Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allegro Merger Corp.ALGR · Entity 150758 | Director · Chief Operating Officer · 10% owner | July 02, 2018 | July 02, 2018 |
| Legato Merger Corp.LEGO · Entity 136256 | Director · Chief Executive Officer | July 06, 2021 | July 08, 2021 |
| Legato Merger Corp. IIILEGT · Entity 91494 | Director · Non-Executive Vice-Chairman | February 05, 2024 | February 05, 2024 |
| Legato Merger Corp. IVLEGO · Entity 5911 | Director | January 22, 2026 | January 22, 2026 |
| Pangaea Logistics Solutions Ltd.PANL · Entity 5424 | Director | February 18, 2026 | February 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allegro Merger Corp.
Report date July 02, 2018 · Filed July 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 621,013 |
Reported balance
Holding disclosure · report date 2018-07-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 621,013 F1: Includes securities underlying 2,500 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. F2: Includes up to 95,063 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. |
| Common StockSEC Table I · non-derivative | IndirectBy Eric Rosenfeld 2017 Trust No. 1 | 1,553,687 |
Reported balance
Holding disclosure · report date 2018-07-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,553,687 F3: Includes up to 255,937 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. |
| Common StockSEC Table I · non-derivative | IndirectBy Eric Rosenfeld 2017 Trust No. 2 | 684,563 |
Reported balance
Holding disclosure · report date 2018-07-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 684,563 F4: Includes up to 85,313 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. |
| Redeemable WarrantSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-07-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F8: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. F6: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019. F7: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption. |
| RightSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-07-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F9: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination. F10: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes securities underlying 2,500 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.
F2: Includes up to 95,063 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
F3: Includes up to 255,937 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
F4: Includes up to 85,313 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
F5: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby.
F6: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019.
F7: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.
F8: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.
F9: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination.
F10: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.
Legato Merger Corp.
Report date July 06, 2021 · Filed July 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 763,980 |
Reported balance
After 2021-07-06 transaction · row 1
1 source rowRow 1 · 2021-07-06 · Sale · Disposed 5,600 · Balance 763,980 F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Eric Rosenfeld 2017 Trust No. 1 | 380,953 |
Reported balance
After 2021-07-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-07-06 · Sale · Disposed 2,812 · Balance 380,953 F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares. F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Eric Rosenfeld 2017 Trust No. 2 | 126,984 |
Reported balance
After 2021-07-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-07-06 · Sale · Disposed 938 · Balance 126,984 F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares. F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.
F2: The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. The reporting person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.
Legato Merger Corp. III
Report date February 05, 2024 · Filed February 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,000 F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant. F2: Includes up to 1,582 shares that may be forfeited, and up to 176 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriters in the Issuer's initial public offering does not fully exercise its overallotment option. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy Eric S Rosenfeld 2017 Trust No. 1, Eric S Rosenfeld 2017 Trust No. 2 | 374,413 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 374,413 F3: Includes up to 67,721 shares that may be forfeited to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option. F4: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-02-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant. F5: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination. F6: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes securities within up to 2,500 Units the Reporting Person has irrevocably committed to purchase upon consummation of the Issuer's initial public offering. Each Unit consists of one ordinary share and one half of one warrant.
F2: Includes up to 1,582 shares that may be forfeited, and up to 176 shares within Units for which the Reporting Person may not subscribe, to the extent that the underwriters in the Issuer's initial public offering does not fully exercise its overallotment option.
F3: Includes up to 67,721 shares that may be forfeited to the extent that the underwriter in the Issuer's initial public offering does not fully exercise its overallotment option.
F4: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his ultimate pecuniary interest therein.
F5: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.
F6: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.
Legato Merger Corp. IV
Report date January 22, 2026 · Filed January 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 24,882 |
Reported balance
Holding disclosure · report date 2026-01-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 24,882 F1: Includes (i) 2,382 shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO") and (ii) up to 1,059 shares subject to forfeiture in the event the underwriters of the IPO do not exercise their over-allotment option. Does not include an additional 118 shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-01-22 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Represents warrants included within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO. F3: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination. F4: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith. F5: Does not include an additional 39 shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 2,382 shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO") and (ii) up to 1,059 shares subject to forfeiture in the event the underwriters of the IPO do not exercise their over-allotment option. Does not include an additional 118 shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.
F2: Represents warrants included within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO.
F3: Each warrant will become exercisable 30 days after the completion by the Issuer of an initial business combination.
F4: Each warrant will expire five years after the completion by the Issuer of an initial business combination, or earlier upon redemption; provided that the warrants will expire earlier if the Issuer has not completed an initial business combination within the required time period and liquidates the trust account in connection therewith.
F5: Does not include an additional 39 shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.
Pangaea Logistics Solutions Ltd.
Report date February 18, 2026 · Filed February 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Share $0.0001 Par ValueSEC Table I · non-derivative | Direct | 361,811 |
Reported balance
After 2026-02-18 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-02-18 · Grant · Acquired 14,151 · Balance 361,811 F1: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024). |
| Common Share $0.0001 Par ValueSEC Table I · non-derivative | Direct | 347,660 |
Reported balance
Holding disclosure · report date 2026-02-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 347,660 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Hill International, Inc.
