ledecky, the Issuer's Chairman. Pivotal Spac Funding III LLC is an affiliate of MGG Investment Group, LP, whose Chief Executive Officer is Kevin Griffin, the Chief Executive Officer and a director of the Issuer. Each of Mr. Ledecky, Ironbound Partners Fund, LLC, Pivotal Spac Funding III LLC, MGG Investment Group, LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Investment Holdings III LLC, except to the extent of his or its pecuniary interest therein.
Propel Media, Inc.
Report date February 06, 2018 · Filed February 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by Ironbound Partners Fund, LLC, which Mr. Ledecky controls | 15,915,186 |
Reported balance
After 2018-02-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-06 · Purchase · Acquired 1,454,545 · Balance 15,915,186 |
SPRUCE POWER HOLDING CORP
Report date June 24, 2025 · Filed February 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,463 |
Reported balance
After 2025-06-24 transaction · row 1
1 source rowRow 1 · 2025-06-24 · Grant · Acquired 75,000 · Balance 122,463 F1: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Ironbound Partners Fund, LLC | 328,125 |
Reported balance
Holding disclosure · report date 2025-06-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 328,125 F2: Includes 328,125 shares held by Ironbound Partners Fund, LLC, an affiliate of the reporting person. Notwithstanding his dispositive and voting control over such shares, the reporting person disclaims beneficial ownership of the shares of our common stock held by Ironbound Partners Fund, LLC, except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest on June 24, 2026.
F2: Includes 328,125 shares held by Ironbound Partners Fund, LLC, an affiliate of the reporting person. Notwithstanding his dispositive and voting control over such shares, the reporting person disclaims beneficial ownership of the shares of our common stock held by Ironbound Partners Fund, LLC, except to the extent of his proportionate pecuniary interest therein.
Yale Transaction Finders, Inc.
Report date November 20, 2023 · Filed November 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Indirectby Ironbound Partners Fund, LLC | 3,660,800 |
Reported balance
After 2023-11-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-11-20 · Purchase · Acquired 256,000 · Balance 3,660,800 F1: Held by Ironbound Partners Fund, LLC ("Ironbound"). The reporting person is the managing member of Ironbound and has voting and dispositive power over the shares held by Ironbound. As such, the reporting person is deemed to be the beneficial owner of the securities held by Ironbound. The reporting person disclaims beneficial ownership of the securities held by Ironbound, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Held by Ironbound Partners Fund, LLC ("Ironbound"). The reporting person is the managing member of Ironbound and has voting and dispositive power over the shares held by Ironbound. As such, the reporting person is deemed to be the beneficial owner of the securities held by Ironbound. The reporting person disclaims beneficial ownership of the securities held by Ironbound, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2019 Filed Dec 23, 2019 10:48 UTC | KLDiscovery Inc. KLDI · Entity 138111 | Disposition to issuerWarrants · Derivative | 1,764,719 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001094891-19-000246 · edgar.xml · derivative · entry 4 Pivotal Spac Funding LLC · CIK 0001763970 · 10% owner LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pivotal Acquisition Holdings LLC Disclosed balance after: 4,585,281 Underlying: Common Stock · 1,764,719 shares Expires not disclosed F2 · price: The reporting person forfeited these securities to the Issuer for no consideration. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F5 · ownership.nature: These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 10:48 UTC | KLDiscovery Inc. KLDI · Entity 138111 | ConversionClass B common stock · Derivative | 5,070,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000246 · edgar.xml · derivative · entry 3 Pivotal Spac Funding LLC · CIK 0001763970 · 10% owner LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pivotal Acquisition Holdings LLC Disclosed balance after: 0 Underlying: Common Stock · 5,070,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc. F1 · price: Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc. F1 · derivative.exercise_date: Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc. F1 · derivative.expiration_date: Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc. F5 · ownership.nature: These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 10:48 UTC | KLDiscovery Inc. KLDI · Entity 138111 | Disposition to issuerClass B common stock · Derivative | 479,392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000246 · edgar.xml · derivative · entry 2 Pivotal Spac Funding LLC · CIK 0001763970 · 10% owner LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pivotal Acquisition Holdings LLC Disclosed balance after: 5,320,608 Underlying: Common Stock · 479,392 shares Expires not disclosed F1 · derivative.exercise_price: Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc. F2 · price: The reporting person forfeited these securities to the Issuer for no consideration. F1 · derivative.exercise_date: Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc. F1 · derivative.expiration_date: Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc. F5 · ownership.nature: