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person · Reporting owner

Sgro David

Disclosed activity across 8 companies

Tapewire entity
65407
SEC CIK
0001376451

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allegro Merger Corp.ALGR · Entity 150758Director · Chief Operating Officer · 10% ownerJuly 02, 2018July 02, 2018
Legato Merger Corp.LEGO · Entity 136256Director · Chief Executive OfficerJuly 06, 2021July 08, 2021
Legato Merger Corp. IIILEGT · Entity 91494Director · Non-Executive Vice-ChairmanFebruary 05, 2024February 05, 2024
Legato Merger Corp. IVLEGO · Entity 5911DirectorJanuary 22, 2026January 22, 2026
Pangaea Logistics Solutions Ltd.PANL · Entity 5424DirectorFebruary 18, 2026February 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allegro Merger Corp.

Report date July 02, 2018 · Filed July 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect621,013 Reported balance Holding disclosure · report date 2018-07-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 621,013

F1: Includes securities underlying 2,500 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.

F2: Includes up to 95,063 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

Common StockSEC Table I · non-derivativeIndirectBy Eric Rosenfeld 2017 Trust No. 11,553,687 Reported balance Holding disclosure · report date 2018-07-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,553,687

F3: Includes up to 255,937 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby.

Common StockSEC Table I · non-derivativeIndirectBy Eric Rosenfeld 2017 Trust No. 2684,563 Reported balance Holding disclosure · report date 2018-07-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 684,563

F4: Includes up to 85,313 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby.

Redeemable WarrantSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2018-07-02 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F8: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.

F6: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019.

F7: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.

RightSEC Table II · derivative / convertible security · Conversion / exercise price $0.00DirectNot disclosed Reported balance Holding disclosure · report date 2018-07-02 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F9: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination.

F10: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.

Filing footnotes · ownership attribution and instrument terms

F1: Includes securities underlying 2,500 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.

F2: Includes up to 95,063 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F3: Includes up to 255,937 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F4: Includes up to 85,313 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.

F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby.

F6: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019.

F7: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.

F8: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.

F9: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination.

F10: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.

Legato Merger Corp.

Report date July 06, 2021 · Filed July 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect763,980 Reported balance After 2021-07-06 transaction · row 1
1 source row

Row 1 · 2021-07-06 · Sale · Disposed 5,600 · Balance 763,980

F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

Common StockSEC Table I · non-derivativeIndirectBy Eric Rosenfeld 2017 Trust No. 1380,953 Reported balance After 2021-07-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-07-06 · Sale · Disposed 2,812 · Balance 380,953

F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Eric Rosenfeld 2017 Trust No. 2126,984 Reported balance After 2021-07-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-07-06 · Sale · Disposed 938 · Balance 126,984

F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

Legato Merger Corp. III

Report date February 05, 2024 · Filed February 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary sharesSEC Table I · non-derivativeDirect25,000 Reported balance Holding disclosure · report date 2024-02-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 25,000

F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant.

F2: Includes up to 1,582 shares that may be forfeited, and up to 176 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriters in the Issuer's initial public offering does not fully exercise its overallotment option.

Ordinary sharesSEC Table I · non-derivativeIndirectBy Eric S Rosenfeld 2017 Trust No. 1, Eric S Rosenfeld 2017 Trust No. 2374,413 Reported balance Holding disclosure · report date 2024-02-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 374,413

F3: Includes up to 67,721 shares that may be forfeited to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option.

F4: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50DirectNot disclosed Reported balance Holding disclosure · report date 2024-02-05 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant.

F5: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.

F6: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.

Filing footnotes · ownership attribution and instrument terms

F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant.

F2: Includes up to 1,582 shares that may be forfeited, and up to 176 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriters in the Issuer's initial public offering does not fully exercise its overallotment option.

F3: Includes up to 67,721 shares that may be forfeited to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option.

F4: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.

F5: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.

F6: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.

Legato Merger Corp. IV

Report date January 22, 2026 · Filed January 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect24,882 Reported balance Holding disclosure · report date 2026-01-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 24,882

F1: Includes (i) 2,382 shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO") and (ii) up to 1,059 shares subject to forfeiture in the event the underwriters of the IPO do not exercise their over-allotment option. Does not include an additional 118 shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50DirectNot disclosed Reported balance Holding disclosure · report date 2026-01-22 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Represents warrants included within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO.

F3: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.

F4: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.

F5: Does not include an additional 39 shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 2,382 shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO") and (ii) up to 1,059 shares subject to forfeiture in the event the underwriters of the IPO do not exercise their over-allotment option. Does not include an additional 118 shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.

F2: Represents warrants included within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO.

F3: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.

F4: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.

F5: Does not include an additional 39 shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.

Pangaea Logistics Solutions Ltd.

Report date February 18, 2026 · Filed February 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Share $0.0001 Par ValueSEC Table I · non-derivativeDirect361,811 Reported balance After 2026-02-18 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-02-18 · Grant · Acquired 14,151 · Balance 361,811

F1: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).