Report date December 27, 2022 · Filed December 27, 2022
Section 16 reporting ended · disclosed 2022-12-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-27 transaction · row 1
1 source rowRow 1 · 2022-12-27 · Disposition to issuer · Disposed 260,066 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Jamarant Capital, L.P. | 0 |
Reported balance
After 2022-12-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-12-27 · Disposition to issuer · Disposed 360,150 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash. F2: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated August 26, 2022 (the "Merger Agreement"), by and among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., these shares of common stock were automatically converted into the right to receive $3.40 per share in cash.
F2: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
NextDecade Corp
Report date June 15, 2018 · Filed June 19, 2018
Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,019 |
Reported balance
Holding disclosure · report date 2018-06-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 272,019 |
| Redeemable WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 2,606 |
Reported balance
Holding disclosure · report date 2018-06-15 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,606 F1: Each redeemable warrant is currently exercisable for one share of common stock and expires on the earlier of (i) July 24, 2022 and (ii) redemption or liquidation. |
Filing footnotes · ownership attribution and instrument terms
F1: Each redeemable warrant is currently exercisable for one share of common stock and expires on the earlier of (i) July 24, 2022 and (ii) redemption or liquidation.
Southland Holdings, Inc.
Report date February 14, 2023 · Filed February 16, 2023
Section 16 reporting ended · disclosed 2023-02-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 305,837 |
Reported balance
After 2023-02-14 transaction · row 1
1 source rowRow 1 · 2023-02-14 · Other · Disposed 83,563 · Balance 305,837 F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement. |
| Common stockSEC Table I · non-derivative | IndirectBy Eris S Rosenfeld 2017 Trust No. 1, Eris S Rosenfeld 2017 Trust No. 2 | 396,288 |
Reported balance
After 2023-02-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-02-14 · Other · Disposed 108,632 · Balance 396,288 F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement. F2: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.
F2: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2017 Filed Jul 25, 2017 17:19 UTC | NextDecade Corp HRMN · Entity 640 | ConversionCommon Stock | 68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-17-000166 · edgar.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person converted an aggregate of $680 of convertible promissory notes into 68 shares of common stock and 68 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:19 UTC | NextDecade Corp HRMN · Entity 640 | OtherCommon Stock | 41,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-17-000166 · edgar.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,951 F1 · price: The Reporting Person transferred these shares in connection with the Issuer's initial business combination to other initial stockholders of the Issuer and certain third parties for no additional consideration. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 16:29 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 66,667 | $2.25 | $150,000.75 |
DisclosureSEC source: 0001606909-17-000054 · wf-form4_149790415045246.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 66,667 F1 · shares: Common Shares were purchased in an unregistered private placement by the Company pursuant to a subscription agreement dated as of June 15, 2017. F2 · shares: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 16, 2017 Filed May 17, 2017 17:04 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 15,100 | $4.53 | $68,403.00 |
DisclosureSEC source: 0001209191-17-033220 · doc4.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 115,694 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2017 Filed May 17, 2017 17:04 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 764 | $4.55 | $3,476.20 |
DisclosureSEC source: 0001209191-17-033220 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 100,594 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2017 Filed May 15, 2017 18:35 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 12,700 | $4.55 | $57,785.00 |
DisclosureSEC source: 0001209191-17-032460 · doc4.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 99,830 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:35 UTC | Hill International, Inc. HIL · Entity 121293 | PurchaseCommon Stock | 9,866 | $4.52 | $44,594.32 |
DisclosureSEC source: 0001209191-17-032460 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jamarant Capital, L.P. Disclosed balance after: 87,130 F1 · balance_after: The reported shares are owned by Jamarant Capital, L.P., of which Mr. Sgro is a Managing Member. Mr. Sgro disclaims beneficial ownership of the reported shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Sgro is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 13:56 UTC | NextDecade Corp HRMN · Entity 640 | GrantConvertible Promissory Note · Derivative | 68 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001094891-17-000092 · edgar.xml · derivative · entry 1 Sgro David · CIK 0001376451 · Director · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68 Underlying: Units · 68 shares Expires not disclosed F1 · derivative.exercise_price: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F4 · price: The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $681.65. F1 · derivative.exercise_date: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F2 · derivative.expiration_date: If the Issuer fails to consummate an initial business combination by July 27, 2017, or such later date as the Issuer's stockholders may approve, the Issuer will dissolve and the promissory note will not be convertible. F3 · derivative.underlying: Each Unit consists of one share of common stock and one warrant to purchase one share of common stock. Read SEC document |
| January 25, 2017 Filed Jan 31, 2017 11:43 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 22,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001606909-17-000009 · wf-form4_148588098264373.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,498 F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). F1 · price: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:25 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 5,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001606909-16-000278 · wf-form4_147872672706670.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,632 F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances. F1 · price: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 18:29 UTC | Hill International, Inc. HIL · Entity 121293 | GrantCommon Stock | 10,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148715 · doc4.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,958 F1 · shares: Grant of deferred stock units (DSUs) for payment of part of annual retainer for service on the Issuer's Board of Directors. Each DSU entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.