These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 10:48 UTC | KLDiscovery Inc. KLDI · Entity 138111 | ConversionCommon Stock | 5,070,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000246 · edgar.xml · nonDerivative · entry 1 Pivotal Spac Funding LLC · CIK 0001763970 · 10% owner LEDECKY JONATHAN J · CIK 0001008382 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pivotal Acquisition Holdings LLC Disclosed balance after: 5,070,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pivotal Acquisition Corp.'s Class B common stock was convertible on a one-for-one basis into common equity of the surviving entity upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such shares of Class B common stock of Pivotal Acquisition Corp. automatically converted into shares of common stock of KLDiscovery Inc. F5 · ownership.nature: These shares are owned directly by Pivotal Acquisition Holdings LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky (a director of the Issuer) and Pivotal Spac Funding LLC. Pivotal Spac Funding LLC is an affiliate of MGG Investment Group LP, whose Chief Executive Officer is Kevin Griffin, a director of the Issuer. Each of Mr. Ledecky, Pivotal Spac Funding LLC, MGG Investment Group LP, and Mr. Griffin disclaim beneficial ownership of the securities held by Pivotal Acquisition Holdings LLC, except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 10:04 UTC | Appgate, Inc. NTWN · Entity 115091 | GrantConvertible Note · Derivative | Not disclosed | $40,000.00 | $40,000.00 |
DisclosureSEC source: 0001094891-19-000238 · edgar.xml · derivative · entry 1 LEDECKY JONATHAN J · CIK 0001008382 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ironbound Partners Fund, LLC Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2020-08-31 F1 · derivative.exercise_price: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F1 · derivative.exercise_date: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F1 · derivative.underlying_shares: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F2 · ownership.nature: The securities are held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person may be deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 08:04 UTC | Appgate, Inc. NTWN · Entity 115091 | GrantConvertible Note · Derivative | Not disclosed | $25,000.00 | $25,000.00 |
DisclosureSEC source: 0001094891-18-000201 · edgar.xml · derivative · entry 1 LEDECKY JONATHAN J · CIK 0001008382 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ironbound Partners Fund, LLC Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-08-31 F1 · derivative.exercise_price: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F1 · derivative.exercise_date: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F1 · derivative.underlying_shares: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F2 · ownership.nature: The securities are held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person may be deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 08:15 UTC | Appgate, Inc. NTWN · Entity 115091 | GrantConvertible Note · Derivative | Not disclosed | $15,000.00 | $15,000.00 |
DisclosureSEC source: 0001094891-18-000162 · edgar.xml · derivative · entry 1 LEDECKY JONATHAN J · CIK 0001008382 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ironbound Partners Fund, LLC Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2019-08-31 F1 · derivative.exercise_price: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F1 · derivative.exercise_date: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F1 · derivative.underlying_shares: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F2 · ownership.nature: The securities are held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person may be deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:08 UTC | Propel Media, Inc. PROM · Entity 169642 | PurchaseCommon Stock | 1,454,545 | $0.24 | $349,090.80 |
DisclosureSEC source: 0001094891-18-000034 · edgar.xml · nonDerivative · entry 1 LEDECKY JONATHAN J · CIK 0001008382 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Ironbound Partners Fund, LLC, which Mr. Ledecky controls Disclosed balance after: 15,915,186 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 07:18 UTC | Appgate, Inc. NTWN · Entity 115091 | GrantConvertible Note · Derivative | Not disclosed | $50,000.00 | $50,000.00 |
DisclosureSEC source: 0001094891-17-000070 · edgar.xml · derivative · entry 1 LEDECKY JONATHAN J · CIK 0001008382 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ironbound Partners Fund, LLC Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2017-08-31 F1 · derivative.exercise_price: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F1 · derivative.exercise_date: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F1 · derivative.underlying_shares: The principal and accrued interest on the Note is convertible into shares of the Company's common stock upon the consummation of a "Fundamental Transaction" (as defined in the Note) at the "Conversion Price" (as defined in the Note). F2 · ownership.nature: The securities are held by Ironbound Partners Fund, LLC (the "Fund"). The reporting person is the manager of the Fund and has the authority and responsibility for the investments made by the Fund. As such, the reporting person may be deemed to be the beneficial owner of the securities held by the Fund. The reporting person disclaims beneficial ownership of the securities held by the Fund, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.