Common Share $0.0001 Par ValueSEC Table I · non-derivativeDirect347,660 Reported balance Holding disclosure · report date 2026-02-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 347,660

Filing footnotes · ownership attribution and instrument terms

F1: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Hill International, Inc.

Report date December 27, 2022 · Filed December 27, 2022

Section 16 reporting ended · disclosed 2022-12-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-27 transaction · row 1
1 source row

Row 1 · 2022-12-27 · Disposition to issuer · Disposed 260,066 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

Common StockSEC Table I · non-derivativeIndirectBy Jamarant Capital, L.P.0 Reported balance After 2022-12-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-12-27 · Disposition to issuer · Disposed 360,150 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

F2: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.

F2: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

NextDecade Corp

Report date June 15, 2018 · Filed June 19, 2018

Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect272,019 Reported balance Holding disclosure · report date 2018-06-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 272,019

Redeemable WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct2,606 Reported balance Holding disclosure · report date 2018-06-15 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 2,606

F1: Each redeemable warrant is currently exercisable for one share of common stock and expires on the earlier of (i) July 24, 2022 and (ii) redemption or liquidation.

Filing footnotes · ownership attribution and instrument terms

F1: Each redeemable warrant is currently exercisable for one share of common stock and expires on the earlier of (i) July 24, 2022 and (ii) redemption or liquidation.

Southland Holdings, Inc.

Report date February 14, 2023 · Filed February 16, 2023

Section 16 reporting ended · disclosed 2023-02-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect305,837 Reported balance After 2023-02-14 transaction · row 1
1 source row

Row 1 · 2023-02-14 · Other · Disposed 83,563 · Balance 305,837

F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

Common stockSEC Table I · non-derivativeIndirectBy Eris S Rosenfeld 2017 Trust No. 1, Eris S Rosenfeld 2017 Trust No. 2396,288 Reported balance After 2023-02-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-02-14 · Other · Disposed 108,632 · Balance 396,288

F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F2: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F2: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2017 Filed Jul 25, 2017 17:19 UTC NextDecade Corp HRMN · Entity 640 ConversionCommon Stock 68 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-17-000166 · edgar.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person converted an aggregate of $680 of convertible promissory notes into 68 shares of common stock and 68 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes.

Read SEC document
July 24, 2017 Filed Jul 25, 2017 17:19 UTC NextDecade Corp HRMN · Entity 640 OtherCommon Stock 41,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001094891-17-000166 · edgar.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,951

F1 · price: The Reporting Person transferred these shares in connection with the Issuer's initial business combination to other initial stockholders of the Issuer and certain third parties for no additional consideration.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 16:29 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 66,667 $2.25 $150,000.75
Disclosure

SEC source: 0001606909-17-000054 · wf-form4_149790415045246.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 66,667

F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017.

F2 · shares: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 16, 2017 Filed May 17, 2017 17:04 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 15,100 $4.53 $68,403.00
Disclosure

SEC source: 0001209191-17-033220 · doc4.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 115,694

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:04 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 764 $4.55 $3,476.20
Disclosure

SEC source: 0001209191-17-033220 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 100,594

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 12, 2017 Filed May 15, 2017 18:35 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 12,700 $4.55 $57,785.00
Disclosure

SEC source: 0001209191-17-032460 · doc4.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 99,830

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 11, 2017 Filed May 15, 2017 18:35 UTC Hill International, Inc. HIL · Entity 121293 PurchaseCommon Stock 9,866 $4.52 $44,594.32
Disclosure

SEC source: 0001209191-17-032460 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jamarant Capital, L.P.

Disclosed balance after: 87,130

F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 13:56 UTC NextDecade Corp HRMN · Entity 640 GrantConvertible Promissory Note · Derivative 68 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001094891-17-000092 · edgar.xml · derivative · entry 1

Sgro David · CIK 0001376451 · Director · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68

Underlying: Units · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option.

F4 · price: The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $681.65.

F1 · derivative.exercise_date: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option.

F2 · derivative.expiration_date: If the Issuer fails to consummate an initial business combination by July 27, 2017, or such later date as the Issuer's stockholders may approve, the Issuer will dissolve and the promissory note will not be convertible.

F3 · derivative.underlying: Each Unit consists of one share of common stock and one warrant to purchase one share of common stock.

Read SEC document
January 25, 2017 Filed Jan 31, 2017 11:43 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 22,866 $0.00 $0.00
Disclosure

SEC source: 0001606909-17-000009 · wf-form4_148588098264373.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,498

F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

F1 · price: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016).

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:25 UTC Pangaea Logistics Solutions Ltd. PANL · Entity 5424 GrantCommon Share $0.0001 Par Value 5,041 $0.00 $0.00
Disclosure

SEC source: 0001606909-16-000278 · wf-form4_147872672706670.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,632

F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

F1 · price: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances.

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November 03, 2016 Filed Nov 7, 2016 18:29 UTC Hill International, Inc. HIL · Entity 121293 GrantCommon Stock 10,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-148715 · doc4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,958

F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.